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AGM

FEDERAL AGRICULTURAL MORTGAGE CORP

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0000845877
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 03, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 2,846 $90.39 $257,249.94
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,154

F1 · price: This transaction was executed in multiple trades at prices ranging from $90.000 to $90.795. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 01:44 UTC SaleClass C non-voting common stock 3,300 $87.51 $288,783.00
Disclosure

SEC source: 0000109380-21-000110 · wf-form4_161473585037182.xml · nonDerivative · entry 5

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,000

F5 · price: This transaction was executed in multiple trades at prices ranging from $87.100 to $87.930. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2021 Filed Mar 3, 2021 01:44 UTC SaleClass C non-voting common stock 1,700 $88.23 $149,991.00
Disclosure

SEC source: 0000109380-21-000110 · wf-form4_161473585037182.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,300

F4 · price: This transaction was executed in multiple trades at prices ranging from $88.030 to $88.705. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:53 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000057 · wf-form4_161472560516857.xml · nonDerivative · entry 1

BRACK DENNIS L · CIK 0001246107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,662

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:53 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000056 · wf-form4_161472558218867.xml · nonDerivative · entry 1

Davidson Richard H · CIK 0001493270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,443

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:52 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000055 · wf-form4_161472555474172.xml · nonDerivative · entry 1

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,839

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:51 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000052 · wf-form4_161472543985796.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,044

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:52 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000054 · wf-form4_161472552741761.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,912

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:51 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000053 · wf-form4_161472549222866.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,991

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:48 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000048 · wf-form4_161472530717344.xml · nonDerivative · entry 1

Daniel Shaw L · CIK 0001796839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:50 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000051 · wf-form4_161472540441415.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,538.232

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:50 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000050 · wf-form4_161472537300009.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 64 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:49 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000049 · wf-form4_161472533816363.xml · nonDerivative · entry 1

Sexton Robert G · CIK 0001738391 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,651

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:48 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000047 · wf-form4_161472528716037.xml · nonDerivative · entry 1

Stones Charles A · CIK 0001837677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 912

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All the shares of restricted stock will vest on March 31, 2022, if the reporting person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 193 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:47 UTC
Ware Todd PDirector
GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000046 · wf-form4_161472523522223.xml · nonDerivative · entry 1

Ware Todd P · CIK 0001775984 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,989

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:47 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000045 · wf-form4_161472521215637.xml · nonDerivative · entry 1

Watts Myles James · CIK 0001501987 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,584

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 2, 2021 22:46 UTC GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000044 · wf-form4_161472513708768.xml · nonDerivative · entry 1

Wilcher LaJuana S · CIK 0001798004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,604

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 728 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:06 UTC
Brinch Brian MSVP- Rural Infrastructure
GrantStock Appreciation Right · Derivative 1,560 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · derivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,560

Underlying: Class C Non-Voting Common Stock · 1,560 shares

Expires 2031-03-02

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 520 shares, beginning March 31, 2023 with respect to 520 shares, and beginning March 31, 2024 with respect to 520 shares.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:06 UTC
Brinch Brian MSVP- Rural Infrastructure
GrantClass C Non-Voting Common Stock 388 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,812

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 2,727 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:06 UTC
Brinch Brian MSVP- Rural Infrastructure
GrantClass C Non-Voting Common Stock 777 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000074 · wf-form4_161489915124415.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Rural Infrastructure

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,424

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 259 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

F2 · balance_after: Includes 2,727 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantStock Appreciation Right · Derivative 4,242 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000073 · wf-form4_161489912757533.xml · derivative · entry 3

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,242

Underlying: Class C Non-Voting Common Stock · 4,242 shares

Expires 2031-03-02

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 1,414 shares, beginning March 31, 2023 with respect to 1,414 shares, and beginning March 31, 2024 with respect to 1,414 shares.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantClass C Non-Voting Common Stock 1,054 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000073 · wf-form4_161489912757533.xml · nonDerivative · entry 2

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,697

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 3,186 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantClass C Non-Voting Common Stock 2,109 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000073 · wf-form4_161489912757533.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,643

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 703 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

F2 · balance_after: Includes 3,186 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Mullery Stephen PEVP - General Counsel
GrantStock Appreciation Right · Derivative 3,120 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000071 · wf-form4_161489909082755.xml · derivative · entry 3

