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AGM

FEDERAL AGRICULTURAL MORTGAGE CORP

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4378
SEC CIK
0000845877
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766

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 17, 2020 Filed Aug 17, 2020 22:43 UTC SaleClass C non-voting common stock 2,500 $70.03 $175,075.00
Disclosure

SEC source: 0000109380-20-000220 · wf-form4_159770419505236.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 781,320

F3 · price: This transaction was executed in multiple trades at prices ranging from $69.715 to $70.670. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 22:43 UTC SaleClass C non-voting common stock 1,714 $67.58 $115,832.12
Disclosure

SEC source: 0000109380-20-000220 · wf-form4_159770419505236.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,820

F2 · price: This transaction was executed in multiple trades at prices ranging from $67.220 to $67.950. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 13, 2020 Filed Aug 17, 2020 22:43 UTC SaleClass C non-voting common stock 3,286 $68.19 $224,072.34
Disclosure

SEC source: 0000109380-20-000220 · wf-form4_159770419505236.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 785,534

F1 · price: This transaction was executed in multiple trades at prices ranging from $68.00 to $68.510. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 10, 2020 Filed Aug 11, 2020 20:53 UTC SaleClass C non-voting common stock 5,000 $65.42 $327,100.00
Disclosure

SEC source: 0000109380-20-000214 · wf-form4_159717916804125.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788,820

F3 · price: This transaction was executed in multiple trades at prices ranging from $65.00 to $65.93. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:53 UTC SaleClass C non-voting common stock 2,488 $62.80 $156,246.40
Disclosure

SEC source: 0000109380-20-000214 · wf-form4_159717916804125.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 793,820

F2 · price: This transaction was executed in multiple trades at prices ranging from $62.46 to $62.99. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 07, 2020 Filed Aug 11, 2020 20:53 UTC SaleClass C non-voting common stock 7,512 $63.19 $474,683.28
Disclosure

SEC source: 0000109380-20-000214 · wf-form4_159717916804125.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 796,308

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.00 to $63.525. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:50 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 66 $64.01 $4,224.66
Disclosure

SEC source: 0000845877-20-000173 · wf-form4_159372301059840.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 754 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

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June 30, 2020 Filed Jul 2, 2020 20:52 UTC GrantClass C Non-Voting Common Stock 23 $64.01 $1,472.23
Disclosure

SEC source: 0000845877-20-000174 · wf-form4_159372307795026.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,229

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2020 Filed Jul 2, 2020 20:49 UTC GrantClass C Non-Voting Common Stock 15 $64.01 $960.15
Disclosure

SEC source: 0000845877-20-000172 · wf-form4_159372294300427.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,791.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

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June 30, 2020 Filed Jul 2, 2020 20:48 UTC GrantClass C Non-Voting Common Stock 27 $64.01 $1,728.27
Disclosure

SEC source: 0000845877-20-000171 · wf-form4_159372284487398.xml · nonDerivative · entry 1

Sherrick Bruce J · CIK 0001546653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,835

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2020 Filed Apr 15, 2024 21:36 UTC PurchaseClass C Non-Voting Common Stock 30.804 $62.07 $1,912.00
Disclosure

SEC source: 0000845877-24-000124 · wk-form4_1713216987.xml · nonDerivative · entry 1

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,810.804

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend reinvestment plan, executed by a broker managing the Reporting Person's managed investment account which was inadvertently not previously reported.

F2 · balance_after: Includes 373 time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

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June 16, 2020 Filed Jun 18, 2020 21:22 UTC SaleClass C non-voting common stock 600 $70.01 $42,006.00
Disclosure

SEC source: 0000109380-20-000187 · wf-form4_159251530709609.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 803,820

F1 · price: This transaction was executed in multiple trades at prices ranging from $70.000 to $70.035. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 11, 2020 Filed Jun 12, 2020 21:30 UTC PurchaseClass C Non-Voting Common Stock 2,000 $65.00 $130,000.00
Disclosure

SEC source: 0000845877-20-000166 · wf-form4_159199738749392.xml · nonDerivative · entry 1

Sexton Robert G · CIK 0001738391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,932

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 08, 2020 Filed Jun 10, 2020 20:10 UTC SaleClass C non-voting common stock 4,913 $75.09 $368,917.17
Disclosure

SEC source: 0000109380-20-000186 · wf-form4_159181980816036.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 804,420

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.38. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:56 UTC SaleClass C non-voting common stock 2,793 $68.14 $190,315.02
Disclosure

