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Lynch Robert Dale

Disclosed activity across 1 company

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158667
SEC CIK
0001465169

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
FEDERAL AGRICULTURAL MORTGAGE CORPAGM · Entity 4378EVP - Chief Financial OfficerMarch 31, 2019April 02, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

FEDERAL AGRICULTURAL MORTGAGE CORP

Report date March 31, 2019 · Filed April 02, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class C Non-Voting Common StockSEC Table I · non-derivativeDirect23,872 Reported balance After 2019-03-31 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-03-31 · Tax withholding · Disposed 2,875 · Balance 23,872

F1: On March 31, 2019, (i) 2,766 shares of restricted stock vested that were granted in March 2016, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to capital and portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,248 shares to satisfy withholding requirements, (ii) 1,843 shares of restricted stock vested as the third installment of the time-based award granted in March 2016, for which Farmer Mac retained 832 shares to satisfy withholding requirements, (iii) 1,017 shares of restricted stock vested as the second installment of the time-based award granted in March 2017, for which Farmer Mac retained 459 shares to satisfy withholding requirements, and (iv) 743 shares of restricted stock vested as the first installment of the time-based award granted in March 2018, for which Farmer Mac retained 336 shares to satisfy withholding requirements.

F2: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3: Includes 8,839 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Filing footnotes · ownership attribution and instrument terms

F1: On March 31, 2019, (i) 2,766 shares of restricted stock vested that were granted in March 2016, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to capital and portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,248 shares to satisfy withholding requirements, (ii) 1,843 shares of restricted stock vested as the third installment of the time-based award granted in March 2016, for which Farmer Mac retained 832 shares to satisfy withholding requirements, (iii) 1,017 shares of restricted stock vested as the second installment of the time-based award granted in March 2017, for which Farmer Mac retained 459 shares to satisfy withholding requirements, and (iv) 743 shares of restricted stock vested as the first installment of the time-based award granted in March 2018, for which Farmer Mac retained 336 shares to satisfy withholding requirements.

F2: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3: Includes 8,839 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 31, 2019 Filed Apr 2, 2019 20:36 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 2,875 $72.43 $208,236.25
Disclosure

SEC source: 0000845877-19-000079 · wf-form4_155423739278580.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,872

F1 · shares: On March 31, 2019, (i) 2,766 shares of restricted stock vested that were granted in March 2016, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to capital and portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,248 shares to satisfy withholding requirements, (ii) 1,843 shares of restricted stock vested as the third installment of the time-based award granted in March 2016, for which Farmer Mac retained 832 shares to satisfy withholding requirements, (iii) 1,017 shares of restricted stock vested as the second installment of the time-based award granted in March 2017, for which Farmer Mac retained 459 shares to satisfy withholding requirements, and (iv) 743 shares of restricted stock vested as the first installment of the time-based award granted in March 2018, for which Farmer Mac retained 336 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 8,839 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:32 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantStock Appreciation Right · Derivative 5,160 $0.00 Strike: $82.76 $0.00
Disclosure

SEC source: 0000845877-19-000058 · wf-form4_155147592631315.xml · derivative · entry 4

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,160

Underlying: Class C Non-Voting Common Stock · 5,160 shares

Expires 2029-02-27

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2020 with respect to 1,720 shares, beginning March 31, 2021 with respect to 1,720 shares, and beginning March 31, 2022 with respect to 1,720 shares.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:32 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 616 $0.00 $0.00
Disclosure

SEC source: 0000845877-19-000058 · wf-form4_155147592631315.xml · nonDerivative · entry 3

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,747

F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2019 and ending on December 31, 2021.

F2 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:32 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 616 $0.00 $0.00
Disclosure

SEC source: 0000845877-19-000058 · wf-form4_155147592631315.xml · nonDerivative · entry 2

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,131

F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2022 if Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2019 and December 31, 2021, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors.

F2 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
February 27, 2019 Filed Mar 1, 2019 21:32 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 2,466 $0.00 $0.00
Disclosure

SEC source: 0000845877-19-000058 · wf-form4_155147592631315.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,515

F1 · price: Grant of shares of time-vested restricted stock under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Amended and Restated Omnibus Incentive Plan for no consideration. Includes three installments of 822 shares of restricted stock that will each vest on March 31, 2020, March 31, 2021, and March 31, 2022, respectively.

