Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 13, 2018 Filed Mar 13, 2018 20:51 UTC |
Engebretsen James RDirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000039 · wf-form4_152097424987171.xml · nonDerivative · entry 1 Engebretsen James R · CIK 0001437016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,263 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 20:51 UTC |
Everson Dennis ADirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000040 · wf-form4_152097428080119.xml · nonDerivative · entry 1 Everson Dennis A · CIK 0001292753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,722 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 20:50 UTC |
Wilhelm Douglas EDirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000038 · wf-form4_152097423059299.xml · nonDerivative · entry 1 Wilhelm Douglas E · CIK 0001551865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,203 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 20:50 UTC |
Davidson Richard HDirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000037 · wf-form4_152097420293438.xml · nonDerivative · entry 1 Davidson Richard H · CIK 0001493270 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,294 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 20:49 UTC |
BRACK DENNIS LDirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000035 · wf-form4_152097415544146.xml · nonDerivative · entry 1 BRACK DENNIS L · CIK 0001246107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,513 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 20:49 UTC |
Culver Chester JDirector
|
GrantClass C Non-Voting Common Stock | 635 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000036 · wf-form4_152097418366624.xml · nonDerivative · entry 1 Culver Chester J · CIK 0001546654 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,433 F1 · price: Grant of shares of restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2019 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
GrantStock Appreciation Right · Derivative | 4,164 | $0.00 Strike: $86.15 | $0.00 |
DisclosureSEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · derivative · entry 4 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,164 Underlying: Class C Non-Voting Common Stock · 4,164 shares Expires 2028-03-13 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2019 with respect to 1,388 shares, beginning March 31, 2020 with respect to 1,388 shares, and beginning March 31, 2021 with respect to 1,388 shares. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
GrantClass C Non-Voting Common Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 3 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,398 F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2018 and ending on December 31, 2020. F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
GrantClass C Non-Voting Common Stock | 557 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 2 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,841 F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if the Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2018 and December 31, 2020, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors. F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
GrantClass C Non-Voting Common Stock | 2,229 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 1 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,284 F1 · price: Grant of shares of time-vested restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 743 shares of restricted stock, each of which will vest on March 31, 2019, March 31, 2020, and March 31, 2021, respectively. F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:13 UTC |
Mullery Stephen PSVP - General Counsel
|
GrantStock Appreciation Right · Derivative | 2,445 | $0.00 Strike: $86.15 | $0.00 |
DisclosureSEC source: 0000845877-18-000055 · wf-form4_152114476773921.xml · derivative · entry 4 Mullery Stephen P · CIK 0001551864 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,445 Underlying: Class C Non-Voting Common Stock · 2,445 shares Expires 2028-03-13 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2019 with respect to 815 shares, beginning March 31, 2020 with respect to 815 shares, and beginning March 31, 2021 with respect to 815 shares. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:13 UTC |
Mullery Stephen PSVP - General Counsel
|
GrantClass C Non-Voting Common Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000055 · wf-form4_152114476773921.xml · nonDerivative · entry 3 Mullery Stephen P · CIK 0001551864 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,552 F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2018 and ending on December 31, 2020. F2 · balance_after: Includes 9,175 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:13 UTC |
Mullery Stephen PSVP - General Counsel
|
GrantClass C Non-Voting Common Stock | 327 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000055 · wf-form4_152114476773921.xml · nonDerivative · entry 2 Mullery Stephen P · CIK 0001551864 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,225 F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if the Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2018 and December 31, 2020, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors. F2 · balance_after: Includes 9,175 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:13 UTC |
