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FEDERAL AGRICULTURAL MORTGAGE CORP

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0000845877
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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 30, 2022 Filed Jul 5, 2022 20:56 UTC GrantClass C Non-Voting Common Stock 39 $97.65 $3,808.35
Disclosure

SEC source: 0000845877-22-000152 · wf-form4_165705456420668.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,482

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:54 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 87 $97.65 $8,495.55
Disclosure

SEC source: 0000845877-22-000150 · wf-form4_165705445300933.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,748

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:51 UTC GrantClass C Non-Voting Common Stock 186 $97.65 $18,162.90
Disclosure

SEC source: 0000845877-22-000148 · wf-form4_165705429558012.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,269

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:47 UTC GrantClass C Non-Voting Common Stock 20 $97.65 $1,953.00
Disclosure

SEC source: 0000845877-22-000144 · wf-form4_165705404930283.xml · nonDerivative · entry 1

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,946

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 477 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:50 UTC GrantClass C Non-Voting Common Stock 152 $97.65 $14,842.80
Disclosure

SEC source: 0000845877-22-000146 · wf-form4_165705416930903.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,244

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Jul 5, 2022 20:46 UTC GrantClass C Non-Voting Common Stock 12 $97.65 $1,171.80
Disclosure

SEC source: 0000845877-22-000142 · wf-form4_165705395816268.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,099.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on June 30, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
June 30, 2022 Filed Apr 15, 2024 21:36 UTC PurchaseClass C Non-Voting Common Stock 50.012 $95.94 $4,798.05
Disclosure

SEC source: 0000845877-24-000124 · wk-form4_1713216987.xml · nonDerivative · entry 9

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,045.621

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend reinvestment plan, executed by a broker managing the Reporting Person's managed investment account which was inadvertently not previously reported.

F2 · balance_after: Includes 373 time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 23, 2022 Filed May 25, 2022 20:34 UTC GrantClass C Non-Voting Common Stock 477 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000135 · wf-form4_165351083183167.xml · nonDerivative · entry 1

Culver Chester J · CIK 0001546654 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,926

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 12, 2022 Filed May 16, 2022 21:10 UTC SaleClass C Non-Voting Common Stock 248 $100.56 $24,937.64
Disclosure

SEC source: 0000845877-22-000124 · wf-form4_165273538927932.xml · nonDerivative · entry 1

Stones Charles A · CIK 0001837677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,168

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 504 restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
May 11, 2022 Filed May 13, 2022 21:28 UTC PurchaseClass C Non-Voting Common Stock 1,000 $103.30 $103,299.80
Disclosure

SEC source: 0000845877-22-000122 · wf-form4_165247720263798.xml · nonDerivative · entry 1

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,343

F1 · shares: Transaction effected during an open trading window for employees and directors of the Federal Agricultural Mortgage Corporation ("Farmer Mac").

F2 · balance_after: Includes 504 restricted units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
April 15, 2022 Filed Apr 19, 2022 19:30 UTC
Willie Kerry TSVP - Chief HR Officer
Tax withholdingClass C Non-Voting Common Stock 259 $109.61 $28,388.99
Disclosure

SEC source: 0000845877-22-000106 · wf-form4_165039664227392.xml · nonDerivative · entry 1

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,388

F1 · shares: On April 15, 2022, 860 restricted stock units vested under a time-based award granted in April 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 259 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,787 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:51 UTC
Brinch Brian MSVP- Enterprise Risk Officer
Tax withholdingClass C Non-Voting Common Stock 517 $111.05 $57,412.85
Disclosure

SEC source: 0000845877-22-000103 · wf-form4_164911264576627.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,404

F1 · shares: On March 31, 2022, (i) 234 restricted stock units vested as the third installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 114 shares to satisfy withholding requirements, (ii) 352 restricted stock units vested that were granted in February 2019 for which Farmer Mac retained 170 shares to satisfy withholding requirements, (iii) 225 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which Farmer Mac retained 108 shares to satisfy withholding requirements, and (iv) 259 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which Farmer Mac retained 125 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,232 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:50 UTC
Carpenter ZacharyEVP - Chief Business Officer
Tax withholdingClass C Non-Voting Common Stock 682 $111.05 $75,736.10
Disclosure

