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AGM

FEDERAL AGRICULTURAL MORTGAGE CORP

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4378
SEC CIK
0000845877
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766

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 08, 2021 Filed Jun 10, 2021 20:50 UTC
Mullery Stephen PEVP - General Counsel
Exercise / conversionClass C Non-Voting Common Stock 3,000 $21.69 $65,070.00
Disclosure

SEC source: 0000845877-21-000153 · wf-form4_162335817214172.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,526

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 3,000 vested stock appreciation rights ("SARs") granted in April 2012 with a grant price of $21.69 per share, Mr. Mullery was entitled to receive 2,360 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 1,140 shares to satisfy tax withholding requirements arising from the exercise. The 640 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 5,532 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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June 07, 2021 Filed Jun 9, 2021 20:24 UTC PurchaseClass C Non-Voting Common Stock 194 $100.50 $19,497.00
Disclosure

SEC source: 0000845877-21-000151 · wf-form4_162327028527243.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 719 restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

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May 18, 2021 Filed May 18, 2021 20:48 UTC
Brinch Brian MSVP- Enterprise Risk Officer
SaleClass C Non-Voting Common Stock 887 $103.60 $91,891.07
Disclosure

SEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 4

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157

F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F4 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $103.50 to $103.70, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 17, 2021 Filed May 18, 2021 20:56 UTC SaleClass C Non-Voting Common Stock 600 $103.48 $62,087.88
Disclosure

SEC source: 0000845877-21-000139 · wf-form4_162137132424874.xml · nonDerivative · entry 1

BRACK DENNIS L · CIK 0001246107 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,062

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · price: The price reported in Column 4 is a weighted average price. These shares of Class C Non-Voting Common Stock were sold in multiple transactions at prices ranging from $103.45 to $103.52, inclusive. The Reporting Person undertakes to provide to Farmer Mac, any security holder of Farmer Mac, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to Form 4.

F3 · balance_after: Includes 719 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Exercise / conversionStock Appreciation Right · Derivative 2,500 $103.16 Strike: $32.39 $257,900.00
Disclosure

SEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · derivative · entry 5

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class C Non-Voting Common Stock · 2,500 shares

Expires 2025-04-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Disposition to issuerClass C Non-Voting Common Stock 784 $103.16 $80,877.44
Disclosure

SEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,044

F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Tax withholdingClass C Non-Voting Common Stock 829 $103.16 $85,519.64
Disclosure

SEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,828

F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 14, 2021 Filed May 18, 2021 20:48 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Exercise / conversionClass C Non-Voting Common Stock 2,500 $32.39 $80,975.00
Disclosure

SEC source: 0000845877-21-000137 · wf-form4_162137083801416.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,657

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 2,500 vested stock appreciation rights ("SARs") granted in April 2015 with a grant price of $32.39 per share, Mr. Brinch was entitled to receive 1,716 shares of Class C Non-Voting Common Stock of the Federal Agricultural Mortgage Corporation ("Farmer Mac"). Farmer Mac retained 829 shares to satisfy tax withholding requirements arising from the exercise, and 887 shares retained by Mr. Brinch were sold on May 18, 2021. The 784 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac.

F3 · balance_after: Includes 2,538 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 13, 2021 Filed May 17, 2021 21:50 UTC
Tiarks Roy HDirector
GrantClass C Non-Voting Common Stock 468 $0.00 $0.00
Disclosure

SEC source: 0000845877-21-000134 · wf-form4_162128821087198.xml · nonDerivative · entry 1

Tiarks Roy H · CIK 0001861867 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 468

F1 · price: Grant of restricted stock units under the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Amended and Restated 2008 Omnibus Incentive Plan for no consideration. All the shares of restricted stock will vest on March 31, 2022, if the reporting person remains a director of Farmer Mac on that date.

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May 12, 2021 Filed May 12, 2021 20:21 UTC SaleClass C Non-Voting Common Stock 500 $100.32 $50,160.00
Disclosure

SEC source: 0000845877-21-000124 · wf-form4_162085090091189.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,507

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 719 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:16 UTC
Ramesh AparnaEVP - Chief Financial Officer
Exercise / conversionStock Appreciation Right · Derivative 1,845 $75.16 Strike: $75.16 $138,670.20
Disclosure

SEC source: 0000845877-21-000126 · wf-form4_162094777095463.xml · derivative · entry 4

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,690

Underlying: Class C Non-Voting Common Stock · 1,845 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 1,845 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Ms. Ramesh was entitled to receive 462 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 257 shares, and Farmer Mac retained 205 shares to satisfy tax withholding requirements arising from the exercise. The 1,383 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F3 · derivative.exercise_date: Exercisable beginning March 31, 2021 with respect to 1,845 shares, beginning March 31, 2022 with respect to 1,845 shares, and beginning March 31, 2023 with respect to 1,845 shares.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:16 UTC
Ramesh AparnaEVP - Chief Financial Officer
Disposition to issuerClass C Non-Voting Common Stock 1,383 $100.20 $138,576.60
Disclosure

