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FEDERAL AGRICULTURAL MORTGAGE CORP

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0000845877
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Crady Marc JSVP - Chief Credit Officer
GrantStock Appreciation Right · Derivative 873 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000067 · wk-form4_1709847387.xml · derivative · entry 3

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 873

Underlying: Class C Non-Voting Common Stock · 873 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 291 shares, beginning March 31, 2026 with respect to 291 shares, and beginning March 31, 2027 with respect to 291 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 257 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000067 · wk-form4_1709847387.xml · nonDerivative · entry 2

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,720

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,512 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 513 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000067 · wk-form4_1709847387.xml · nonDerivative · entry 1

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,463

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 171 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 171 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,512 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000066 · wk-form4_1709847375.xml · nonDerivative · entry 1

Sexton Robert G · CIK 0001738391 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,010

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantStock Appreciation Right · Derivative 6,660 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000065 · wk-form4_1709847371.xml · derivative · entry 3

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,660

Underlying: Class C Non-Voting Common Stock · 6,660 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 2,220 shares, beginning March 31, 2026 with respect to 2,220 shares, and beginning March 31, 2027 with respect to 2,220 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantClass C Non-Voting Common Stock 1,958 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000065 · wk-form4_1709847371.xml · nonDerivative · entry 2

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,966.4506

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 31,426 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantClass C Non-Voting Common Stock 3,915 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000065 · wk-form4_1709847371.xml · nonDerivative · entry 1

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,008.4506

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 1,305 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 1,305 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 31,426 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000064 · wk-form4_1709847343.xml · nonDerivative · entry 1

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,070

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Willie Kerry TSVP - Chief HR Officer
GrantStock Appreciation Right · Derivative 462 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000063 · wk-form4_1709847341.xml · derivative · entry 3

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 462

Underlying: Class C Non-Voting Common Stock · 462 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 154 shares, beginning March 31, 2026 with respect to 154 shares, and beginning March 31, 2027 with respect to 154 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Willie Kerry TSVP - Chief HR Officer
GrantClass C Non-Voting Common Stock 135 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000063 · wk-form4_1709847341.xml · nonDerivative · entry 2

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,031

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,951 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:36 UTC
Willie Kerry TSVP - Chief HR Officer
GrantClass C Non-Voting Common Stock 270 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000063 · wk-form4_1709847341.xml · nonDerivative · entry 1

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,896

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 90 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 90 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,951 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000062 · wk-form4_1709847331.xml · nonDerivative · entry 1

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,780

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantStock Appreciation Right · Derivative 690 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · derivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 690

Underlying: Class C Non-Voting Common Stock · 690 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 230 shares, beginning March 31, 2026 with respect to 230 shares, and beginning March 31, 2027 with respect to 230 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantClass C Non-Voting Common Stock 203 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,313

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,005 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantClass C Non-Voting Common Stock 405 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000060 · wk-form4_1709847314.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,110

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 135 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 135 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,005 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000061 · wk-form4_1709847318.xml · nonDerivative · entry 1

Davidson Richard H · CIK 0001493270 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,802

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000059 · wk-form4_1709847301.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,974

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantStock Appreciation Right · Derivative 2,067 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000058 · wk-form4_1709847298.xml · derivative · entry 3

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,067

Underlying: Class C Non-Voting Common Stock · 2,067 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 689 shares, beginning March 31, 2026 with respect to 689 shares, and beginning March 31, 2027 with respect to 689 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantClass C Non-Voting Common Stock 608 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000058 · wk-form4_1709847298.xml · nonDerivative · entry 2

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,700.8087

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,515 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:35 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantClass C Non-Voting Common Stock 1,215 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000058 · wk-form4_1709847298.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,092.8087

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 405 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 405 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,515 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000057 · wk-form4_1709847285.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,797

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC
Mullery Stephen PEVP - General Counsel
GrantStock Appreciation Right · Derivative 1,380 $0.00 Strike: $198.54 $0.00
Disclosure

SEC source: 0000845877-24-000056 · wk-form4_1709847284.xml · derivative · entry 3

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Class C Non-Voting Common Stock · 1,380 shares

Expires 2034-03-05

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 460 shares, beginning March 31, 2026 with respect to 460 shares, and beginning March 31, 2027 with respect to 460 shares.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 405 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000056 · wk-form4_1709847284.xml · nonDerivative · entry 2

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,971

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 4,230 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 810 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000056 · wk-form4_1709847284.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,566

F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 270 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 270 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 4,230 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000055 · wk-form4_1709847270.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,538

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 05, 2024 Filed Mar 7, 2024 21:34 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 373 $0.00 $0.00
Disclosure

SEC source: 0000845877-24-000054 · wk-form4_1709847245.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,168

F1 · shares: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 482 and 373 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 and March 31, 2025, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:38 UTC GrantClass C Non-Voting Common Stock 101 $191.22 $19,313.22
Disclosure

