Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FEDERAL AGRICULTURAL MORTGAGE CORPAGM · Entity 4378 | EVP - Chief Operations Officer | August 17, 2026 | August 27, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FEDERAL AGRICULTURAL MORTGAGE CORP
Report date August 17, 2026 · Filed August 27, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class C Non-Voting Common StockSEC Table I · non-derivative | Direct | 3,966 |
Reported balance
Holding disclosure · report date 2026-08-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,966 F1: Includes 1,765 unvested restricted stock units ("RSUs") previously granted pursuant to the Federal Agricultural Mortgage Corporation ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan ("Plan"). Mr. Maines was granted: (i) 588 RSUs on March 5, 2026, which will vest in three equal annual installments of 196 RSUs on March 31, 2027, March 31, 2028, and March 31, 2029, respectively; (ii) 292 RSUs on March 6, 2025, of which 146 RSUs will vest on each of March 31, 2027, and March 31, 2028; and (iii) 149 RSUs on March 5, 2024, which will vest on March 31, 2027. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock, if Mr. Maines remains employed by Farmer Mac on the applicable vesting date. F2: In addition, Mr. Maines was granted a target number of 294 performance-based RSUs on March 5, 2026 under the Plan for no consideration. These RSUs will vest on March 31, 2029 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2026 to December 31, 2028. Mr. Maines was granted a target number of 219 performance-based RSUs on March 6, 2025 under the Plan for no consideration. These RSUs will vest on March 31, 2028 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027. Mr. Maines was granted a target number of 223 performance-based RSUs on March 5, 2024 under the Plan for no consideration. These RSUs will vest on March 31, 2027 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026. F3: All performance-based RSUs are subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as set forth in the applicable award agreement. Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $88.68 · Expires 2031-03-02 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: This stock appreciation right was granted under the Plan on March 2, 2021 and is fully vested. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $120.38 · Expires 2032-03-09 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F5: This stock appreciation right was granted under the Plan on March 9, 2022 and is fully vested. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $135.20 · Expires 2033-03-09 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance Not disclosed F6: This stock appreciation right was granted under the Plan on March 9, 2023 and is fully vested. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $198.54 · Expires 2034-03-05 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance Not disclosed F7: This stock appreciation right was granted under the Plan on March 5, 2024 and vests in three annual installments. Two installments have vested, and the final installment, with respect to 253 shares, will vest and become exercisable on March 31, 2027. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $202.01 · Expires 2035-03-06 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance Not disclosed F8: This stock appreciation right was granted under the Plan on March 6, 2025 and vests in three equal annual installments of 243 shares each. The first installment became exercisable on March 31, 2026, and the second and third installments will become exercisable on March 31, 2027, and March 31, 2028, respectively. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $162.15 · Expires 2036-03-05 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2026-08-17 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance Not disclosed F9: This stock appreciation right was granted under the Plan on March 5, 2026 and vests in three equal annual installments of 390 shares each. The installments will become exercisable on March 31, 2027, March 31, 2028, and March 31, 2029. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 1,765 unvested restricted stock units ("RSUs") previously granted pursuant to the Federal Agricultural Mortgage Corporation ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan ("Plan"). Mr. Maines was granted: (i) 588 RSUs on March 5, 2026, which will vest in three equal annual installments of 196 RSUs on March 31, 2027, March 31, 2028, and March 31, 2029, respectively; (ii) 292 RSUs on March 6, 2025, of which 146 RSUs will vest on each of March 31, 2027, and March 31, 2028; and (iii) 149 RSUs on March 5, 2024, which will vest on March 31, 2027. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock, if Mr. Maines remains employed by Farmer Mac on the applicable vesting date.
F2: In addition, Mr. Maines was granted a target number of 294 performance-based RSUs on March 5, 2026 under the Plan for no consideration. These RSUs will vest on March 31, 2029 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2026 to December 31, 2028. Mr. Maines was granted a target number of 219 performance-based RSUs on March 6, 2025 under the Plan for no consideration. These RSUs will vest on March 31, 2028 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027. Mr. Maines was granted a target number of 223 performance-based RSUs on March 5, 2024 under the Plan for no consideration. These RSUs will vest on March 31, 2027 if Farmer Mac achieves performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026.
F3: All performance-based RSUs are subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as set forth in the applicable award agreement. Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.
F4: This stock appreciation right was granted under the Plan on March 2, 2021 and is fully vested.
F5: This stock appreciation right was granted under the Plan on March 9, 2022 and is fully vested.
F6: This stock appreciation right was granted under the Plan on March 9, 2023 and is fully vested.
F7: This stock appreciation right was granted under the Plan on March 5, 2024 and vests in three annual installments. Two installments have vested, and the final installment, with respect to 253 shares, will vest and become exercisable on March 31, 2027.