SEC source: 0000845877-21-000126 · wf-form4_162094777095463.xml · nonDerivative · entry 3

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,014

F1 · shares: In connection with the net share settlement of the exercise of 1,845 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Ms. Ramesh was entitled to receive 462 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 257 shares, and Farmer Mac retained 205 shares to satisfy tax withholding requirements arising from the exercise. The 1,383 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 5,382 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:16 UTC
Ramesh AparnaEVP - Chief Financial Officer
Tax withholdingClass C Non-Voting Common Stock 205 $100.20 $20,541.00
Disclosure

SEC source: 0000845877-21-000126 · wf-form4_162094777095463.xml · nonDerivative · entry 2

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,397

F1 · shares: In connection with the net share settlement of the exercise of 1,845 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Ms. Ramesh was entitled to receive 462 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 257 shares, and Farmer Mac retained 205 shares to satisfy tax withholding requirements arising from the exercise. The 1,383 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 5,382 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
May 11, 2021 Filed May 13, 2021 23:16 UTC
Ramesh AparnaEVP - Chief Financial Officer
Exercise / conversionClass C Non-Voting Common Stock 1,845 $75.16 $138,670.20
Disclosure

SEC source: 0000845877-21-000126 · wf-form4_162094777095463.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,602

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: In connection with the net share settlement of the exercise of 1,845 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Ms. Ramesh was entitled to receive 462 shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock. None of these shares were sold, as Ms. Ramesh retained 257 shares, and Farmer Mac retained 205 shares to satisfy tax withholding requirements arising from the exercise. The 1,383 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: Includes 5,382 restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:24 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Tax withholdingClass C Non-Voting Common Stock 433 $98.89 $42,819.37
Disclosure

SEC source: 0000845877-21-000112 · wf-form4_161886386598979.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,157

F1 · shares: On April 15, 2021, 895 shares of Class C Non-Voting Common Stock vested related to the time-based award of restricted stock units granted in April 2018, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 433 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,538 of unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
April 15, 2021 Filed Apr 19, 2021 20:24 UTC
Ramsey GregoryPrincipal Accounting Officer
Tax withholdingClass C Non-Voting Common Stock 177 $98.89 $17,503.53
Disclosure

SEC source: 0000845877-21-000111 · wf-form4_161886384684227.xml · nonDerivative · entry 1

Ramsey Gregory · CIK 0001587529 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,957

F1 · shares: On April 15, 2021, 585 shares of Class C Non-Voting Common Stock vested related to the time-based award of restricted stock units granted in April 2018, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 177 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,549 of unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:41 UTC SaleClass C non-voting common stock 3,200 $99.91 $319,712.00
Disclosure

SEC source: 0000109380-21-000151 · wf-form4_161731323619516.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This transaction was executed in multiple trades at prices ranging from $99.700 to $99.960. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 31, 2021 Filed Apr 1, 2021 21:41 UTC SaleClass C non-voting common stock 6,800 $100.31 $682,108.00
Disclosure

SEC source: 0000109380-21-000151 · wf-form4_161731323619516.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

F2 · price: This transaction was executed in multiple trades at prices ranging from $100.020 to $100.825. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:18 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Tax withholdingClass C Non-Voting Common Stock 222 $100.86 $22,390.92
Disclosure

SEC source: 0000845877-21-000104 · wf-form4_161739821703636.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,590

F1 · shares: On March 31, 2021, (i) 234 restricted stock units vested as the second installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 114 shares to satisfy withholding requirements, and (ii) 225 restricted stock units vested as the first installment of the time-based award granted in March 2020, for which Farmer Mac retained 108 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 3,433 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:16 UTC
Carpenter ZacharyEVP - Chief Business Officer
Tax withholdingClass C Non-Voting Common Stock 342 $100.86 $34,494.12
Disclosure

SEC source: 0000845877-21-000103 · wf-form4_161739814994493.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,355

F1 · shares: On March 31, 2021, 708 restricted stock units vested as the first installment of the time-based award granted in March 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 342 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 5,641 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:15 UTC GrantClass C Non-Voting Common Stock 16 $100.72 $1,611.52
Disclosure

SEC source: 0000845877-21-000102 · wf-form4_161739807794166.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,007

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2021, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 719 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:14 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 84 $100.72 $8,460.48
Disclosure

SEC source: 0000845877-21-000101 · wf-form4_161739800195887.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,848

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2021, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 719 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:13 UTC GrantClass C Non-Voting Common Stock 9 $100.72 $906.48
Disclosure

SEC source: 0000845877-21-000100 · wf-form4_161739791098168.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,547.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2021, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 719 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2021 Filed Apr 2, 2021 21:10 UTC GrantClass C Non-Voting Common Stock 18 $100.72 $1,812.96
Disclosure

SEC source: 0000845877-21-000098 · wf-form4_161739775408434.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 801

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2021, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 719 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 if the Reporting Person remains a director of Farmer Mac on that date.

