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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 03, 2019 Filed Sep 5, 2019 21:47 UTC
Gesing JasonDirector · Exec VP, Business Development
Exercise / conversionStock Options · Derivative 72,188 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001562180-19-004676 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 72,188 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 54,141 of these stock options vested on September 27, 2013 and 18,047 vested on October 1, 2013.

Read SEC document
September 03, 2019 Filed Sep 5, 2019 21:47 UTC
Gesing JasonDirector · Exec VP, Business Development
Exercise / conversionCommon Stock 72,188 $0.13 $9,384.44
Disclosure

SEC source: 0001562180-19-004676 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 6, 2019 18:46 UTC
SANFORD PENNY10% owner
OtherCommon Stock 85,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001562180-19-004685 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,679,325

F1 · price: Represents shares transferred to a non-related third party in a non-cash transaction.

Read SEC document
August 31, 2019 Filed Sep 3, 2019 20:17 UTC GrantCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004563 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,928

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
August 31, 2019 Filed Sep 3, 2019 20:18 UTC GrantCommon Stock 230 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004564 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,234

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
August 31, 2019 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 46 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 19

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,314,056

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

F6 · balance_after: Share total reflects the foreiture of 46 Restricted Stock Units issued on August 31, 2019 prior to their vesting.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004453 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,099,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:12 UTC SaleCommon Stock 17,500 $8.94 $156,450.00
Disclosure

SEC source: 0001562180-19-004453 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.75 to $9.26, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 17:12 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004453 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:16 UTC Exercise / conversionStock Options (Right to buy) · Derivative 5,763 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004437 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084,938

Underlying: Common Stock · 5,763 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:16 UTC SaleCommon Stock 5,763 $9.55 $55,036.65
Disclosure

SEC source: 0001562180-19-004437 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
August 20, 2019 Filed Aug 22, 2019 16:16 UTC Exercise / conversionCommon Stock 5,763 $1.76 $10,142.88
Disclosure

SEC source: 0001562180-19-004437 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,763

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 13:15 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004395 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,117,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 13:15 UTC SaleCommon Stock 17,500 $9.06 $158,550.00
Disclosure

SEC source: 0001562180-19-004395 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.31, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 15, 2019 Filed Aug 20, 2019 13:15 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004395 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2019 Filed Aug 29, 2019 22:04 UTC
Tobison John K.Chief Information Officer
GrantStock Options (Right to buy) · Derivative 100,000 $0.00 Strike: $9.00 $0.00
Disclosure

SEC source: 0001562180-19-004529 · primarydocument.xml · derivative · entry 1

Tobison John K. · CIK 0001786515 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2029-08-12

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a four year period in 16 quarterly installments, with the final vesting date on August 12, 2023.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 19:06 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004220 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,134,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 19:06 UTC SaleCommon Stock 17,500 $9.90 $173,250.00
Disclosure

SEC source: 0001562180-19-004220 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.70 to $10.12, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 08, 2019 Filed Aug 8, 2019 19:06 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004220 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 19:06 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.12 $84,329.96
Disclosure

SEC source: 0001562180-19-004195 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 33,336

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.30, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 23:09 UTC Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004196 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,090,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 23:09 UTC SaleCommon Stock 15,000 $10.11 $151,650.00
Disclosure

SEC source: 0001562180-19-004196 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.39, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 05, 2019 Filed Aug 6, 2019 23:09 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-004196 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:07 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004149 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,152,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:07 UTC SaleCommon Stock 17,500 $10.51 $183,925.00
Disclosure

SEC source: 0001562180-19-004149 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.40 to $10.77, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
August 01, 2019 Filed Aug 2, 2019 17:07 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004149 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 31, 2019 Filed Aug 29, 2019 22:09 UTC GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004531 · primarydocument.xml · nonDerivative · entry 15

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,698

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
July 31, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 190 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 18

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,311,004

Read SEC document
July 31, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 38 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 10

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,711

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
July 30, 2019 Filed Jul 31, 2019 20:28 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $10.52 $157,800.00
Disclosure

SEC source: 0001562180-19-004110 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,764,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.15 to $10.93, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:44 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004082 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,795

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:44 UTC SaleCommon Stock 17,500 $10.22 $178,850.00
Disclosure