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,120

Underlying: Class C Non-Voting Common Stock · 3,120 shares

Expires 2031-03-02

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 1,040 shares, beginning March 31, 2023 with respect to 1,040 shares, and beginning March 31, 2024 with respect to 1,040 shares.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 775 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000071 · wf-form4_161489909082755.xml · nonDerivative · entry 2

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,568

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 5,363 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 1,551 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000071 · wf-form4_161489909082755.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,793

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 517 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

F2 · balance_after: Includes 5,363 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Crady Marc JSVP - Chief Credit Officer
GrantStock Appreciation Right · Derivative 1,872 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000072 · wf-form4_161489911079126.xml · derivative · entry 3

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,872

Underlying: Class C Non-Voting Common Stock · 1,872 shares

Expires 2031-03-02

F5 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F4 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 624 shares, beginning March 31, 2023 with respect to 624 shares, and beginning March 31, 2024 with respect to 624 shares.

Read SEC document
March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 465 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000072 · wf-form4_161489911079126.xml · nonDerivative · entry 2

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,395

F2 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F3 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F2 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

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March 02, 2021 Filed Mar 4, 2021 23:05 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 930 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000072 · wf-form4_161489911079126.xml · nonDerivative · entry 1

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 930

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 310 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantStock Appreciation Right · Derivative 12,477 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000070 · wf-form4_161489907393915.xml · derivative · entry 3

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,477

Underlying: Class C Non-Voting Common Stock · 12,477 shares

Expires 2031-03-02

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 4,159 shares, beginning March 31, 2023 with respect to 4,159 shares, and beginning March 31, 2024 with respect to 4,159 shares.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantClass C Non-Voting Common Stock 3,098 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000070 · wf-form4_161489907393915.xml · nonDerivative · entry 2

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,006

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 18,075 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
NORDHOLM BRADFORD TPresident and CEO
GrantClass C Non-Voting Common Stock 6,195 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000070 · wf-form4_161489907393915.xml · nonDerivative · entry 1

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,908

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 2,065 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

F2 · balance_after: Includes 18,075 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantStock Appreciation Right · Derivative 4,056 $0.00 Strike: $88.68 $0.00
Disclosure

SEC source: 0000845877-21-000069 · wf-form4_161489905873606.xml · derivative · entry 3

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,056

Underlying: Class C Non-Voting Common Stock · 4,056 shares

Expires 2031-03-02

F6 · price: Grant of stock appreciation rights under Farmer Mac's 2008 Amended and Restated Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2022 with respect to 1,352 shares, beginning March 31, 2023 with respect to 1,352 shares, and beginning March 31, 2024 with respect to 1,352 shares.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantClass C Non-Voting Common Stock 1,007 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000069 · wf-form4_161489905873606.xml · nonDerivative · entry 2

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,056

F3 · shares: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of restricted stock units exceed 200% of the number of restricted stock units of the target award.

F3 · price: This is the target amount of performance-based restricted stock units granted on March 02, 2021 under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration, which will be available if certain criteria are met at the end of the performance cycle on December 31, 2023. The restricted stock units will vest on March 31, 2024 if Farmer Mac meets certain performance objectives related to business volume, as specified in the related award agreement, for the period starting on January 1, 2021 and ending on December 31, 2023, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics.

F2 · balance_after: Includes 3,033 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
Ramesh AparnaEVP - Chief Financial Officer
GrantClass C Non-Voting Common Stock 2,016 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000069 · wf-form4_161489905873606.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,049

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. Includes three installments of 672 shares of restricted stock units, each of which will vest on March 31, 2022, March 31, 2023, and March 31, 2024, respectively.

F2 · balance_after: Includes 3,033 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 02, 2021 Filed Mar 4, 2021 23:04 UTC
Ramsey GregoryPrincipal Accounting Officer
GrantClass C Non-Voting Common Stock 930 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000068 · wf-form4_161489904352911.xml · nonDerivative · entry 1

Ramsey Gregory · CIK 0001587529 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,134

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. Each restricted stock unit represents the contingent right to receive, upon vesting of the unit, one share of Farmer Mac Class C Non-Voting Common Stock. The restricted stock units will "cliff" vest on March 31, 2024 if the Reporting Person is employed by Farmer Mac on that date.

F2 · balance_after: Includes 2,204 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 02, 2021 Filed Mar 19, 2021 22:32 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 719 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000084 · wf-form4_161619313067143.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,764

F1 · price: Grant of shares of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All of the shares of restricted stock will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 754 and 719 restricted shares of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2021 and March 31, 2022, respectively, if the Reporting Person remains a director of Farmer Mac on that date.