SEC source: 0000845877-22-000102 · wf-form4_164911262897696.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,381

F1 · shares: On March 31, 2022, (i) 708 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 342 shares to satisfy withholding requirements, and (ii) 703 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which Farmer Mac retained 340 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 6,304 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:50 UTC
Crady Marc JSVP - Chief Credit Officer
Tax withholdingClass C Non-Voting Common Stock 149 $111.05 $16,546.45
Disclosure

SEC source: 0000845877-22-000101 · wf-form4_164911260967857.xml · nonDerivative · entry 1

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,254

F1 · shares: On March 31, 2022, 310 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 149 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,093 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:50 UTC GrantClass C Non-Voting Common Stock 168 $108.48 $18,224.64
Disclosure

SEC source: 0000845877-22-000100 · wf-form4_164911259249546.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,083

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:49 UTC
Gales Amy HDirector
GrantClass C Non-Voting Common Stock 78 $108.48 $8,461.44
Disclosure

SEC source: 0000845877-22-000099 · wf-form4_164911257404440.xml · nonDerivative · entry 1

Gales Amy H · CIK 0001811540 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,661

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:49 UTC GrantClass C Non-Voting Common Stock 137 $108.48 $14,861.76
Disclosure

SEC source: 0000845877-22-000098 · wf-form4_164911254615111.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,092

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:48 UTC GrantClass C Non-Voting Common Stock 9 $108.48 $976.32
Disclosure

SEC source: 0000845877-22-000097 · wf-form4_164911250465900.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,087.232

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:48 UTC
Maines Robert JSVP - Operations
Tax withholdingClass C Non-Voting Common Stock 100 $111.05 $11,105.00
Disclosure

SEC source: 0000845877-22-000096 · wf-form4_164911248006761.xml · nonDerivative · entry 1

Maines Robert J · CIK 0001633936 · SVP - Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,400

F1 · shares: On March 31, 2022, 207 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 100 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 2,293 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:47 UTC GrantClass C Non-Voting Common Stock 35 $108.48 $3,796.80
Disclosure

SEC source: 0000845877-22-000095 · wf-form4_164911246129436.xml · nonDerivative · entry 1

McKissack Eric T · CIK 0001847747 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,443

F1 · shares: Shares were issued pursuant to the director's existing election to purchase, at market value, newly issued shares of Class C Non-Voting Common Stock in lieu of receiving some or all of the director's quarterly retainer in cash. The market value is the closing price of the stock on March 31, 2022, the last business day of the quarter, as reported by the New York Stock Exchange.

F2 · balance_after: Includes 504 unvested restricted stock units of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:47 UTC
Mullery Stephen PEVP - General Counsel
Tax withholdingClass C Non-Voting Common Stock 1,147 $111.05 $127,374.35
Disclosure

SEC source: 0000845877-22-000094 · wf-form4_164911243925211.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,057

F1 · shares: On March 31, 2022, (i) 527 restricted stock units vested as the third installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 255 shares to satisfy withholding requirements, (ii) 790 restricted stock units vested once as a performance-based award granted in February 2019, for which Farmer Mac retained 382 shares to satisfy withholding requirements, (iii) 540 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which Farmer Mac retained 260 shares to satisfy withholding requirements, and (iv) 517 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which the Farmer Mac retained 250 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 4,836 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:47 UTC
NORDHOLM BRADFORD TPresident and CEO
Tax withholdingClass C Non-Voting Common Stock 3,736 $111.05 $414,882.80
Disclosure

SEC source: 0000845877-22-000093 · wf-form4_164911241827982.xml · nonDerivative · entry 1

NORDHOLM BRADFORD T · CIK 0001391468 · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,317