F8: This stock appreciation right was granted under the Plan on March 6, 2025 and vests in three equal annual installments of 243 shares each. The first installment became exercisable on March 31, 2026, and the second and third installments will become exercisable on March 31, 2027, and March 31, 2028, respectively.
F9: This stock appreciation right was granted under the Plan on March 5, 2026 and vests in three equal annual installments of 390 shares each. The installments will become exercisable on March 31, 2027, March 31, 2028, and March 31, 2029.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2025 Filed Apr 2, 2025 20:21 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 424 | $188.58 | $79,957.92 |
DisclosureSEC source: 0000845877-25-000133 · wk-form4_1743625310.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,306 F1 · shares: On March 31, 2025, (i) 136 restricted stock units vested as the third installment of the time-based award granted in March 2022, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 66 shares to satisfy withholding requirements, (ii) 408 performance-based restricted stock units vested that were granted in March 2022 (204 target units vesting at a 200% performance factor), for which Farmer Mac retained 198 shares to satisfy withholding requirements, (iii) 182 restricted stock units vested as the second installment of the time-based award granted in March 2023, for which Farmer Mac retained 88 shares to satisfy withholding requirements, and (iv) 149 restricted stock units vested as the first installment of the time-based award granted in March 2024, for which Farmer Mac retained 72 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,632 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 204 more shares that vested on March 31, 2025 as a result of applying a 200% performance factor to 204 target restricted stock units granted in March 2022. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:36 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 729 | $0.00 Strike: $202.01 | $0.00 |
DisclosureSEC source: 0000845877-25-000083 · wk-form4_1741638947.xml · derivative · entry 3 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 729 Underlying: Class C Non-Voting Common Stock · 729 shares Expires 2035-03-06 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2026 with respect to 243 shares, beginning March 31, 2027 with respect to 243 shares, and beginning March 31, 2028 with respect to 243 shares. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:36 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 219 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-25-000083 · wk-form4_1741638947.xml · nonDerivative · entry 2 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,526 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2028 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2028 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2025 to December 31, 2027, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,646 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 06, 2025 Filed Mar 10, 2025 20:36 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 438 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-25-000083 · wk-form4_1741638947.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,307 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 146 RSUs, each of which will vest on March 31, 2026, March 31, 2027, and March 31, 2028, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 146 RSUs, each of which will vest on March 31, 2026, March 31, 2027, and March 31, 2028, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,646 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2024 Filed Apr 2, 2024 20:45 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 410 | $196.88 | $80,720.80 |
DisclosureSEC source: 0000845877-24-000115 · wk-form4_1712090700.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,869 F1 · shares: On March 31, 2024, (i) 207 restricted stock units vested as the third installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 100 shares to satisfy withholding requirements, (ii) 322 performance-based restricted stock units vested that were granted in March 2021 (310 target units vesting at a 103.7754% performance factor), for which Farmer Mac retained 156 shares to satisfy withholding requirements, (iii) 136 restricted stock units vested as the second installment of the time-based award granted in March 2022, for which Farmer Mac retained 66 shares to satisfy withholding requirements, and (iv) 182 restricted stock units vested as the first installment of the time-based award granted in March 2023, for which Farmer Mac retained 88 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,646 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. The total amount of securities beneficially owned has been adjusted since the Reporting Person's last filing to reflect 12 more shares that vested on March 31, 2024 as a result of applying a 103.7754% performance factor to 310 target restricted stock units granted in March 2021. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 759 | $0.00 Strike: $198.54 | $0.00 |
DisclosureSEC source: 0000845877-24-000073 · wk-form4_1709847428.xml · derivative · entry 3 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 759 Underlying: Class C Non-Voting Common Stock · 759 shares Expires 2034-03-05 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2025 with respect to 253 shares, beginning March 31, 2026 with respect to 253 shares, and beginning March 31, 2027 with respect to 253 shares. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 223 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-24-000073 · wk-form4_1709847428.xml · nonDerivative · entry 2 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,267 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2027 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2024 to December 31, 2026, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,811 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 05, 2024 Filed Mar 7, 2024 21:37 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 447 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-24-000073 · wk-form4_1709847428.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,044 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 149 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 149 RSUs, each of which will vest on March 31, 2025, March 31, 2026, and March 31, 2027, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,811 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| December 29, 2023 Filed Feb 14, 2024 22:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | OtherClass C Non-Voting Common Stock | 3 | $193.35 | $580.04 |
DisclosureSEC source: 0000845877-24-000020 · wk-form5_1707949539.xml · nonDerivative · entry 3 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,597 F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend investment plan, executed by a broker managing the Reporting Person's managed investment account. All short swing profits earned by the Reporting Person as a result of these shares purchased pursuant to the automatic broker dividend investment plan have been disgorged to the Issuer. F2 · balance_after: Includes 1,811 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. These grants of restricted stock units to the reporting person have been described in detail in the reporting person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 21:22 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | SaleClass C Non-Voting Common Stock | 150 | $168.97 | $25,344.80 |