SEC source: 0001562180-19-004082 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.05 to $10.40, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 25, 2019 Filed Jul 26, 2019 20:44 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004082 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:39 UTC Exercise / conversionStock Options (Right to buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004036 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,105,701

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:39 UTC SaleCommon Stock 15,000 $11.13 $166,950.00
Disclosure

SEC source: 0001562180-19-004036 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.95 to $11.54, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 22, 2019 Filed Jul 23, 2019 20:39 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-004036 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 18:12 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 17,500 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-004027 · primarydocument.xml · derivative · entry 3

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,187,295

Underlying: Common Stock · 17,500 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 18:12 UTC SaleCommon Stock 17,500 $11.09 $194,075.00
Disclosure

SEC source: 0001562180-19-004027 · primarydocument.xml · nonDerivative · entry 2

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.20, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

Read SEC document
July 19, 2019 Filed Jul 22, 2019 18:12 UTC Exercise / conversionCommon Stock 17,500 $1.76 $30,800.00
Disclosure

SEC source: 0001562180-19-004027 · primarydocument.xml · nonDerivative · entry 1

Miller Richard Stanwood · CIK 0001684262 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 18, 2019 Filed Jul 19, 2019 19:01 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 8,853 $11.04 $97,737.12
Disclosure

SEC source: 0001562180-19-004007 · primarydocument.xml · nonDerivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137,946

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.25, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 18, 2019 Filed Jul 19, 2019 18:58 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 9,171 $11.04 $101,247.84
Disclosure

SEC source: 0001562180-19-004005 · primarydocument.xml · nonDerivative · entry 2

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,984,144

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.20, inclusive.The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 17, 2019 Filed Jul 19, 2019 19:01 UTC
Gesing JasonDirector · Exec VP, Business Development
SaleCommon Stock 11,147 $11.00 $122,617.00
Disclosure

SEC source: 0001562180-19-004007 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,146,799

F1 · kind: The sales reported in this Form 4 were effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.07, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 17, 2019 Filed Jul 19, 2019 18:58 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 10,829 $11.01 $119,227.29
Disclosure

SEC source: 0001562180-19-004005 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,993,315

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.06, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.

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July 12, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 250,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 17

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,310,814

F4 · shares: Represents the second vested installment of an award of 1,000,000 shares of restricted stock granted on the Award Date that vests in four equal installments over the three-year period beginning July 12, 2018 upon the satisfaction of certain performance-based conditions.

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July 09, 2019 Filed Jul 11, 2019 19:20 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 500,000 $0.00 Strike: $0.30 $0.00
Disclosure

SEC source: 0001562180-19-003926 · primarydocument.xml · derivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-03-01

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July 09, 2019 Filed Jul 11, 2019 19:20 UTC
SANFORD PENNY10% owner
OtherCommon Stock 500,000 $0.30 $150,000.00
Disclosure

SEC source: 0001562180-19-003926 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,779,325

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.

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July 09, 2019 Filed Jul 11, 2019 19:20 UTC
Gesing JasonDirector · Exec VP, Business Development
OtherStock option (right to buy) · Derivative 500,000 $0.30 Strike: $0.30 $150,000.00
Disclosure

SEC source: 0001562180-19-003925 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500,000 shares

Expires 2025-03-01

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July 09, 2019 Filed Jul 11, 2019 19:20 UTC
Gesing JasonDirector · Exec VP, Business Development
OtherCommon Stock 500,000 $0.30 $150,000.00
Disclosure

SEC source: 0001562180-19-003925 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · Exec VP, Business Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,157,946

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July 08, 2019 Filed Aug 29, 2019 21:59 UTC GrantCommon Stock 500,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-19-004526 · primarydocument.xml · nonDerivative · entry 16

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,060,814

F3 · shares: Represents the third vested installment of an award of 1,000,000 shares of restricted stock granted on February 25, 2015 (the "Award Date") that vested in three installments over the two-year period beginning September 30, 2017 upon the satisfaction of certain performance-based conditions.

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July 05, 2019 Filed Jul 9, 2019 17:28 UTC
Goldman Alan M.Chief Accounting Officer
SaleCommon Stock 8,333 $10.35 $86,246.55
Disclosure

SEC source: 0001562180-19-003905 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 41,669

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.26 to $10.66, inclusive.The reporting person undertakes to provide to eXp World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

F3 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.