F1 · shares: On March 31, 2022, (i) 1,638 restricted stock units vested as the third installment of the time-based award granted in February 2019, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 792 shares to satisfy withholding requirements, (ii) 2,458 restricted stock units vested that were granted in February 2019, for which Farmer Mac retained 1,187 shares to satisfy withholding requirements, (iii) 1,573 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which Farmer Mac retained 759 shares to satisfy withholding requirements, and (iv) 2,065 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which Farmer Mac retained 998 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 17,257 unvested restricted stock units previously granted under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 22:46 UTC
Ramesh AparnaEVP - Chief Financial Officer
Tax withholdingClass C Non-Voting Common Stock 651 $111.05 $72,293.55
Disclosure

SEC source: 0000845877-22-000092 · wf-form4_164911239752186.xml · nonDerivative · entry 1

Ramesh Aparna · CIK 0001799715 · EVP - Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,510.8087

F1 · shares: On March 31, 2022, (i) 674 restricted stock units vested as the second installment of the time-based award granted in March 2020, for which the Federal Agricultural Mortgage Corporation ("Farmer Mac") retained 326 shares to satisfy withholding requirements, and (ii) 672 restricted stock units vested as the first installment of the time-based award granted in March 2021, for which Farmer Mac retained 325 shares to satisfy withholding requirements.

F2 · price: In accordance with a policy adopted by the Compensation Committee of Farmer Mac's Board of Directors, the price used for the calculation of the number of shares withheld by Farmer Mac in satisfaction of tax liability is the closing price of Farmer Mac's Class C Non-Voting Common Stock on the New York Stock Exchange on the last trading day before the vesting date.

F3 · balance_after: Includes 6,173 unvested restricted stock units previously granted pursuant to Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan. The grants of restricted stock units have been described in detail in Farmer Mac's prior filings with the Securities and Exchange Commission.

Read SEC document
March 31, 2022 Filed Apr 15, 2024 21:36 UTC PurchaseClass C Non-Voting Common Stock 28.447 $110.38 $3,139.89
Disclosure

SEC source: 0000845877-24-000124 · wk-form4_1713216987.xml · nonDerivative · entry 8

Dobrinski Everett M · CIK 0001776038 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,995.609

F1 · kind: The reported transaction involves an acquisition of common stock through an automatic broker dividend reinvestment plan, executed by a broker managing the Reporting Person's managed investment account which was inadvertently not previously reported.

F2 · balance_after: Includes 373 time-vested restricted stock units of the Federal Agricultural Mortgage Corporation's ("Farmer Mac") Class C Non-Voting Common Stock that will vest on March 31, 2025 if the Reporting Person remains a director of Farmer Mac on that date.

Read SEC document
March 11, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
SaleClass C Non-Voting Common Stock 714 $123.79 $88,386.06
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 6

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,063

F6 · shares: Transaction effected during an open trading window for employees and directors of Farmer Mac. The 714 shares sold were previously acquired by the Reporting Person through open market purchases and the vesting of RSUs and is not related to the exercise of stock appreciation rights reported in this filing.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000074 · wf-form4_164703956454344.xml · nonDerivative · entry 1

Faivre-Davis Sara Louise · CIK 0001501976 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,011

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantStock Appreciation Right · Derivative 939 $0.00 Strike: $120.38 $0.00
Disclosure

SEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · derivative · entry 3

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 939

Underlying: Class C Non-Voting Common Stock · 939 shares

Expires 2032-03-09

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 313 shares, beginning March 31, 2024 with respect to 313 shares, and beginning March 31, 2025 with respect to 313 shares.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantClass C Non-Voting Common Stock 254 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · nonDerivative · entry 2

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,921

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,538 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Brinch Brian MSVP- Enterprise Risk Officer
GrantClass C Non-Voting Common Stock 510 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000073 · wf-form4_164703954309573.xml · nonDerivative · entry 1

Brinch Brian M · CIK 0001737498 · SVP- Enterprise Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,667

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 170 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 2,538 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
Exercise / conversionStock Appreciation Right · Derivative 1,937 $75.16 Strike: $75.16 $145,584.92
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · derivative · entry 8

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,874

Underlying: Class C Non-Voting Common Stock · 5,811 shares

Expires 2030-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: In connection with the net share settlement of the exercise of 1,937 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Mr. Carpenter was entitled to receive 728 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 348 shares, and Farmer Mac retained 380 shares to satisfy tax withholding requirements arising from the exercise. The 1,209 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantStock Appreciation Right · Derivative 2,553 $0.00 Strike: $120.38 $0.00
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · derivative · entry 7