Mullery Stephen PSVP - General Counsel
|
GrantClass C Non-Voting Common Stock | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000055 · wf-form4_152114476773921.xml · nonDerivative · entry 1 Mullery Stephen P · CIK 0001551864 · SVP - General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,898 F1 · price: Grant of shares of time-vested restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 436 shares of restricted stock, each of which will vest on March 31, 2019, March 31, 2020, and March 31, 2021, respectively. F2 · balance_after: Includes 9,175 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Covington John CurtisSVP - Agricultural Finance
|
GrantStock Appreciation Right · Derivative | 3,513 | $0.00 Strike: $86.15 | $0.00 |
DisclosureSEC source: 0000845877-18-000053 · wf-form4_152114473337777.xml · derivative · entry 4 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,513 Underlying: Class C Non-Voting Common Stock · 3,513 shares Expires 2028-03-13 F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. F5 · derivative.exercise_date: Exercisable beginning March 31, 2019 with respect to 1,171 shares, beginning March 31, 2020 with respect to 1,171 shares, and beginning March 31, 2021 with respect to 1,171 shares. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Covington John CurtisSVP - Agricultural Finance
|
GrantClass C Non-Voting Common Stock | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000053 · wf-form4_152114473337777.xml · nonDerivative · entry 3 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,101 F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2018 and ending on December 31, 2020. F2 · balance_after: Includes 13,152 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Covington John CurtisSVP - Agricultural Finance
|
GrantClass C Non-Voting Common Stock | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000053 · wf-form4_152114473337777.xml · nonDerivative · entry 2 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,631 F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if the Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2018 and December 31, 2020, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors. F2 · balance_after: Includes 13,152 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 20:12 UTC |
Covington John CurtisSVP - Agricultural Finance
|
GrantClass C Non-Voting Common Stock | 1,878 | $0.00 | $0.00 |
DisclosureSEC source: 0000845877-18-000053 · wf-form4_152114473337777.xml · nonDerivative · entry 1 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,161 F1 · price: Grant of shares of time-vested restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 626 shares of restricted stock, each of which will vest on March 31, 2019, March 31, 2020, and March 31, 2021, respectively. F2 · balance_after: Includes 13,152 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 21:56 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Tax withholdingClass C Non-Voting Common Stock | 3,101 | $78.93 | $244,761.93 |
DisclosureSEC source: 0000845877-18-000008 · wf-form4_151786774832290.xml · nonDerivative · entry 1 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,055 F1 · shares: On February 3, 2018, 6,778 shares of restricted stock previously granted to Mr. Lynch in February 2015 vested, for which Farmer Mac retained 3,101 shares to satisfy tax withholding requirements. This grant has been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:28 UTC |
Sherrick Bruce JDirector
|
GrantClass C Non-Voting Common Stock | 9 | $78.24 | $704.16 |
DisclosureSEC source: 0000845877-18-000006 · wf-form4_151492848955879.xml · nonDerivative · entry 1 Sherrick Bruce J · CIK 0001546653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,719 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:28 UTC |
JUNKINS LOWELLDirector · Acting President & CEO
|
GrantClass C Non-Voting Common Stock | 15 | $78.24 | $1,173.60 |
DisclosureSEC source: 0000845877-18-000005 · wf-form4_151492847136273.xml · nonDerivative · entry 1 JUNKINS LOWELL · CIK 0001246115 · Director · Acting President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,564.232 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| December 29, 2017 Filed Jan 2, 2018 21:27 UTC |
Everson Dennis ADirector
|
GrantClass C Non-Voting Common Stock | 18 | $78.24 | $1,408.32 |
DisclosureSEC source: 0000845877-18-000004 · wf-form4_151492845300449.xml · nonDerivative · entry 1 Everson Dennis A · CIK 0001292753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,087 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on December 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| November 22, 2017 Filed Nov 27, 2017 21:21 UTC |
Covington John CurtisSVP - Agricultural Finance
|
SaleClass C Non-Voting Common Stock | 575 | $74.29 | $42,714.74 |
DisclosureSEC source: 0000845877-17-000163 · wf-form4_151181769286720.xml · nonDerivative · entry 1 Covington John Curtis · CIK 0001629451 · SVP - Agricultural Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,283 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · balance_after: Includes 13,152 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| November 20, 2017 Filed Nov 21, 2017 22:03 UTC |
BRACK DENNIS LDirector
|
SaleClass C Non-Voting Common Stock | 1,500 | $72.13 | $108,195.00 |