SEC source: 0000845877-24-000014 · wk-form4_1704317874.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,601

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:37 UTC GrantClass C Non-Voting Common Stock 83 $191.22 $15,871.26
Disclosure

SEC source: 0000845877-24-000013 · wk-form4_1704317841.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,424

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:37 UTC
Ware Todd PDirector
GrantClass C Non-Voting Common Stock 8 $191.22 $1,529.76
Disclosure

SEC source: 0000845877-24-000012 · wk-form4_1704317821.xml · nonDerivative · entry 1

Ware Todd P · CIK 0001775984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,004

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:36 UTC GrantClass C Non-Voting Common Stock 17 $191.22 $3,250.74
Disclosure

SEC source: 0000845877-24-000011 · wk-form4_1704317794.xml · nonDerivative · entry 1

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,697

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:36 UTC GrantClass C Non-Voting Common Stock 7 $191.22 $1,338.54
Disclosure

SEC source: 0000845877-24-000010 · wk-form4_1704317775.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,639.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:36 UTC GrantClass C Non-Voting Common Stock 28 $191.22 $5,354.16
Disclosure

SEC source: 0000845877-24-000009 · wk-form4_1704317749.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,165

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 31, 2023 Filed Jan 3, 2024 21:35 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 94 $191.22 $17,974.68
Disclosure

SEC source: 0000845877-24-000008 · wk-form4_1704317711.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,795

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 29, 2023 Filed Feb 14, 2024 22:25 UTC
Maines Robert JSVP - Operations
OtherClass C Non-Voting Common Stock 3 $193.35 $580.04
Disclosure

SEC source: 0000845877-24-000020 · wk-form5_1707949539.xml · nonDerivative · entry 3

Maines Robert J · CIK 0001633936 · SVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,597

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend investment plan, executed by a broker managing the Reporting Person's managed investment account. All short swing profits earned by the Reporting Person as a result of these shares purchased pursuant to the automatic broker dividend investment plan have been disgorged to the Issuer.

F2 · balance_after: Includes 1,811 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. These grants of restricted stock units to the reporting person have been described in detail in the reporting person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
December 29, 2023 Filed Apr 15, 2024 21:36 UTC PurchaseClass C Non-Voting Common Stock 33.57 $193.43 $6,493.38
Disclosure

SEC source: 0000845877-24-000124 · wk-form4_1713216987.xml · nonDerivative · entry 15

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,299.777

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend reinvestment plan, executed by a broker managing the Reporting Person's managed investment account which was inadvertently not previously reported.

F2 · balance_after: Includes 373 time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:07 UTC SaleClass C Non-Voting Common Stock 76 $177.28 $13,473.28
Disclosure

SEC source: 0000845877-23-000221 · wk-form4_1702674468.xml · nonDerivative · entry 2

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,680

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 482 restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 14, 2023 Filed Dec 15, 2023 21:07 UTC SaleClass C Non-Voting Common Stock 24 $177.18 $4,252.20
Disclosure

SEC source: 0000845877-23-000221 · wk-form4_1702674468.xml · nonDerivative · entry 1

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,756

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 482 restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Carpenter ZacharyEVP - Chief Business Officer
Exercise / conversionStock Appreciation Right · Derivative 1,414 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-23-000220 · wk-form4_1702674430.xml · derivative · entry 4

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,414

Underlying: Class C Non-Voting Common Stock · 1,414 shares

Expires 2031-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 1,414 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Mr. Carpenter was entitled to receive 708 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 365 shares, and Farmer Mac retained 343 shares to satisfy tax withholding requirements arising from the exercise. The 706 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Carpenter ZacharyEVP - Chief Business Officer
Disposition to issuerClass C Non-Voting Common Stock 706 $177.66 $125,427.96
Disclosure

SEC source: 0000845877-23-000220 · wk-form4_1702674430.xml · nonDerivative · entry 3

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,843

F1 · shares: In connection with the net share settlement of the exercise of 1,414 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Mr. Carpenter was entitled to receive 708 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 365 shares, and Farmer Mac retained 343 shares to satisfy tax withholding requirements arising from the exercise. The 706 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,544 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Carpenter ZacharyEVP - Chief Business Officer
Tax withholdingClass C Non-Voting Common Stock 343 $177.66 $60,937.38
Disclosure

SEC source: 0000845877-23-000220 · wk-form4_1702674430.xml · nonDerivative · entry 2

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,549

F1 · shares: In connection with the net share settlement of the exercise of 1,414 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Mr. Carpenter was entitled to receive 708 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 365 shares, and Farmer Mac retained 343 shares to satisfy tax withholding requirements arising from the exercise. The 706 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,544 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
December 13, 2023 Filed Dec 15, 2023 21:07 UTC
Carpenter ZacharyEVP - Chief Business Officer
Exercise / conversionClass C Non-Voting Common Stock 1,414 $88.68 $125,393.52
Disclosure