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,553

Underlying: Class C Non-Voting Common Stock · 2,553 shares

Expires 2032-03-09

F8 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F7 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 851 shares, beginning March 31, 2024 with respect to 851 shares, and beginning March 31, 2025 with respect to 851 shares.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
Disposition to issuerClass C Non-Voting Common Stock 1,209 $120.38 $145,539.42
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 5

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

F5 · shares: In connection with the net share settlement of the exercise of 1,937 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Mr. Carpenter was entitled to receive 728 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 348 shares, and Farmer Mac retained 380 shares to satisfy tax withholding requirements arising from the exercise. The 1,209 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
Tax withholdingClass C Non-Voting Common Stock 380 $120.38 $45,744.40
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 4

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,986

F5 · shares: In connection with the net share settlement of the exercise of 1,937 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Mr. Carpenter was entitled to receive 728 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 348 shares, and Farmer Mac retained 380 shares to satisfy tax withholding requirements arising from the exercise. The 1,209 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
Exercise / conversionClass C Non-Voting Common Stock 1,937 $75.16 $145,584.92
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 3

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · shares: In connection with the net share settlement of the exercise of 1,937 vested stock appreciation rights ("SARs") granted in March 2020 with a grant price of $75.16 per share, Mr. Carpenter was entitled to receive 728 shares of Farmer Mac's Class C Non-Voting Common Stock. None of these shares were sold, as Mr. Carpenter retained 348 shares, and Farmer Mac retained 380 shares to satisfy tax withholding requirements arising from the exercise. The 1,209 shares reported as a disposition to the issuer of issuer equity securities represents the difference between the number of SARs exercised and the number of shares issuable as a result of the exercise. Each SAR represents the right to receive, upon exercise, the number of shares of Farmer Mac's Class C Non-Voting Common Stock equal to the excess of the fair market value of shares on the exercise date over the grant price.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantClass C Non-Voting Common Stock 691 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 2

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,429

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:59 UTC
Carpenter ZacharyEVP - Chief Business Officer
GrantClass C Non-Voting Common Stock 1,383 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000072 · wf-form4_164703952192846.xml · nonDerivative · entry 1

Carpenter Zachary · CIK 0001776941 · EVP - Chief Business Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,738

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 461 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,641 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Crady Marc JSVP - Chief Credit Officer
GrantStock Appreciation Right · Derivative 1,239 $0.00 Strike: $120.38 $0.00
Disclosure

SEC source: 0000845877-22-000071 · wf-form4_164703950128157.xml · derivative · entry 3

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,239

Underlying: Class C Non-Voting Common Stock · 1,239 shares

Expires 2032-03-09

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 413 shares, beginning March 31, 2024 with respect to 413 shares, and beginning March 31, 2025 with respect to 413 shares.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 336 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000071 · wf-form4_164703950128157.xml · nonDerivative · entry 2

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,403

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,395 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Crady Marc JSVP - Chief Credit Officer
GrantClass C Non-Voting Common Stock 672 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000071 · wf-form4_164703950128157.xml · nonDerivative · entry 1

Crady Marc J · CIK 0001848783 · SVP - Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,067

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 224 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 1,395 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Willie Kerry TSVP - Chief HR Officer
GrantStock Appreciation Right · Derivative 753 $0.00 Strike: $120.38 $0.00
Disclosure

SEC source: 0000845877-22-000070 · wf-form4_164703948266819.xml · derivative · entry 3

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 753

Underlying: Class C Non-Voting Common Stock · 753 shares

Expires 2032-03-09

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 251 shares, beginning March 31, 2024 with respect to 251 shares, and beginning March 31, 2025 with respect to 251 shares.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Willie Kerry TSVP - Chief HR Officer
GrantClass C Non-Voting Common Stock 204 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000070 · wf-form4_164703948266819.xml · nonDerivative · entry 2

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,647

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 3,035 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:58 UTC
Willie Kerry TSVP - Chief HR Officer
GrantClass C Non-Voting Common Stock 408 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000070 · wf-form4_164703948266819.xml · nonDerivative · entry 1

