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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2020 Filed Mar 16, 2020 21:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 9,761 $10.09 $98,500.20
Disclosure

SEC source: 0001562180-20-002551 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,799,014

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.19, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 20:23 UTC
Gesing JasonDirector · CEO of eXp Realty
Exercise / conversionStock Options · Derivative 100,000 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001562180-20-002399 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 231,943

Underlying: Common Stock · 100,000 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 331,943 of these options vested on October 1, 2012.

Read SEC document
March 10, 2020 Filed Mar 11, 2020 20:23 UTC
Gesing JasonDirector · CEO of eXp Realty
Exercise / conversionCommon Stock 100,000 $0.13 $13,000.00
Disclosure

SEC source: 0001562180-20-002399 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,178,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 21:17 UTC
Onnen StaceyCo-President of eXp Realty
GrantStock Option (Right to Buy) · Derivative 46,280 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001562180-20-002401 · primarydocument.xml · derivative · entry 2

Onnen Stacey · CIK 0001776376 · Co-President of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

Underlying: Common Stock · 46,280 shares

Expires 2030-03-06

F2 · derivative.exercise_date: The Stock Option shares vest ratably over a four year period in 6.25% quarterly installments, with the final vesting date on December 7, 2023, subject to acceleration if the Issuer is acquired.

Read SEC document
March 07, 2020 Filed Mar 11, 2020 21:17 UTC
Onnen StaceyCo-President of eXp Realty
GrantStock Option (Right to Buy) · Derivative 28,720 $0.00 Strike: $9.16 $0.00
Disclosure

SEC source: 0001562180-20-002401 · primarydocument.xml · derivative · entry 1

Onnen Stacey · CIK 0001776376 · Co-President of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,720

Underlying: Common Stock · 28,720 shares

Expires 2030-03-06

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a four year period in 6.25% quarterly installments, with the final vesting date on March 7, 2024, subject to acceleration if the Issuer is acquired.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:39 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-002245 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:39 UTC SaleCommon Stock 15,000 $9.57 $143,550.00
Disclosure

SEC source: 0001562180-20-002245 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.30 to $9.87, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 05, 2020 Filed Mar 5, 2020 22:39 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-002245 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 04, 2020 Filed Mar 5, 2020 21:30 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 2,695 $10.00 $26,952.96
Disclosure

SEC source: 0001562180-20-002207 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,808,775

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.01, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 03, 2020 Filed Mar 4, 2020 21:20 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 6,010 $10.07 $60,520.70
Disclosure

SEC source: 0001562180-20-002160 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,811,470

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.15, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
March 01, 2020 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 23

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,434

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 00:26 UTC GrantCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001932 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,142

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
February 29, 2020 Filed Mar 3, 2020 00:26 UTC GrantCommon Stock 210 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-001933 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,448

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
February 26, 2020 Filed Mar 2, 2020 21:39 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $10.91 $163,650.00
Disclosure

SEC source: 0001562180-20-001876 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,574,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.82 to $11.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 25, 2020 Filed Feb 27, 2020 22:46 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 11,666 $10.94 $127,626.04
Disclosure

SEC source: 0001562180-20-001789 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,837,480

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.255, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 23:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-001496 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 895,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 23:18 UTC SaleCommon Stock 15,000 $11.39 $170,850.00
Disclosure

SEC source: 0001562180-20-001496 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.25 to $11.48, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 20, 2020 Filed Feb 21, 2020 23:18 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-001496 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 18, 2020 Filed Feb 19, 2020 22:25 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 11,666 $11.28 $131,592.48
Disclosure

SEC source: 0001562180-20-001373 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,849,146

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.16 to $11.495, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 22:14 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 11,666 $11.24 $131,125.84
Disclosure

SEC source: 0001562180-20-001120 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,860,812

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.06 to $11.39, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 11, 2020 Filed Feb 12, 2020 22:14 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 1,046 $11.09 $11,600.14
Disclosure

SEC source: 0001562180-20-001121 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,078,068

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.02 to $11.19, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 10, 2020 Filed Feb 11, 2020 21:51 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 18,954 $11.30 $214,180.20
Disclosure

SEC source: 0001562180-20-001086 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,079,114

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.08 to $11.58, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 23:59 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-000911 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 910,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 23:59 UTC SaleCommon Stock 15,000 $11.15 $167,250.00
Disclosure

SEC source: 0001562180-20-000911 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.91 to $11.43, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
February 05, 2020 Filed Feb 5, 2020 23:59 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-000911 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 04, 2020 Filed Feb 5, 2020 21:29 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 11,666 $11.15 $130,075.90
Disclosure