SEC source: 0000845877-23-000220 · wk-form4_1702674430.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,892

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 1,414 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Mr. Carpenter was entitled to receive 708 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 365 shares, and Farmer Mac retained 343 shares to satisfy tax withholding requirements arising from the exercise. The 706 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,544 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
December 04, 2023 Filed Dec 5, 2023 21:22 UTC
Maines Robert JSVP - Operations
SaleClass C Non-Voting Common Stock 150 $168.97 $25,344.80
Disclosure

SEC source: 0000845877-23-000217 · wk-form4_1701811366.xml · nonDerivative · entry 1

Maines Robert J · CIK 0001633936 · SVP - Operations

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,583

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in two transactions at prices of $168.9315 and $169.4950 per share. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information about the number of shares sold at each separate price.

F3 · balance_after: Includes 1,811 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
November 20, 2023 Filed Nov 21, 2023 21:27 UTC
Carpenter ZacharyEVP - Chief Business Officer
SaleClass C Non-Voting Common Stock 238 $168.07 $40,000.04
Disclosure

SEC source: 0000845877-23-000215 · wk-form4_1700602060.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,478

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in two transactions at prices of $168.0437 and $168.10 per share. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information about the number of shares sold at each separate price.

F3 · balance_after: Includes 5,544 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:33 UTC
Ramesh AparnaEVP - Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 2,704 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-23-000213 · wk-form4_1700083955.xml · derivative · entry 4

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,352

Underlying: Class C Non-Voting Common Stock · 2,704 shares

Expires 2031-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 2,704 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Ms. Ramesh was entitled to receive 1,257 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 649 shares, and Farmer Mac retained 608 shares to satisfy tax withholding requirements arising from the exercise. The 1,447 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F4 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 1,352 shares, beginning March 31, 2023 with respect to 1,352 shares, and beginning March 31, 2024 with respect to 1,352 shares.

Read SEC document
November 14, 2023 Filed Nov 15, 2023 21:33 UTC
Ramesh AparnaEVP - Chief Financial Officer
Disposition to issuerClass C Non-Voting Common Stock 1,447 $165.78 $239,883.66
Disclosure

SEC source: 0000845877-23-000213 · wk-form4_1700083955.xml · nonDerivative · entry 3

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,877.8087

F1 · shares: In connection with the net share settlement of the exercise of 2,704 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Ms. Ramesh was entitled to receive 1,257 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 649 shares, and Farmer Mac retained 608 shares to satisfy tax withholding requirements arising from the exercise. The 1,447 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,515 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

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November 14, 2023 Filed Nov 15, 2023 21:33 UTC
Ramesh AparnaEVP - Chief Financial Officer
Tax withholdingClass C Non-Voting Common Stock 608 $165.78 $100,794.24
Disclosure

SEC source: 0000845877-23-000213 · wk-form4_1700083955.xml · nonDerivative · entry 2

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,324.8087

F1 · shares: In connection with the net share settlement of the exercise of 2,704 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Ms. Ramesh was entitled to receive 1,257 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 649 shares, and Farmer Mac retained 608 shares to satisfy tax withholding requirements arising from the exercise. The 1,447 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,515 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

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November 14, 2023 Filed Nov 15, 2023 21:33 UTC
Ramesh AparnaEVP - Chief Financial Officer
Exercise / conversionClass C Non-Voting Common Stock 2,704 $88.68 $239,790.72
Disclosure

SEC source: 0000845877-23-000213 · wk-form4_1700083955.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,932.8087

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 2,704 vested stock appreciation rights ("SARs") granted in March 2021 with the grant price of $88.68 per share, Ms. Ramesh was entitled to receive 1,257 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 649 shares, and Farmer Mac retained 608 shares to satisfy tax withholding requirements arising from the exercise. The 1,447 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 5,515 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

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September 30, 2023 Filed Oct 3, 2023 20:38 UTC
Ware Todd PDirector
GrantClass C Non-Voting Common Stock 10 $154.30 $1,543.00
Disclosure

SEC source: 0000845877-23-000201 · wk-form4_1696365488.xml · nonDerivative · entry 1

Ware Todd P · CIK 0001775984 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,996

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

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September 30, 2023 Filed Oct 3, 2023 20:37 UTC GrantClass C Non-Voting Common Stock 35 $154.30 $5,400.50
Disclosure

SEC source: 0000845877-23-000200 · wk-form4_1696365445.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,137

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

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September 30, 2023 Filed Oct 3, 2023 20:37 UTC GrantClass C Non-Voting Common Stock 9 $154.30 $1,388.70
Disclosure

SEC source: 0000845877-23-000199 · wk-form4_1696365404.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,632.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2023, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 482 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2024 if the Reporting Person remains a director of Farmer Mac on that date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.