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Nasdaq · USD

AGNT

AGNT, Inc.

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5272
SEC CIK
0001495932
Parsed reports
808

Last 12 months

Inside the activity.

0 purchase rows · 4 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
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Aug 202600
Sep 202601
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 17, 2020 Filed Jun 19, 2020 01:42 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-004602 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 775,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 01:42 UTC SaleCommon Stock 15,000 $11.95 $179,218.50
Disclosure

SEC source: 0001562180-20-004602 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.78 to $12.29, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 17, 2020 Filed Jun 19, 2020 01:42 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-004602 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 16, 2020 Filed Jun 16, 2020 22:01 UTC
SANFORD PENNY10% owner
GiftCommon Stock 200,000 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004518 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,210,820

Read SEC document
June 10, 2020 Filed Jun 11, 2020 20:22 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 20,000 $11.68 $233,592.00
Disclosure

SEC source: 0001562180-20-004432 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,198,068

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.47 to $11.94, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:46 UTC
Gesing JasonDirector · CEO of eXp Realty
SaleCommon Stock 60,000 $11.27 $676,200.00
Disclosure

SEC source: 0001562180-20-004293 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,068

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.00 to $11.58, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:46 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-004292 · primarydocument.xml · derivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,661

Underlying: Common Stock · 15,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:46 UTC SaleCommon Stock 15,000 $11.38 $170,649.00
Disclosure

SEC source: 0001562180-20-004292 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.93 to $11.83, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
June 03, 2020 Filed Jun 4, 2020 21:46 UTC Exercise / conversionCommon Stock 15,000 $1.76 $26,400.00
Disclosure

SEC source: 0001562180-20-004292 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2020 Filed Aug 19, 2021 20:18 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005451 · primarydocument.xml · nonDerivative · entry 2

Gentry Felicia J · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,445

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F3 · balance_after: Stock amounts have been adjusted for the impact of the two-for-one stock split in the form of a stock dividend paid on February 12, 2021.

F4 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertently omitted from Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from May 20, 2020 to the present.

F5 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:03 UTC GrantCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004032 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,785

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
May 29, 2020 Filed Jun 1, 2020 21:03 UTC GrantCommon Stock 188 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-004031 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,313,091

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
May 28, 2020 Filed Jun 22, 2020 21:25 UTC GrantStock Options (Right to buy) · Derivative 2,468 $0.00 Strike: $10.13 $0.00
Disclosure

SEC source: 0001562180-20-004625 · primarydocument.xml · derivative · entry 1

Gentry Felicia J. · CIK 0001815079 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,468

Underlying: Common Stock · 2,468 shares

Expires 2030-05-29

F1 · derivative.exercise_date: The Stock Option shares vest ratably over a 1 year period in 12 monthly installments, with the final vesting date on May 28, 2021.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,381 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 805,661

Underlying: Common Stock · 7,381 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC SaleCommon Stock 7,381 $9.52 $70,256.79
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.56, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC Exercise / conversionCommon Stock 7,381 $1.76 $12,990.56
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,421

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC
SANFORD PENNY10% owner
SaleCommon Stock 45,000 $10.06 $452,785.50
Disclosure

SEC source: 0001562180-20-003960 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,410,820

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.00 to $10.23, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:35 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 7,619 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 813,042

Underlying: Common Stock · 7,619 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:35 UTC SaleCommon Stock 7,619 $9.51 $72,424.69
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.53, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:35 UTC Exercise / conversionCommon Stock 7,619 $1.76 $13,409.44
Disclosure

SEC source: 0001562180-20-003959 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,659

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,978 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · derivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,661

Underlying: Common Stock · 1,978 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:38 UTC SaleCommon Stock 1,978 $9.05 $17,891.80
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.10, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 07, 2020 Filed May 8, 2020 21:38 UTC Exercise / conversionCommon Stock 1,978 $1.76 $3,481.28
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,018

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:38 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 13,022 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · derivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,639

Underlying: Common Stock · 13,022 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:38 UTC SaleCommon Stock 13,022 $9.03 $117,608.19
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.10, inclusive.The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and ommission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
May 06, 2020 Filed May 8, 2020 21:38 UTC Exercise / conversionCommon Stock 13,022 $1.76 $22,918.72
Disclosure

SEC source: 0001562180-20-003507 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,062

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 01, 2020 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 88 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 26

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316,163

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:02 UTC GrantCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003260 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,903

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2020 Filed May 4, 2020 20:02 UTC GrantCommon Stock 218 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-003259 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,597

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

Read SEC document
April 30, 2020 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 42 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 25

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,316,075

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
April 30, 2020 Filed Jul 17, 2020 17:00 UTC
Truax SusanDirector
GrantCommon Stock 22 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005168 · primarydocument.xml · nonDerivative · entry 13

Truax Susan · CIK 0001751440 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,817

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock reported in this Form 4 as issued to the Reporting Person were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from June 30, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 30,000 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · derivative · entry 9

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 835,661

Underlying: Common Stock · 30,000 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:55 UTC SaleCommon Stock 30,000 $9.53 $285,822.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 6

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.61, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
April 29, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionCommon Stock 30,000 $1.76 $52,800.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 5

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,040

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 14,800 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · derivative · entry 8

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 865,661

Underlying: Common Stock · 14,800 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:55 UTC SaleCommon Stock 14,800 $9.02 $133,518.20
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 4

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.09, inclusive. The reporting person undertakes to provide to EXP World Holdings, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (2) to this Form 4.

Read SEC document
April 28, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionCommon Stock 14,800 $1.76 $26,048.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 3

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 27, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 200 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · derivative · entry 7

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 880,461

Underlying: Common Stock · 200 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on July 20, 2019.