F2 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 22, 2018 Filed May 23, 2018 20:40 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 SaleClass C Non-Voting Common Stock 1,875 $91.26 $171,103.69
Disclosure

SEC source: 0000845877-18-000123 · wf-form4_152710799174356.xml · nonDerivative · entry 4

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,049

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $91.12 to $91.51, inclusive. The Reporting Person undertakes to provide to the Farmer Mac, any security holder of the Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:40 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionStock Appreciation Right · Derivative 5,430 $33.90 Strike: $33.90 $184,077.00
Disclosure

SEC source: 0000845877-18-000123 · wf-form4_152710799174356.xml · derivative · entry 5

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Non-Voting Common Stock · 5,430 shares

Expires 2024-04-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2015 with respect to 1,810 shares, beginning March 31, 2016 with respect to 1,810 shares, and beginning March 31, 2017 with respect to 1,810 shares.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:40 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Disposition to issuerClass C Non-Voting Common Stock 2,013 $91.42 $184,028.46
Disclosure

SEC source: 0000845877-18-000123 · wf-form4_152710799174356.xml · nonDerivative · entry 3

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,924

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:40 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 1,542 $91.42 $140,969.64
Disclosure

SEC source: 0000845877-18-000123 · wf-form4_152710799174356.xml · nonDerivative · entry 2

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,937

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 21, 2018 Filed May 23, 2018 20:40 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionClass C Non-Voting Common Stock 5,430 $33.90 $184,077.00
Disclosure

SEC source: 0000845877-18-000123 · wf-form4_152710799174356.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,479

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · shares: In connection with the net share settlement of the exercise of 5,430 vested stock appreciation rights ("SARs") granted in April 2014 with a grant price of $33.90 per share, Mr. Lynch was entitled to receive 3,417 shares of Farmer Mac Class C Non-Voting Common Stock. Farmer Mac retained 1,542 shares to satisfy tax withholding requirements arising from the exercise, and 1,875 shares retained by Mr. Lynch were sold on May 22, 2018. The 2,013 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2018 Filed Apr 3, 2018 20:47 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 3,349 $87.02 $291,429.98
Disclosure

SEC source: 0000845877-18-000071 · wf-form4_152278839160522.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,049

F1 · shares: On March 31, 2018, (i) 2,730 shares of restricted stock vested that were granted in April 2015, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,232 shares to satisfy withholding requirements, (ii) 1,830 shares of restricted stock vested as the third installment of the time-based award granted in April 2015, for which Farmer Mac retained 826 shares to satisfy withholding requirements, (iii) 1,843 shares of restricted stock vested as the second installment of the time-based award granted in March 2016, for which Farmer Mac retained 832 shares to satisfy withholding requirements, and (iv) 1,017 shares of restricted stock vested as the first installment of the time-based award granted in March 2017, for which Farmer Mac retained 459 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 11,510 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:12 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantStock Appreciation Right · Derivative 4,164 $0.00 Strike: $86.15 $0.00
Disclosure

SEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · derivative · entry 4

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,164

Underlying: Class C Non-Voting Common Stock · 4,164 shares

Expires 2028-03-13

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2019 with respect to 1,388 shares, beginning March 31, 2020 with respect to 1,388 shares, and beginning March 31, 2021 with respect to 1,388 shares.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:12 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 557 $0.00 $0.00
Disclosure

SEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 3

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,398

F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2018 and ending on December 31, 2020.

F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:12 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 557 $0.00 $0.00
Disclosure

SEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 2

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,841

F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2021 if the Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2018 and December 31, 2020, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors.

F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 13, 2018 Filed Mar 15, 2018 20:12 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 2,229 $0.00 $0.00
Disclosure

SEC source: 0000845877-18-000054 · wf-form4_152114475016252.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,284

F1 · price: Grant of shares of time-vested restricted stock under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 743 shares of restricted stock, each of which will vest on March 31, 2019, March 31, 2020, and March 31, 2021, respectively.

F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
February 03, 2018 Filed Feb 5, 2018 21:56 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 3,101 $78.93 $244,761.93
Disclosure

SEC source: 0000845877-18-000008 · wf-form4_151786774832290.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,055

F1 · shares: On February 3, 2018, 6,778 shares of restricted stock previously granted to Mr. Lynch in February 2015 vested, for which Farmer Mac retained 3,101 shares to satisfy tax withholding requirements. This grant has been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

F2 · balance_after: Includes 15,587 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
November 14, 2017 Filed Nov 14, 2017 21:14 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 SaleClass C Non-Voting Common Stock 4,280 $71.38 $305,505.54
Disclosure

SEC source: 0000845877-17-000159 · wf-form4_151069367068358.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,156

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionStock Appreciation Right · Derivative 10,180 $30.20 Strike: $30.20 $307,436.00
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · derivative · entry 8

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Non-Voting Common Stock · 10,180 shares

Expires 2023-04-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: Exercisable beginning March 31, 2014 with respect to 3,393 shares, beginning March 31, 2015 with respect to 3,393 shares, and beginning March 31, 2016 with respect to 3,394 shares.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionStock Appreciation Right · Derivative 4,000 $37.17 Strike: $37.17 $148,680.00
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · derivative · entry 7

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Non-Voting Common Stock · 4,000 shares

Expires 2023-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Disposition to issuerClass C Non-Voting Common Stock 4,042 $76.06 $307,434.52
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 6

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,436

F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 2,928 $76.06 $222,703.68
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 5

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,478

F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionClass C Non-Voting Common Stock 10,180 $30.20 $307,436.00
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 4