SEC source: 0001562180-20-000895 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,872,478

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.98 to $11.37, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 31, 2020 Filed Feb 6, 2020 22:51 UTC GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000978 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,932

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 31, 2020 Filed Feb 6, 2020 22:51 UTC GrantCommon Stock 182 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000977 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,238

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
January 28, 2020 Filed Jan 29, 2020 21:39 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $11.44 $171,600.00
Disclosure

SEC source: 0001562180-20-000680 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,589,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.24 to $11.58, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 22, 2020 Filed Jan 23, 2020 01:26 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 12,149 $11.11 $134,975.39
Disclosure

SEC source: 0001562180-20-000486 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,098,068

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.01 to $11.365, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 22, 2020 Filed Jan 28, 2020 23:42 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 12,017 $11.10 $133,388.70
Disclosure

SEC source: 0001562180-20-000643 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,884,144

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.005 to $11.38, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 21, 2020 Filed Jan 21, 2020 22:21 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-000455 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 925,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
January 21, 2020 Filed Jan 21, 2020 22:21 UTC SaleCommon Stock 15,000 $10.70 $160,500.00
Disclosure

SEC source: 0001562180-20-000455 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.61 to $10.80, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
January 21, 2020 Filed Jan 21, 2020 22:21 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-000455 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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January 16, 2020 Filed Jan 16, 2020 22:16 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 7,851 $11.01 $86,439.51
Disclosure

SEC source: 0001562180-20-000397 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,110,217

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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January 16, 2020 Filed Jan 17, 2020 21:35 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 7,983 $11.01 $87,892.83
Disclosure

SEC source: 0001562180-20-000430 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,896,161

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.05, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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January 06, 2020 Filed Jan 7, 2020 21:10 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-000271 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 940,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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January 06, 2020 Filed Jan 7, 2020 21:10 UTC SaleCommon Stock 15,000 $10.97 $164,550.00
Disclosure

SEC source: 0001562180-20-000271 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.83 to $11.13, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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January 06, 2020 Filed Jan 7, 2020 21:10 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-000271 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 7, 2020 16:10 UTC
Goldman Alan M.Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 468,750 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001562180-20-000270 · primarydocument.xml · derivative · entry 2

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Underlying: Common Stock · 468,750 shares

Expires 2026-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Reporting person received a grant of 100,000 shares of restricted common stock, which vests as to 25,000 shares upon the completion of each three-month period after the grant date.

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January 03, 2020 Filed Jan 7, 2020 16:10 UTC
Goldman Alan M.Chief Accounting Officer
Exercise / conversionCommon Stock 468,750 $0.80 $375,000.00
Disclosure

SEC source: 0001562180-20-000270 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 468,750

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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December 31, 2019 Filed Jan 16, 2020 22:16 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000396 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,056

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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December 31, 2019 Filed Jan 16, 2020 22:16 UTC GrantCommon Stock 177 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-000395 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,750

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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December 31, 2019 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 36 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 12

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,795

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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December 26, 2019 Filed Dec 27, 2019 21:16 UTC
SANFORD PENNY10% owner
SaleCommon Stock 15,000 $11.96 $179,400.00
Disclosure

SEC source: 0001562180-19-006276 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,604,325

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.71 to $12.15, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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December 20, 2019 Filed Dec 23, 2019 21:18 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-19-006249 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 955,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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December 20, 2019 Filed Dec 23, 2019 21:18 UTC SaleCommon Stock 15,000 $11.59 $173,850.00
Disclosure

SEC source: 0001562180-19-006249 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.43 to $11.74, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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December 20, 2019 Filed Dec 23, 2019 21:18 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-19-006249 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 16, 2019 Filed Mar 2, 2020 22:05 UTC
Sanford Glenn DarrelDirector · CEO and Chairman of the Board · 10% owner
SaleCommon Stock 20,000 $11.53 $230,600.00
Disclosure

SEC source: 0001562180-20-001885 · primarydocument.xml · nonDerivative · entry 1

Sanford Glenn Darrel · CIK 0001570838 · Director · CEO and Chairman of the Board · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,817,480

F1 · date: The transaction on this Form 4 was not reported in a timely manner due to an administrative error.

F2 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.26 to $11.95, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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December 11, 2019 Filed Dec 13, 2019 00:46 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 5,934 $11.44 $67,884.96
Disclosure

SEC source: 0001562180-19-006062 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,118,068

F1 · kind: The sales reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.32 to $11.50, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.