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March 01, 2021 Filed Mar 3, 2021 01:44 UTC SaleClass C non-voting common stock 600 $86.62 $51,972.00
Disclosure

SEC source: 0000109380-21-000110 · wf-form4_161473585037182.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $86.530 to $86.900. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2021 Filed Mar 3, 2021 01:44 UTC SaleClass C non-voting common stock 2,498 $87.52 $218,624.96
Disclosure

SEC source: 0000109380-21-000110 · wf-form4_161473585037182.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,600

F2 · price: This transaction was executed in multiple trades at prices ranging from $87.020 to $87.990. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 01, 2021 Filed Mar 3, 2021 01:44 UTC SaleClass C non-voting common stock 1,902 $88.42 $168,174.84
Disclosure

SEC source: 0000109380-21-000110 · wf-form4_161473585037182.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,098

F1 · price: This transaction was executed in multiple trades at prices ranging from $88.000 to $88.860. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 26, 2021 00:00 UTC SaleClass C non-voting common stock 4,154 $83.71 $347,731.34
Disclosure

SEC source: 0000109380-21-000084 · wf-form4_161429763670524.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,000

F4 · price: This transaction was executed in multiple trades at prices ranging from $83.220 to $83.990. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 26, 2021 00:00 UTC SaleClass C non-voting common stock 3,040 $84.17 $255,876.80
Disclosure

SEC source: 0000109380-21-000084 · wf-form4_161429763670524.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,154

F3 · price: This transaction was executed in multiple trades at prices ranging from $84.000 to $84.480. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 26, 2021 00:00 UTC SaleClass C non-voting common stock 1,906 $84.88 $161,781.28
Disclosure

SEC source: 0000109380-21-000084 · wf-form4_161429763670524.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,194

F2 · price: This transaction was executed in multiple trades at prices ranging from $84.610 to $85.450. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 26, 2021 00:00 UTC SaleClass C non-voting common stock 900 $86.17 $77,553.00
Disclosure

SEC source: 0000109380-21-000084 · wf-form4_161429763670524.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,100

F1 · price: This transaction was executed in multiple trades at prices ranging from $85.655 to $86.250. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 23, 2021 Filed Feb 26, 2021 00:41 UTC GrantClass C Non-Voting Common Stock 64 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000028 · wf-form4_161430004483196.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All the shares of restricted stock will vest on March 31, 2021, if the reporting person remains a director of Farmer Mac on that date.

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February 22, 2021 Filed Feb 23, 2021 02:23 UTC SaleClass C non-voting common stock 10,000 $84.23 $842,300.00
Disclosure

SEC source: 0000109380-21-000079 · wf-form4_161404701272704.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

F4 · price: This transaction was executed in multiple trades at prices ranging from $83.870 to $84.840. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 22, 2021 Filed Feb 24, 2021 22:08 UTC
Ramsey GregoryPrincipal Accounting Officer
SaleClass C Non-Voting Common Stock 1,293 $85.00 $109,905.00
Disclosure

SEC source: 0000845877-21-000017 · wf-form4_161420451484822.xml · nonDerivative · entry 1

Ramsey Gregory · CIK 0001587529 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,204

F1 · kind: Transaction effected pursuant to a trading plan adopted in accordance with Rule 10b5-1.

F2 · balance_after: Includes 2,204 shares of unvested restricted stock previously granted pursuant to the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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February 19, 2021 Filed Feb 23, 2021 02:23 UTC SaleClass C non-voting common stock 1,776 $82.08 $145,774.08
Disclosure

SEC source: 0000109380-21-000079 · wf-form4_161404701272704.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $81.580 to $82.420. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2021 Filed Feb 23, 2021 02:23 UTC SaleClass C non-voting common stock 400 $83.04 $33,216.00
Disclosure

SEC source: 0000109380-21-000079 · wf-form4_161404701272704.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,776

F2 · price: This transaction was executed in multiple trades at prices ranging from $82.655 to $83.470. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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February 19, 2021 Filed Feb 23, 2021 02:23 UTC SaleClass C non-voting common stock 2,824 $84.11 $237,526.64
Disclosure

SEC source: 0000109380-21-000079 · wf-form4_161404701272704.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,176

F1 · price: This transaction was executed in multiple trades at prices ranging from $83.520 to $84.485. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.