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · shares: In connection with the net share settlement of the exercise of 10,180 vested SARs granted in April 2013 with a grant price of $30.20 per share, Mr. Lynch was entitled to receive 6,138 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 3,210 shares, and Farmer Mac retained 2,928 shares to satisfy tax withholding requirements arising from the exercise. The 4,042 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Disposition to issuerClass C Non-Voting Common Stock 1,954 $76.06 $148,621.24
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 3

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,226

F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 976 $76.06 $74,234.56
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 2

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,180

F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
October 10, 2017 Filed Oct 11, 2017 20:17 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Exercise / conversionClass C Non-Voting Common Stock 4,000 $37.17 $148,680.00
Disclosure

SEC source: 0000845877-17-000152 · wf-form4_150775305997984.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,156

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 4,000 vested stock appreciation rights ("SARs") granted in February 2013 with a grant price of $37.17 per share, Mr. Lynch was entitled to receive 2,046 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Lynch retained 1,070 shares, and Farmer Mac retained 976 shares to satisfy tax withholding requirements arising from the exercise. The 1,954 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
July 25, 2017 Filed Jul 27, 2017 20:14 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 SaleClass C Non-Voting Common Stock 4,392 $70.00 $307,440.00
Disclosure

SEC source: 0000845877-17-000117 · wf-form4_150118643999286.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,156

F1 · shares: Transaction effected pursuant to a trading plan adopted in accordance with Rule 10b5-1.

F2 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2017 Filed Apr 3, 2017 20:11 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 Tax withholdingClass C Non-Voting Common Stock 3,462 $58.26 $201,696.12
Disclosure

SEC source: 0000845877-17-000071 · wf-form4_149125023236488.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,548

F1 · shares: On March 31, 2017, (i) 2,160 shares of restricted stock vested that were granted in April 2014, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 1,031 shares to satisfy withholding requirements, (ii) 1,420 shares of restricted stock vested as the third installment of the time-based award granted in April 2014, for which Farmer Mac retained 678 shares to satisfy withholding requirements, (iii) 1,830 shares of restricted stock vested as the second installment of the time-based award granted in April 2015, for which Farmer Mac retained 873 shares to satisfy withholding requirements, and (iv) 1,843 shares of restricted stock vested as the first installment of the time-based award granted in March 2016, for which Farmer Mac retained 880 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 22,365 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 14, 2017 Filed Mar 16, 2017 20:05 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantStock Appreciation Right · Derivative 5,757 $0.00 Strike: $60.84 $0.00
Disclosure

SEC source: 0000845877-17-000057 · wf-form4_148969472978204.xml · derivative · entry 4

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

Underlying: Class C Non-Voting Common Stock · 5,757 shares

Expires 2027-03-14

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2018 with respect to 1,919 shares, beginning March 31, 2019 with respect to 1,919 shares, and beginning March 31, 2020 with respect to 1,919 shares.

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March 14, 2017 Filed Mar 16, 2017 20:05 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 762 $0.00 $0.00
Disclosure

SEC source: 0000845877-17-000057 · wf-form4_148969472978204.xml · nonDerivative · entry 3

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,010

F4 · price: Grant of shares of performance-based restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2020 if Farmer Mac meets certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for the period starting on January 1, 2017 and ending on December 31, 2019.

F2 · balance_after: Includes 25,043 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 14, 2017 Filed Mar 16, 2017 20:05 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 762 $0.00 $0.00
Disclosure

SEC source: 0000845877-17-000057 · wf-form4_148969472978204.xml · nonDerivative · entry 2

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,248

F3 · price: Grant of shares of performance-based restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. The shares will vest on March 31, 2020 if the Farmer Mac maintains compliance with all applicable regulatory capital requirements between January 1, 2017 and December 31, 2019, with the percentage of shares that will vest to be determined by the Compensation Committee of Farmer Mac's Board of Directors.

F2 · balance_after: Includes 25,043 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 14, 2017 Filed Mar 16, 2017 20:05 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 GrantClass C Non-Voting Common Stock 3,051 $0.00 $0.00
Disclosure

SEC source: 0000845877-17-000057 · wf-form4_148969472978204.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,486

F1 · price: Grant of shares of time-vested restricted stock under Farmer Mac's 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 1,017 shares of restricted stock that will vest on March 31, 2018, March 31, 2019, and March 31, 2020, respectively.

F2 · balance_after: Includes 25,043 shares of unvested restricted stock previously granted pursuant to Farmer Mac's 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
December 12, 2016 Filed Dec 12, 2016 22:08 UTC FEDERAL AGRICULTURAL MORTGAGE CORP AGM · Entity 4378 SaleClass C Non-Voting Common Stock 2,264 $56.60 $128,142.40
Disclosure

SEC source: 0000845877-16-000369 · wf-form4_148158048606387.xml · nonDerivative · entry 1

Lynch Robert Dale · CIK 0001465169 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,435

F1 · shares: Transaction effected pursuant to a trading plan adopted in accordance with Rule 10b5-1.

F2 · balance_after: Includes 25,043 shares of unvested restricted stock previously granted pursuant to the Federal Agricultural Mortgage Corporation's ("Farmer Mac") 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.