SEC source: 0000109380-20-000185 · wf-form4_159139057540344.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 809,333

F4 · price: This transaction was executed in multiple trades at prices ranging from $68.000 to $68.340. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 04, 2020 Filed Jun 5, 2020 20:56 UTC SaleClass C non-voting common stock 2,207 $68.69 $151,598.83
Disclosure

SEC source: 0000109380-20-000185 · wf-form4_159139057540344.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 812,126

F3 · price: This transaction was executed in multiple trades at prices ranging from $68.350 to $69.120. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:56 UTC SaleClass C non-voting common stock 3,039 $68.13 $207,047.07
Disclosure

SEC source: 0000109380-20-000185 · wf-form4_159139057540344.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 814,333

F2 · price: This transaction was executed in multiple trades at prices ranging from $67.670 to $68.490. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2020 Filed Jun 5, 2020 20:56 UTC SaleClass C non-voting common stock 1,961 $69.01 $135,328.61
Disclosure

SEC source: 0000109380-20-000185 · wf-form4_159139057540344.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 817,372

F1 · price: This transaction was executed in multiple trades at prices ranging from $68.500 to $69.490. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC SaleClass C non-voting common stock 1,900 $66.03 $125,457.00
Disclosure

SEC source: 0000109380-20-000183 · wf-form4_159069813679855.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 819,333

F4 · price: This transaction was executed in multiple trades at prices ranging from $66.000 to $66.170. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 27, 2020 Filed May 28, 2020 20:35 UTC SaleClass C non-voting common stock 1,100 $66.69 $73,359.00
Disclosure

SEC source: 0000109380-20-000183 · wf-form4_159069813679855.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 821,233

F3 · price: This transaction was executed in multiple trades at prices ranging from $66.360 to $67.180. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:35 UTC SaleClass C non-voting common stock 1,649 $65.18 $107,481.82
Disclosure

SEC source: 0000109380-20-000183 · wf-form4_159069813679855.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 822,333

F2 · price: This transaction was executed in multiple trades at prices ranging from $64.640 to $65.450. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 26, 2020 Filed May 28, 2020 20:35 UTC SaleClass C non-voting common stock 1,423 $65.74 $93,548.02
Disclosure

SEC source: 0000109380-20-000183 · wf-form4_159069813679855.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 823,982

F1 · price: This transaction was executed in multiple trades at prices ranging from $65.490 to $65.990. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2020 Filed May 26, 2020 20:28 UTC SaleClass C non-voting common stock 2,637 $63.57 $167,634.09
Disclosure

SEC source: 0000109380-20-000182 · wf-form4_159052490036856.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 825,405

F1 · price: This transaction was executed in multiple trades at prices ranging from $63.50 to $63.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 19, 2020 Filed May 20, 2020 21:03 UTC PurchaseClass C Non-Voting Common Stock 200 $60.00 $12,000.00
Disclosure

SEC source: 0000845877-20-000158 · wf-form4_159000859090754.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,206

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 14, 2020 Filed May 18, 2020 20:35 UTC PurchaseClass C Non-Voting Common Stock 1,850 $53.70 $99,345.00
Disclosure

SEC source: 0000845877-20-000147 · wf-form4_158983409848733.xml · nonDerivative · entry 1

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were purchased in multiple transactions at prices ranging from $53.19 to $54.10, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 728 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:52 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 754 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000141 · wf-form4_158948955923078.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 754

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All the shares of restricted stock will vest on March 31, 2021, if the reporting person remains a director of Farmer Mac on that date.

Read SEC document
May 12, 2020 Filed May 14, 2020 20:52 UTC GrantClass C Non-Voting Common Stock 754 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000140 · wf-form4_158948953791583.xml · nonDerivative · entry 1

HEMINGWAY W DAVID · CIK 0001184836 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 769

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All the shares of restricted stock will vest on March 31, 2021, if the reporting person remains a director of Farmer Mac on that date.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:27 UTC
Brinch Brian MSVP-Business Strategy
Tax withholdingClass C Non-Voting Common Stock 628 $57.21 $35,927.88
Disclosure

SEC source: 0000845877-20-000114 · wf-form4_158706882742449.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,647

F1 · shares: On April 15, 2020, 1,300 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") restricted stock vested for the time-based award granted in April 2017, for which Farmer Mac retained 628 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,727 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
April 15, 2020 Filed Apr 16, 2020 20:27 UTC
Ramsey GregoryPrincipal Accounting Officer
Tax withholdingClass C Non-Voting Common Stock 256 $57.21 $14,645.76
Disclosure