DisclosureSEC source: 0000845877-17-000161 · wf-form4_151130179291972.xml · nonDerivative · entry 1 BRACK DENNIS L · CIK 0001246107 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,878 F1 · shares: Transaction effected during an open trading window for key employees and directors of the Federal Agricultural Mortgage Corporation. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $72.08 to $72.18, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F3 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| November 14, 2017 Filed Nov 14, 2017 21:14 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
SaleClass C Non-Voting Common Stock | 4,280 | $71.38 | $305,505.54 |
DisclosureSEC source: 0000845877-17-000159 · wf-form4_151069367068358.xml · nonDerivative · entry 1 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,156 F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 10,180 | $30.20 Strike: $30.20 | $307,436.00 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · derivative · entry 8 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 10,180 shares Expires 2023-04-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Exercisable beginning March 31, 2014 with respect to 3,393 shares, beginning March 31, 2015 with respect to 3,393 shares, and beginning March 31, 2016 with respect to 3,394 shares. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Exercise / conversionStock Appreciation Right · Derivative | 4,000 | $37.17 Strike: $37.17 | $148,680.00 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · derivative · entry 7 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 4,000 shares Expires 2023-02-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Disposition to issuerClass C Non-Voting Common Stock | 4,042 | $76.06 | $307,434.52 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 6 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,436 F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Tax withholdingClass C Non-Voting Common Stock | 2,928 | $76.06 | $222,703.68 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 5 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,478 F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Exercise / conversionClass C Non-Voting Common Stock | 10,180 | $30.20 | $307,436.00 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 4 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,406 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Disposition to issuerClass C Non-Voting Common Stock | 1,954 | $76.06 | $148,621.24 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 3 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,226 F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Tax withholdingClass C Non-Voting Common Stock | 976 | $76.06 | $74,234.56 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 2 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,180 F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
Lynch Robert DaleEVP - Chief Financial Officer
|
Exercise / conversionClass C Non-Voting Common Stock | 4,000 | $37.17 | $148,680.00 |
DisclosureSEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 1 Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 10, 2017 Filed Oct 11, 2017 20:17 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 937 | $74.87 | $70,153.19 |
DisclosureSEC source: 0000845877-17-000151 · wf-form4_150775304330358.xml · nonDerivative · entry 1 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,723 F1 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $74.85 to $75.00, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation ("Farmer Mac"), any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:18 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 2,324 | $72.82 | $169,229.50 |
DisclosureSEC source: 0000845877-17-000148 · wf-form4_150714826741387.xml · nonDerivative · entry 1 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,660 F1 · shares: The shares sold represent the remaining net shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that Mr. Buzby received in connection with the net share settlement of his exercise of 19,509 vested stock appreciation rights granted in June 2008 with a grant price of $28.94 per share that has been previously reported in Farmer Mac's prior filings with the Securities and Exchange Commission. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $72.41 to $73.03, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F4 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 900 | $73.64 | $66,277.53 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 8 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,984 F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F5 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $73.47 to $73.80, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 3,030 | $72.75 | $220,444.01 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 7 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,884 F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F4 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $72.40 to $73.32, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:18 UTC |
Everson Dennis ADirector
|
GrantClass C Non-Voting Common Stock | 19 | $72.74 | $1,382.06 |
DisclosureSEC source: 0000845877-17-000146 · wf-form4_150697907916939.xml · nonDerivative · entry 1 Everson Dennis A · CIK 0001292753 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,069 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:17 UTC |
