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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2019 Filed Jul 9, 2019 21:29 UTC Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-003906 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,120,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 21:29 UTC SaleCommon Stock 15,000 $10.34 $155,100.00
Disclosure

SEC source: 0001562180-19-003906 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.25 to $10.66, inclusive.The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
July 05, 2019 Filed Jul 9, 2019 21:29 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-003906 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 30, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 180 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 14

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,508

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 30, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 15

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By spouse

Disclosed balance after: 13,890

F1 · shares: These shares were issued to the reporting person's spouse in connection with her services to the Issuer as a real estate agent.

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June 30, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 1,680 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 14

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560,814

F2 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 30, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 72 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 18

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,563,636

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

F5 · balance_after: Share total reflects the foreiture of 36 Restricted Stock Units issued on June 30, 2019 prior to their vesting.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:33 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001993 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,135,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:33 UTC SaleCommon Stock 15,000 $11.14 $167,100.00
Disclosure

SEC source: 0001683168-19-001993 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.72 to $11.44, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 20, 2019 Filed Jun 24, 2019 20:33 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-19-001993 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 19, 2019 Filed Jun 20, 2019 20:05 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 20,000 $11.11 $222,200.00
Disclosure

SEC source: 0001683168-19-001956 · ownership.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,004,144

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.25, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
June 14, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 13

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,328

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 14, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 197 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 13

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,559,134

F2 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
June 10, 2019 Filed Jun 17, 2019 16:27 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001921 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,204,795

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 10, 2019 Filed Jun 17, 2019 16:27 UTC SaleCommon Stock 11,000 $11.30 $124,300.00
Disclosure

SEC source: 0001683168-19-001921 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.84, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 10, 2019 Filed Jun 17, 2019 16:27 UTC Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-001921 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 10, 2019 Filed Jun 17, 2019 20:25 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 20,000 $11.29 $225,800.00
Disclosure

SEC source: 0001683168-19-001920 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 657,946

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.03 to $11.84, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:00 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001825 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,150,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:00 UTC SaleCommon Stock 15,000 $10.48 $157,200.00
Disclosure

SEC source: 0001683168-19-001825 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.91 to $11.21, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 05, 2019 Filed Jun 6, 2019 22:00 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-19-001825 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 10, 2019 21:16 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.05 $83,746.65
Disclosure

SEC source: 0001683168-19-001844 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 50,002

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
May 31, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 9

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,673

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 21,583 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · derivative · entry 6

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,215,795

Underlying: Common Stock · 21,583 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is required.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC SaleCommon Stock 21,583 $12.51 $270,003.33
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 4

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.50 to $12.53, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 22, 2019 Filed May 23, 2019 19:31 UTC Exercise / conversionCommon Stock 21,583 $1.76 $37,986.08
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,583

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 4,422 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · derivative · entry 5

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,237,378

Underlying: Common Stock · 4,422 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is required.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC SaleCommon Stock 4,422 $12.50 $55,275.00
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
May 21, 2019 Filed May 23, 2019 19:31 UTC Exercise / conversionCommon Stock 4,422 $1.76 $7,782.72
Disclosure

SEC source: 0001683168-19-001714 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,422

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001698 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,165,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:59 UTC SaleCommon Stock 15,000 $11.68 $175,200.00
Disclosure

SEC source: 0001683168-19-001698 · ownership.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.21 to $11.89, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 20, 2019 Filed May 22, 2019 22:59 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001683168-19-001698 · ownership.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 40,507 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · derivative · entry 9

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,375

Underlying: Common Stock · 40,507 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
SaleCommon Stock 40,507 $11.06 $448,007.42
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 6

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sale reported in this line was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.87 to $11.39, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (5) to this Form 4.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionCommon Stock 40,507 $3.55 $143,799.85
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 5

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 17, 2019 Filed May 17, 2019 22:13 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 42,775 $11.15 $476,941.25
Disclosure

SEC source: 0001683168-19-001624 · ownership.xml · nonDerivative · entry 3

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 677,946

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

Read SEC document
May 16, 2019 Filed May 17, 2019 22:15 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 12,213 $11.06 $135,075.78
Disclosure

SEC source: 0001683168-19-001626 · ownership.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,024,144

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.24, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 16, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 42,018 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · derivative · entry 8

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,882

Underlying: Common Stock · 42,018 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

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May 16, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
SaleCommon Stock 42,018 $11.12 $467,240.16
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 4

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · kind: The sale reported in this line was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (4) to this Form 4.

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May 16, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionCommon Stock 42,018 $3.55 $149,163.90
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 3

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2019 Filed May 17, 2019 22:13 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 30,030 $11.25 $337,837.50
Disclosure

SEC source: 0001683168-19-001624 · ownership.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 720,721

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (3) to this Form 4.

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May 15, 2019 Filed May 17, 2019 22:15 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 7,787 $11.02 $85,812.74
Disclosure

SEC source: 0001683168-19-001626 · ownership.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,036,357

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

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May 15, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 3,100 $0.00 Strike: $3.55 $0.00
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · derivative · entry 7

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 211,900

Underlying: Common Stock · 3,100 shares

Expires 2027-04-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The Stock Options shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on April 17, 2021.

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May 15, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
SaleCommon Stock 9,350 $10.87 $101,634.50
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 2

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: 3,100 shares included in the sale reported in this line were sold pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.75 to $10.98, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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May 15, 2019 Filed May 17, 2019 22:14 UTC
Petronis ScottChf Product and Tech Officer
Exercise / conversionCommon Stock 3,100 $3.55 $11,005.00
Disclosure

SEC source: 0001683168-19-001625 · ownership.xml · nonDerivative · entry 1

Petronis Scott · CIK 0001750469 · Chf Product and Tech Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,350

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2019 Filed May 17, 2019 22:13 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 7,195 $11.02 $79,288.90
Disclosure

SEC source: 0001683168-19-001624 · ownership.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,751

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.10, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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May 08, 2019 Filed May 9, 2019 20:02 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 11,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,241,800

Underlying: Common Stock · 11,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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May 08, 2019 Filed May 9, 2019 20:02 UTC SaleCommon Stock 11,000 $9.77 $107,470.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.65 to $10.03, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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May 08, 2019 Filed May 9, 2019 20:02 UTC Exercise / conversionCommon Stock 11,000 $1.76 $19,360.00
Disclosure

SEC source: 0001683168-19-001444 · ownership.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2019 Filed May 8, 2019 17:18 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.04 $83,663.32
Disclosure

SEC source: 0001683168-19-001420 · ownership.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 58,335

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.20, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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May 06, 2019 Filed May 8, 2019 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001683168-19-001421 · ownership.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,180,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vest ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019, subject to acceleration if the Issuer is acquired.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.