SEC source: 0000845877-20-000113 · wf-form4_158706880731259.xml · nonDerivative · entry 1

Ramsey Gregory · CIK 0001587529 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,497

F1 · shares: On April 15, 2020, 850 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") restricted stock vested for the time-based award granted in April 2017, for which Farmer Mac retained 256 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,204 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
April 01, 2020 Filed Apr 2, 2020 21:20 UTC
Ramsey GregoryPrincipal Accounting Officer
GrantClass C Non-Voting Common Stock 957 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000100 · wf-form4_158586239250846.xml · nonDerivative · entry 1

Ramsey Gregory · CIK 0001587529 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,753

F1 · price: Grant of shares of time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All shares will "cliff" vest on April 15, 2023 if the reporting person is employed by Farmer Mac on that date.

F2 · balance_after: Includes 2,097 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:21 UTC
Brinch Brian MSVP-Business Strategy
Tax withholdingClass C Non-Voting Common Stock 114 $54.50 $6,213.00
Disclosure

SEC source: 0000845877-20-000104 · wf-form4_158586248306493.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,275

F1 · shares: On March 31, 2020, 234 shares of restricted stock vested as the first installment of the time-based award granted in March 2019, for which Farmer Mac retained 114 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 4,027 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:21 UTC GrantClass C Non-Voting Common Stock 267 $55.63 $14,853.21
Disclosure

SEC source: 0000845877-20-000103 · wf-form4_158586246115864.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,325

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2020 Filed Apr 2, 2020 21:20 UTC GrantClass C Non-Voting Common Stock 18 $55.63 $1,001.34
Disclosure

SEC source: 0000845877-20-000102 · wf-form4_158586243817443.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,776.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

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March 31, 2020 Filed Apr 2, 2020 21:20 UTC
Mullery Stephen PEVP - General Counsel
Tax withholdingClass C Non-Voting Common Stock 1,186 $54.50 $64,637.00
Disclosure

SEC source: 0000845877-20-000101 · wf-form4_158586241609204.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,242

F1 · shares: On March 31, 2020, (i) 894 shares of restricted stock vested that were granted in March 2017, upon the Federal Agricultural Mortgage Corporation's ("Farmer Mac") achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 432 shares to satisfy withholding requirements, (ii) 597 shares of restricted stock vested as the third installment of the time-based award granted in March 2017, for which Farmer Mac retained 288 shares to satisfy withholding requirements, (iii) 436 shares of restricted stock vested as the second installment of the time-based award granted in March 2018, for which Farmer Mac retained 211 shares to satisfy withholding requirements, and (iv) 527 shares of restricted stock vested as the first installment of the time-based award granted in February 2019, for which Farmer Mac retained 255 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 5,363 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 31, 2020 Filed Apr 2, 2020 21:19 UTC GrantClass C Non-Voting Common Stock 32 $55.63 $1,780.16
Disclosure

SEC source: 0000845877-20-000099 · wf-form4_158586237281575.xml · nonDerivative · entry 1

Sherrick Bruce J · CIK 0001546653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,808

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2020, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

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March 05, 2020 Filed Mar 6, 2020 21:33 UTC
Carpenter ZacharyEVP - Chief Business Officer
PurchaseClass C Non-Voting Common Stock 278 $72.17 $20,063.76
Disclosure

SEC source: 0000845877-20-000083 · wf-form4_158353036277125.xml · nonDerivative · entry 2

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,534

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 3,186 shares of unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 05, 2020 Filed Mar 6, 2020 21:33 UTC
Carpenter ZacharyEVP - Chief Business Officer
PurchaseClass C Non-Voting Common Stock 70 $72.17 $5,052.03
Disclosure

SEC source: 0000845877-20-000083 · wf-form4_158353036277125.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,256

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 3,186 shares of unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 05, 2020 Filed Mar 6, 2020 21:32 UTC PurchaseClass C Non-Voting Common Stock 2,000 $71.82 $143,647.40
Disclosure

SEC source: 0000845877-20-000082 · wf-form4_158353034175253.xml · nonDerivative · entry 1

Sexton Robert G · CIK 0001738391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,932