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March 31, 2021 Filed Apr 2, 2021 21:08 UTC
Mullery Stephen PEVP - General Counsel
Tax withholdingClass C Non-Voting Common Stock 1,042 $100.86 $105,096.12
Disclosure

SEC source: 0000845877-21-000097 · wf-form4_161739767790034.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,526

F1 · shares: On March 31, 2021, (i) 436 restricted stock units vested as the third installment of the time-based award granted in March 2018, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 211 shares to satisfy withholding requirements, (ii) 654 restricted stock units vested that were granted in March 2018, upon Farmer Mac's achievement of certain performance objectives related to portfolio charge-offs and delinquencies, as specified in the related award agreement, for which Farmer Mac retained 316 shares to satisfy withholding requirements, and (iii) 527 restricted stock units vested as the second installment of the time-based award granted in February 2019, for which Farmer Mac retained 255 shares to satisfy withholding requirements.

F2 · shares: Also includes (iv) 540 shares of restricted stock units vested as the first installment of the time-based award granted in March 2020, for which Farmer Mac retained 260 shares to satisfy withholding requirements.

F3 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F4 · balance_after: Includes 5,532 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 31, 2021 Filed Apr 2, 2021 21:07 UTC
NORDHOLM BRADFORD TPresident and CEO
Tax withholdingClass C Non-Voting Common Stock 3,894 $100.86 $392,748.84
Disclosure

SEC source: 0000845877-21-000096 · wf-form4_161739761689608.xml · nonDerivative · entry 1

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,112

F1 · shares: On March 31, 2021, (i) 3,578 restricted stock units vested, which were granted as a time-based award in October 2018 upon commencement of employment, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 1,644 shares to satisfy withholding requirements, (ii) 1,638 restricted stock units vested as the second installment of the time-based award granted in February 2019, for which Farmer Mac retained 753 shares to satisfy withholding requirements, (iii) 1,685 restricted stock units vested, which were granted in March 2020 as a special time-based award in recognition of outstanding performance, for which Farmer Mac retained 775 shares to satisfy withholding requirements, and (iv) 1,573 restricted stock units vested as the first installment of the regular time-based award granted in March 2020, for which Farmer Mac retained 722 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 18,894 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 31, 2021 Filed Apr 2, 2021 21:06 UTC
Ramesh AparnaEVP - Chief Financial Officer
Tax withholdingClass C Non-Voting Common Stock 299 $100.86 $30,157.14
Disclosure

SEC source: 0000845877-21-000095 · wf-form4_161739755374617.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,757

F1 · shares: On March 31, 2021, 674 restricted stock units vested as the first installment of the time-based award granted in March 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 299 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 5,382 restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

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March 31, 2021 Filed Apr 15, 2024 21:36 UTC PurchaseClass C Non-Voting Common Stock 21.454 $101.62 $2,180.07
Disclosure

SEC source: 0000845877-24-000124 · wk-form4_1713216987.xml · nonDerivative · entry 4

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,888.847

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend reinvestment plan, executed by a broker managing the Reporting Person's managed investment account which was inadvertently not previously reported.

F2 · balance_after: Includes 373 time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

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March 26, 2021 Filed Apr 1, 2021 21:41 UTC SaleClass C non-voting common stock 5,000 $100.03 $500,150.00
Disclosure

SEC source: 0000109380-21-000151 · wf-form4_161731323619516.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $99.820 to $100.645. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 24, 2021 Filed Mar 25, 2021 22:48 UTC SaleClass C non-voting common stock 1,100 $96.20 $105,820.00
Disclosure

SEC source: 0000109380-21-000150 · wf-form4_161671249318508.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $95.92 to $96.910. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 24, 2021 Filed Mar 25, 2021 22:48 UTC SaleClass C non-voting common stock 1,400 $97.08 $135,912.00
Disclosure

SEC source: 0000109380-21-000150 · wf-form4_161671249318508.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,100

F2 · price: This transaction was executed in multiple trades at prices ranging from $97.015 to $97.415. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 24, 2021 Filed Mar 25, 2021 22:48 UTC SaleClass C non-voting common stock 2,500 $98.13 $245,325.00
Disclosure

SEC source: 0000109380-21-000150 · wf-form4_161671249318508.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $98.080 to $98.150. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 23:28 UTC SaleClass C non-voting common stock 220 $94.84 $20,864.80
Disclosure