Willie Kerry T · CIK 0001915868 · SVP - Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,443

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 136 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 3,035 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:57 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000069 · wf-form4_164703945612909.xml · nonDerivative · entry 1

Engebretsen James R · CIK 0001437016 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,915

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:57 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000068 · wf-form4_164703943791242.xml · nonDerivative · entry 1

Stones Charles A · CIK 0001837677 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,416

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:57 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000067 · wf-form4_164703942140706.xml · nonDerivative · entry 1

Davidson Richard H · CIK 0001493270 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,947

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:56 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000066 · wf-form4_164703939869577.xml · nonDerivative · entry 1

JUNKINS LOWELL · CIK 0001246115 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,078.232

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:56 UTC
Mullery Stephen PEVP - General Counsel
GrantStock Appreciation Right · Derivative 2,064 $0.00 Strike: $120.38 $0.00
Disclosure

SEC source: 0000845877-22-000064 · wf-form4_164703935763467.xml · derivative · entry 3

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

Underlying: Class C Non-Voting Common Stock · 2,064 shares

Expires 2032-03-09

F6 · price: Grant of stock appreciation rights under Farmer Mac's Amended and Restated 2008 Omnibus Incentive Plan for no consideration.

F5 · derivative.exercise_date: Exercisable beginning March 31, 2023 with respect to 688 shares, beginning March 31, 2024 with respect to 688 shares, and beginning March 31, 2025 with respect to 688 shares.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:56 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 559 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000064 · wf-form4_164703935763467.xml · nonDerivative · entry 2

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,204

F3 · shares: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F4 · shares: Any adjustments to the target award will be reported at the time of the actual determination of performance as compared to the applicable threshold. In no event, however, will the number of shares actually awarded upon vesting exceed 200% of the number of RSUs in the target award.

F3 · price: This is the target number of performance-based RSUs granted under the Plan for no consideration. Those RSUs will vest on March 31, 2025 if Farmer Mac meets performance objectives related to cumulative core earnings before credit during the performance period of January 1, 2022 to December 31, 2024, subject to "gatekeepers" related to compliance with regulatory capital requirements and specified asset quality metrics, as specified in the related award agreement.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,532 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:56 UTC
Mullery Stephen PEVP - General Counsel
GrantClass C Non-Voting Common Stock 1,119 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000064 · wf-form4_164703935763467.xml · nonDerivative · entry 1

Mullery Stephen P · CIK 0001551864 · EVP - General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,645

F1 · price: Grant of time-vested restricted stock units ("RSUs") under the Amended and Restated 2008 Omnibus Incentive Plan ("Plan") of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. Each RSU represents the contingent right to receive, upon vesting, one share of Farmer Mac's Class C Non-Voting Common Stock. Includes three equal installments of 373 RSUs, each of which will vest on March 31, 2023, March 31, 2024, and March 31, 2025, respectively, if the Reporting Person remains an employee of Farmer Mac on those dates.

F2 · balance_after: In addition to the RSUs reported in this filing, includes 5,532 unvested RSUs previously granted under the Plan, as described in more detail in the Reporting Person's prior filings under Section 16 of the Securities Exchange Act of 1934.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:55 UTC GrantClass C Non-Voting Common Stock 504 $0.00 $0.00
Disclosure

SEC source: 0000845877-22-000062 · wf-form4_164703931413001.xml · nonDerivative · entry 1

JOHNSON MITCHELL A · CIK 0001246112 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,955

F1 · price: Grant of restricted stock units ("RSUs") of Class C Non-Voting Common Stock under the Amended and Restated 2008 Omnibus Incentive Plan of the Federal Agricultural Mortgage Corporation ("Farmer Mac") for no consideration. All of the RSUs will vest on March 31, 2023 if the Reporting Person remains a director of Farmer Mac on that date.

F2 · balance_after: Includes 719 and 504 time-vested RSUs of Farmer Mac's Class C Non-Voting Common Stock that will vest on March 31, 2022 and March 31, 2023, respectively, if the Reporting Person remains a director of Farmer Mac on those dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.