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April 27, 2020 Filed Apr 29, 2020 21:55 UTC SaleCommon Stock 200 $9.00 $1,800.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 2

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40

F1 · kind: The sale reported in this Form 4 was effected pursuant to a preexisting Rule 10b5-1 trading plan adopted by the reporting person.

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April 27, 2020 Filed Apr 29, 2020 21:55 UTC Exercise / conversionCommon Stock 200 $1.76 $352.00
Disclosure

SEC source: 0001562180-20-003206 · primarydocument.xml · nonDerivative · entry 1

MILES RANDALL D · CIK 0001198741 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 240

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 01, 2020 Filed Jul 16, 2020 01:01 UTC GrantCommon Stock 144 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-005128 · primarydocument.xml · nonDerivative · entry 24

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,315,815

F1 · shares: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Unit represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F2 · balance_after: The shares of Common Stock that are reported in this Form 4 as issued to the Reporting Person or the Reporting Person's spouse, as applicable, were not reported timely due to administrative oversight. As a result, such shares were inadvertantly omitted from the Table I, Column 5 share totals disclosed on Forms 4 previously filed on behalf of the Reporting Person reporting transactions that occurred from January 31, 2017 to the present.

F3 · balance_after: Includes unvested Restricted Stock Units.

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March 31, 2020 Filed Apr 1, 2020 20:52 UTC GrantCommon Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002797 · primarydocument.xml · nonDerivative · entry 1

Frederick Eugene · CIK 0001750082 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,312,685

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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March 31, 2020 Filed Apr 1, 2020 20:52 UTC GrantCommon Stock 237 $0.00 $0.00
Disclosure

SEC source: 0001562180-20-002796 · primarydocument.xml · nonDerivative · entry 1

JACKLIN DARREN LEE · CIK 0001607252 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,379

F1 · shares: These shares were issued to the reporting person as compensation for his services as a director.

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March 31, 2020 Filed Apr 2, 2020 22:16 UTC
SANFORD PENNY10% owner
OtherCall Option (obligation to sell) · Derivative 118,505 $0.00 Strike: $1.76 $0.00
Disclosure

SEC source: 0001562180-20-002864 · primarydocument.xml · derivative · entry 2

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,495

Underlying: Common Stock · 118,505 shares

Expires 2026-07-20

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March 31, 2020 Filed Apr 2, 2020 22:16 UTC
SANFORD PENNY10% owner
OtherCommon Stock 118,505 $1.76 $208,568.80
Disclosure

SEC source: 0001562180-20-002864 · primarydocument.xml · nonDerivative · entry 1

SANFORD PENNY · CIK 0001588428 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,455,820

F1 · shares: The sale reported on this Form 4 was effected pursuant to a previously issued stock option whereby the Reporting Person granted the right to purchase shares of the Issuer's common stock held by the Reporting Person.

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March 31, 2020 Filed Aug 24, 2021 21:51 UTC
Gesing JasonDirector · CEO of eXp Realty · 10% owner
GrantRestricted Stock Units · Derivative 96 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001562180-21-005553 · primarydocument.xml · derivative · entry 9

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396

Underlying: Common Stock · 96 shares

Expires not disclosed

F5 · derivative.exercise_price: Represents Restricted Stock Units issued under the Issuer's Real Estate Agent Growth Incentive Program. Each Restricted Stock Units represents a contingent right to receive one share of the Issuer's Common Stock and vests three years after the date of grant.

F9 · derivative.exercise_date: Represents a grant of restricted stock units under the eXp World Holdings, Inc. 2015 Equity Incentive Plan. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of EXPI common stock. The restricted stock units are scheduled to vest 100% on March 31, 2023, as long as the reporting person continues to provide service to eXp through the respective vesting date.

F7 · derivative.expiration_date: RSUs do not expire; they either vest or are canceled prior to the vesting date.

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March 18, 2020 Filed Mar 20, 2020 21:04 UTC
Gesing JasonDirector · CEO of eXp Realty
Exercise / conversionStock Options · Derivative 100,000 $0.00 Strike: $0.13 $0.00
Disclosure

SEC source: 0001562180-20-002654 · primarydocument.xml · derivative · entry 2

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,943

Underlying: Common Stock · 100,000 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 331,943 of these options vested on October 1, 2012.

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March 18, 2020 Filed Mar 20, 2020 21:04 UTC
Gesing JasonDirector · CEO of eXp Realty
Exercise / conversionCommon Stock 100,000 $0.13 $13,000.00
Disclosure

SEC source: 0001562180-20-002654 · primarydocument.xml · nonDerivative · entry 1

Gesing Jason · CIK 0001588005 · Director · CEO of eXp Realty

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,278,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 16, 2020 Filed Mar 17, 2020 16:07 UTC
Goldman Alan M.Chief Accounting Officer
Exercise / conversionStock Option (Right to Buy) · Derivative 31,250 $0.00 Strike: $0.80 $0.00
Disclosure

SEC source: 0001562180-20-002576 · primarydocument.xml · derivative · entry 2

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,250 shares

Expires 2026-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Stock Option shares vested ratably over a three year period in 36 monthly installments, with the final vesting date on March 16, 2020.

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March 16, 2020 Filed Mar 17, 2020 16:07 UTC
Goldman Alan M.Chief Accounting Officer
Exercise / conversionCommon Stock 31,250 $0.80 $25,000.00
Disclosure

SEC source: 0001562180-20-002576 · primarydocument.xml · nonDerivative · entry 1

Goldman Alan M. · CIK 0001684717 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 500,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Held by the Goldman Living Trust, of which the reporting person and his spouse are co-trustees.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.