JUNKINS LOWELLDirector
|
GrantClass C Non-Voting Common Stock | 16 | $72.74 | $1,163.84 |
DisclosureSEC source: 0000845877-17-000145 · wf-form4_150697906082012.xml · nonDerivative · entry 1 JUNKINS LOWELL · CIK 0001246115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,549.232 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| September 29, 2017 Filed Oct 2, 2017 21:17 UTC |
Sherrick Bruce JDirector
|
GrantClass C Non-Voting Common Stock | 9 | $72.74 | $654.66 |
DisclosureSEC source: 0000845877-17-000144 · wf-form4_150697904311699.xml · nonDerivative · entry 1 Sherrick Bruce J · CIK 0001546653 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,710 F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on September 29, 2017, the last business day of the quarter, as reported by the New York Stock Exchange. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 100 | $74.89 | $7,489.00 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 6 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,914 F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 28, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 4,080 | $74.85 | $305,388.00 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 5 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,014 F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
Exercise / conversionStock Appreciation Right · Derivative | 19,509 | $0.00 Strike: $28.94 | $0.00 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · derivative · entry 9 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class C Non-Voting Common Stock · 19,509 shares Expires 2018-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F6 · derivative.exercise_date: Exercisable beginning May 31, 2009 with respect to 6,503 shares, beginning May 31, 2010 with respect to 6,503 shares, and beginning May 31, 2011 with respect to 6,503 shares. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
SaleClass C Non-Voting Common Stock | 2,450 | $74.85 | $183,382.50 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 4 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,094 F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
Disposition to issuerClass C Non-Voting Common Stock | 7,551 | $74.77 | $564,588.27 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 3 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,544 F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
Tax withholdingClass C Non-Voting Common Stock | 5,704 | $74.77 | $426,488.08 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 2 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,095 F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 27, 2017 Filed Sep 29, 2017 21:11 UTC |
BUZBY TIMOTHY LPresident and CEO
|
Exercise / conversionClass C Non-Voting Common Stock | 19,509 | $28.94 | $564,590.46 |
DisclosureSEC source: 0000845877-17-000140 · wf-form4_150671947127871.xml · nonDerivative · entry 1 BUZBY TIMOTHY L · CIK 0001250221 · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,799 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: In connection with the net share settlement of the exercise of 19,509 vested stock appreciation rights ("SARs") granted in June 2008 with a grant price of $28.94 per share, Mr. Buzby was entitled to receive 11,958 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. Farmer Mac retained 5,704 shares to satisfy tax withholding requirements arising from the exercise, and 3,930 shares of the 6,254 shares retained by Mr. Buzby were sold on September 29, 2017. The 7,551 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price. F2 · shares: Transaction effected pursuant to a trading plan adopted by Mr. Buzby in accordance with Rule 10b5-1. F3 · balance_after: Includes 28,815 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 20:32 UTC |
Engebretsen James RDirector
|
SaleClass C Non-Voting Common Stock | 3,000 | $69.00 | $207,000.00 |
DisclosureSEC source: 0000845877-17-000138 · wf-form4_150602591895953.xml · nonDerivative · entry 2 Engebretsen James R · CIK 0001437016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,628 F1 · shares: Transaction effected pursuant to a trading plan adopted in accordance with Rule 10b5-1. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| September 20, 2017 Filed Sep 21, 2017 20:32 UTC |
Engebretsen James RDirector
|
SaleClass C Non-Voting Common Stock | 1,000 | $68.50 | $68,500.00 |
DisclosureSEC source: 0000845877-17-000138 · wf-form4_150602591895953.xml · nonDerivative · entry 1 Engebretsen James R · CIK 0001437016 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,628 F1 · shares: Transaction effected pursuant to a trading plan adopted in accordance with Rule 10b5-1. F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
| September 06, 2017 Filed Sep 7, 2017 20:34 UTC |
JUNKINS LOWELLDirector
|
SaleClass C Non-Voting Common Stock | 775 | $64.80 | $50,220.00 |
DisclosureSEC source: 0000845877-17-000135 · wf-form4_150481643946668.xml · nonDerivative · entry 1 JUNKINS LOWELL · CIK 0001246115 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,533.232 F1 · shares: Transaction occurred during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). F2 · balance_after: Includes 869 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2018 if the Reporting Person remains a director of Farmer Mac on that date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.