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $71.8186 to $71.8386, inclusive. The Reporting Person undertakes to provide to the Federal Agricultural Mortgage Corporation, any security holder of the Federal Agricultural Mortgage Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 04, 2020 Filed Mar 5, 2020 21:37 UTC SaleClass C non-voting common stock 848 $75.16 $63,735.68
Disclosure

SEC source: 0000109380-20-000136 · wf-form4_158344424664459.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,042

F1 · price: This transaction was executed in multiple trades at prices ranging from $75.000 to $75.185. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2020 Filed Mar 6, 2020 01:21 UTC PurchaseClass C Non-Voting Common Stock 500 $74.20 $37,100.00
Disclosure

SEC source: 0000845877-20-000063 · wf-form4_158345768116273.xml · nonDerivative · entry 2

Sherrick Bruce J · CIK 0001546653 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,776

F3 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F2 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 03, 2020 Filed Mar 3, 2020 23:30 UTC SaleClass C non-voting common stock 2,098 $75.17 $157,706.66
Disclosure

SEC source: 0000109380-20-000114 · wf-form4_158327822885250.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 828,890

F3 · price: This transaction was executed in multiple trades at prices ranging from $75.00 to $75.43. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 03, 2020 Filed Mar 6, 2020 01:23 UTC GrantClass C Non-Voting Common Stock 728 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000069 · wf-form4_158345781273484.xml · nonDerivative · entry 1

Maxwell Clark · CIK 0001436983 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,126

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 03, 2020 Filed Mar 6, 2020 01:25 UTC GrantClass C Non-Voting Common Stock 728 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000073 · wf-form4_158345790439601.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,006

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 03, 2020 Filed Mar 6, 2020 01:27 UTC
Brinch Brian MSVP-Business Strategy
GrantStock Appreciation Right · Derivative 1,845 $0.00 Strike: $75.16 $0.00
Disclosure

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · derivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,845

Underlying: Class C Non-Voting Common Stock · 1,845 shares

Expires 2030-03-03

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2021 with respect to 615 shares, beginning March 31, 2022 with respect to 615 shares, and beginning March 31, 2023 with respect to 615 shares.

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March 03, 2020 Filed Mar 6, 2020 01:27 UTC
Brinch Brian MSVP-Business Strategy
GrantClass C Non-Voting Common Stock 337 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,389

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 3,249 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 03, 2020 Filed Mar 6, 2020 01:27 UTC
Brinch Brian MSVP-Business Strategy
GrantClass C Non-Voting Common Stock 675 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000078 · wf-form4_158345801660312.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP-Business Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,052

F1 · price: Grant of shares of time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Includes three installments of 225 shares of restricted stock units, each of which will vest on March 31, 2021, March 31, 2022, and March 31, 2023, respectively.

F2 · balance_after: Includes 3,249 shares of unvested restricted stock previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 03, 2020 Filed Mar 6, 2020 01:27 UTC GrantClass C Non-Voting Common Stock 728 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000079 · wf-form4_158345803957914.xml · nonDerivative · entry 1

BRACK DENNIS L · CIK 0001246107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,943

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 03, 2020 Filed Mar 6, 2020 01:26 UTC GrantClass C Non-Voting Common Stock 728 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000076 · wf-form4_158345797271613.xml · nonDerivative · entry 1

Davidson Richard H · CIK 0001493270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,724

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2021 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 702 and 728 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2020 and March 31, 2021, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 03, 2020 Filed Mar 6, 2020 01:26 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantStock Appreciation Right · Derivative 5,811 $0.00 Strike: $75.16 $0.00
Disclosure

SEC source: 0000845877-20-000077 · wf-form4_158345799346083.xml · derivative · entry 3

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,811

Underlying: Class C Non-Voting Common Stock · 5,811 shares

Expires 2030-03-03

F5 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F4 · derivative.exercise_date: Exercisable beginning March 31, 2021 with respect to 1,937 shares, beginning March 31, 2022 with respect to 1,937 shares, and beginning March 31, 2023 with respect to 1,937 shares.

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March 03, 2020 Filed Mar 6, 2020 01:26 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantClass C Non-Voting Common Stock 1,062 $0.00 $0.00
Disclosure

SEC source: 0000845877-20-000077 · wf-form4_158345799346083.xml · nonDerivative · entry 2

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,186

F2 · shares: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F3 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F2 · price: This is the target amount of performance-based restricted stock units granted on March 03, 2020 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria is met at the end of the performance cycle on December 31, 2022. The restricted stock units will vest on March 31, 2023 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2020 and ending on December 31, 2022, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.