DisclosureSEC source: 0000845877-23-000217 · wk-form4_1701811366.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,583 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in two transactions at prices of $168.9315 and $169.4950 per share. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information about the number of shares sold at each separate price. F3 · balance_after: Includes 1,811 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| September 29, 2023 Filed Feb 14, 2024 22:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | OtherClass C Non-Voting Common Stock | 5 | $158.79 | $793.93 |
DisclosureSEC source: 0000845877-24-000020 · wk-form5_1707949539.xml · nonDerivative · entry 2 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,594 F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend investment plan, executed by a broker managing the Reporting Person's managed investment account. All short swing profits earned by the Reporting Person as a result of these shares purchased pursuant to the automatic broker dividend investment plan have been disgorged to the Issuer. F2 · balance_after: Includes 1,811 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. These grants of restricted stock units to the reporting person have been described in detail in the reporting person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| June 30, 2023 Filed Feb 14, 2024 22:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | OtherClass C Non-Voting Common Stock | 6 | $142.81 | $856.86 |
DisclosureSEC source: 0000845877-24-000020 · wk-form5_1707949539.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,589 F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend investment plan, executed by a broker managing the Reporting Person's managed investment account. All short swing profits earned by the Reporting Person as a result of these shares purchased pursuant to the automatic broker dividend investment plan have been disgorged to the Issuer. F2 · balance_after: Includes 1,811 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. These grants of restricted stock units to the reporting person have been described in detail in the reporting person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| April 15, 2023 Filed Apr 18, 2023 20:19 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 319 | $131.05 | $41,804.95 |
DisclosureSEC source: 0000845877-23-000121 · wf-form4_168184914473624.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,733 F1 · shares: On April 15, 2023, 957 restricted stock units vested under a time-based award granted in April 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 319 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 1,811 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 31, 2023 Filed Apr 4, 2023 20:47 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 166 | $130.46 | $21,656.36 |
DisclosureSEC source: 0000845877-23-000094 · wf-form4_168064121955520.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,052 F1 · shares: On March 31, 2023, (i) 207 restricted stock units vested as the second installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 100 shares to satisfy withholding requirements, and (ii) 136 restricted stock units vested as the first installment of the time-based award granted in March 2022, for which Farmer Mac retained 66 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Human Capital and Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,768 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 843 | $0.00 Strike: $135.20 | $0.00 |
DisclosureSEC source: 0000845877-23-000071 · wf-form4_167874273961364.xml · derivative · entry 3 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 843 Underlying: Class C Non-Voting Common Stock · 843 shares Expires 2033-03-09 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2024 with respect to 281 shares, beginning March 31, 2025 with respect to 281 shares, and beginning March 31, 2026 with respect to 281 shares. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 272 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-23-000071 · wf-form4_167874273961364.xml · nonDerivative · entry 2 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,218 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2026 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2023 to December 31, 2025, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2026 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2023 to December 31, 2025, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,293 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 09, 2023 Filed Mar 13, 2023 21:25 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 546 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-23-000071 · wf-form4_167874273961364.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,946 F1 · shares: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 182 RSUs, each of which will vest on March 31, 2024, March 31, 2025, and March 31, 2026, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 182 RSUs, each of which will vest on March 31, 2024, March 31, 2025, and March 31, 2026, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,293 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 31, 2022 Filed Apr 4, 2022 22:48 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | Tax withholdingClass C Non-Voting Common Stock | 100 | $111.05 | $11,105.00 |
DisclosureSEC source: 0000845877-22-000096 · wf-form4_164911248006761.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,400 F1 · shares: On March 31, 2022, 207 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 100 shares to satisfy withholding requirements. F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date. F3 · balance_after: Includes 2,293 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantStock Appreciation Right · Derivative | 753 | $0.00 Strike: $120.38 | $0.00 |
DisclosureSEC source: 0000845877-22-000053 · wf-form4_164703902058031.xml · derivative · entry 3 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 753 Underlying: Class C Non-Voting Common Stock · 753 shares Expires 2032-03-09 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 251 shares, beginning March 31, 2024 with respect to 251 shares, and beginning March 31, 2025 with respect to 251 shares. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 204 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-22-000053 · wf-form4_164703902058031.xml · nonDerivative · entry 2 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award. F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,888 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 22:50 UTC | FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 | GrantClass C Non-Voting Common Stock | 408 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-22-000053 · wf-form4_164703902058031.xml · nonDerivative · entry 1 Maines Robert J · CIK 0001633936 · SVP - Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,296 F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 136 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates. F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,888 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.