SEC source: 0000109380-21-000146 · wf-form4_161654212060959.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F4 · price: This transaction was executed in multiple trades at prices ranging from $94.830 to $94.940. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 23:28 UTC SaleClass C non-voting common stock 3,278 $95.69 $313,671.82
Disclosure

SEC source: 0000109380-21-000146 · wf-form4_161654212060959.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,220

F3 · price: This transaction was executed in multiple trades at prices ranging from $95.09 to $96.000. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 23:28 UTC SaleClass C non-voting common stock 4,002 $97.79 $391,355.58
Disclosure

SEC source: 0000109380-21-000146 · wf-form4_161654212060959.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,498

F2 · price: This transaction was executed in multiple trades at prices ranging from $97.500 to $98.220. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 22, 2021 Filed Mar 23, 2021 23:28 UTC SaleClass C non-voting common stock 2,500 $99.94 $249,850.00
Disclosure

SEC source: 0000109380-21-000146 · wf-form4_161654212060959.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,500

F1 · price: This transaction was executed in multiple trades at prices ranging from $99.870 to $99.995. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2021 Filed Mar 19, 2021 17:05 UTC SaleClass C non-voting common stock 3,213 $99.47 $319,597.11
Disclosure

SEC source: 0000109380-21-000140 · wf-form4_161617350247884.xml · nonDerivative · entry 5

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

F5 · price: This transaction was executed in multiple trades at prices ranging from $99.190 to $99.960. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2021 Filed Mar 19, 2021 17:05 UTC SaleClass C non-voting common stock 1,787 $100.59 $179,754.33
Disclosure

SEC source: 0000109380-21-000140 · wf-form4_161617350247884.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,213

F4 · price: This transaction was executed in multiple trades at prices ranging from $100.000 to $100.810. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 18, 2021 Filed Mar 19, 2021 17:05 UTC SaleClass C non-voting common stock 5,000 $101.85 $509,250.00
Disclosure

SEC source: 0000109380-21-000140 · wf-form4_161617350247884.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $101.560 to $101.855. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 17, 2021 Filed Mar 19, 2021 17:05 UTC SaleClass C non-voting common stock 6,000 $98.68 $592,080.00
Disclosure

SEC source: 0000109380-21-000140 · wf-form4_161617350247884.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $98.640 to $98.850. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 17, 2021 Filed Mar 19, 2021 17:05 UTC SaleClass C non-voting common stock 4,000 $99.34 $397,360.00
Disclosure

SEC source: 0000109380-21-000140 · wf-form4_161617350247884.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,000

F1 · price: This transaction was executed in multiple trades at prices ranging from $99.095 to $99.705. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 08, 2021 Filed Mar 10, 2021 21:38 UTC SaleClass C non-voting common stock 5,220 $92.18 $481,179.60
Disclosure

SEC source: 0000109380-21-000134 · wf-form4_161541228054543.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

F2 · price: This transaction was executed in multiple trades at prices ranging from $91.590 to $92.495. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 08, 2021 Filed Mar 10, 2021 21:38 UTC SaleClass C non-voting common stock 4,780 $92.85 $443,823.00
Disclosure

SEC source: 0000109380-21-000134 · wf-form4_161541228054543.xml · nonDerivative · entry 1

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,220

F1 · price: This transaction was executed in multiple trades at prices ranging from $92.575 to $93.285. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 1,940 $86.74 $168,275.60
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 8

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F8 · price: This transaction was executed in multiple trades at prices ranging from $86.320 to $86.998. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 2,863 $87.34 $250,054.42
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 7

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,940

F7 · price: This transaction was executed in multiple trades at prices ranging from $87.005 to $87.940. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 1,197 $88.28 $105,671.16
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 6

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,803

F6 · price: This transaction was executed in multiple trades at prices ranging from $88.040 to $88.640. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 1,500 $89.08 $133,620.00
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 5

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,000

F5 · price: This transaction was executed in multiple trades at prices ranging from $89.000 to $89.420. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 04, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 2,500 $90.66 $226,650.00
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 4

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

F4 · price: This transaction was executed in multiple trades at prices ranging from $90.170 to $91.060. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 03, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 3,632 $89.23 $324,083.36
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 3

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,000

F3 · price: This transaction was executed in multiple trades at prices ranging from $88.760 to $89.490. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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March 03, 2021 Filed Mar 4, 2021 23:51 UTC SaleClass C non-voting common stock 3,522 $89.67 $315,817.74
Disclosure

SEC source: 0000109380-21-000133 · wf-form4_161490187004912.xml · nonDerivative · entry 2

ZIONS BANCORPORATION, NATIONAL ASSOCIATION /UT/ · CIK 0000109380 · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,632

F2 · price: This transaction was executed in multiple trades at prices ranging from $89.515 to $89.990. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.