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Nasdaq · USD

AGIO

AGIOS PHARMACEUTICALS, INC.

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Tapewire entity
4499
SEC CIK
0001439222
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202601
Feb 202600
Mar 2026021
Apr 202607
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2023 Filed Jun 15, 2023 20:32 UTC GrantRestricted stock units · Derivative 5,929 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000089 · wk-form4_1686861126.xml · derivative · entry 1

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common stock · 5,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:25 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000079 · wk-form4_1686860710.xml · derivative · entry 2

Ballal Rahul D. · CIK 0001805097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:25 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000079 · wk-form4_1686860710.xml · derivative · entry 1

Ballal Rahul D. · CIK 0001805097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:30 UTC GrantStock options (right to buy) · Derivative 33,177 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000087 · wk-form4_1686861037.xml · derivative · entry 2

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,177

Underlying: Common stock · 33,177 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 25% of the underlying shares on June 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:30 UTC GrantRestricted stock units · Derivative 5,929 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000087 · wk-form4_1686861037.xml · derivative · entry 1

CAPELLO JEFFREY D · CIK 0001224108 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,929

Underlying: Common stock · 5,929 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. Beginning on June 13, 2024, the shares underlying the stock units will vest in three equal annual installments. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:29 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000085 · wk-form4_1686860968.xml · derivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:29 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000085 · wk-form4_1686860968.xml · derivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:28 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000083 · wk-form4_1686860874.xml · derivative · entry 2

Scadden David · CIK 0001707715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:28 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000083 · wk-form4_1686860874.xml · derivative · entry 1

Scadden David · CIK 0001707715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:26 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000081 · wk-form4_1686860775.xml · derivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:26 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000081 · wk-form4_1686860775.xml · derivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:23 UTC
Ho MaykinDirector
GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000077 · wk-form4_1686860613.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:23 UTC
Ho MaykinDirector
GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000077 · wk-form4_1686860613.xml · derivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:22 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000075 · wk-form4_1686860511.xml · derivative · entry 2

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:22 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000075 · wk-form4_1686860511.xml · derivative · entry 1

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:20 UTC GrantStock options (right to buy) · Derivative 18,958 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000073 · wk-form4_1686860412.xml · derivative · entry 2

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,958

Underlying: Common stock · 18,958 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 100% of the underlying shares on June 13, 2024.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:20 UTC GrantRestricted stock units · Derivative 3,388 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000073 · wk-form4_1686860412.xml · derivative · entry 1

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,388

Underlying: Common stock · 3,388 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 13, 2023. The shares underlying the stock units will vest in full on June 13, 2024. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
April 12, 2023 Filed Apr 12, 2023 20:17 UTC Tax withholdingCommon stock 4,731 $21.35 $101,006.85
Disclosure

SEC source: 0001439222-23-000059 · wf-form4_168133063686204.xml · nonDerivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,784

Read SEC document
April 08, 2023 Filed Apr 12, 2023 20:17 UTC Exercise / conversionRestricted stock units · Derivative 15,933 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000059 · wf-form4_168133063686204.xml · derivative · entry 3

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,867

Underlying: Common stock · 15,933 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on April 8, 2022. Beginning on April 8, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on April 8, 2022. Beginning on April 8, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
April 08, 2023 Filed Apr 12, 2023 20:17 UTC Exercise / conversionCommon stock 15,933 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000059 · wf-form4_168133063686204.xml · nonDerivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,515

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:03 UTC Exercise / conversionStock option (right to buy) · Derivative 16,363 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001439222-23-000058 · wf-form4_168072499813992.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 16,363 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option was originally granted on April 30, 2013 for the purchase of 136,363 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone, and as to the remaining 50% of upon the achievement of a second performance milestone. The Company's board of directors determined that the first performance milestone was achieved on December 3, 2015, resulting in the vesting of this option as to 68,181 shares. On January 26, 2017, the Company's board of directors determined that the second performance milestone was achieved, resulting in the vesting of this option as to the remaining 68,182 shares.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:03 UTC SaleCommon stock 16,363 $22.85 $373,894.55
Disclosure

SEC source: 0001439222-23-000058 · wf-form4_168072499813992.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,879

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $22.49 to $23.42. The reporting person undertakes, upon request by the staff of the Securitiesand Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:03 UTC Exercise / conversionCommon stock 16,363 $9.05 $148,085.15
Disclosure

SEC source: 0001439222-23-000058 · wf-form4_168072499813992.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 134,242

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 27, 2023 Filed Mar 30, 2023 01:30 UTC Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001439222-23-000056 · wf-form4_168013982720168.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,363

Underlying: Common stock · 20,000 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: This option was originally granted on April 30, 2013 for the purchase of 136,363 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone, and as to the remaining 50% of upon the achievement of a second performance milestone. The Company's board of directors determined that the first performance milestone was achieved on December 3, 2015, resulting in the vesting of this option as to 68,181 shares. On January 26, 2017, the Company's board of directors determined that the second performance milestone was achieved, resulting in the vesting of this option as to the remaining 68,182 shares.

Read SEC document
March 27, 2023 Filed Mar 30, 2023 01:30 UTC SaleCommon stock 20,000 $22.15 $443,000.00
Disclosure

SEC source: 0001439222-23-000056 · wf-form4_168013982720168.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,879

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $21.93 to $22.36. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 27, 2023 Filed Mar 30, 2023 01:30 UTC Exercise / conversionCommon stock 20,000 $9.05 $181,000.00
Disclosure

SEC source: 0001439222-23-000056 · wf-form4_168013982720168.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 137,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:11 UTC Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001439222-23-000055 · wf-form4_167891470531005.xml · derivative · entry 6

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,363

Underlying: Common stock · 20,000 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F7 · derivative.exercise_date: This option was originally granted on April 30, 2013 for the purchase of 136,363 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone, and as to the remaining 50% of upon the achievement of a second performance milestone. The Company's board of directors determined that the first performance milestone was achieved on December 3, 2015, resulting in the vesting of this option as to 68,181 shares. On January 26, 2017, the Company's board of directors determined that the second performance milestone was achieved, resulting in the vesting of this option as to the remaining 68,182 shares.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:11 UTC SaleCommon stock 1,667 $22.72 $37,874.24
Disclosure

SEC source: 0001439222-23-000055 · wf-form4_167891470531005.xml · nonDerivative · entry 3

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,879

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $22.67 to $22.81. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:11 UTC SaleCommon stock 18,333 $22.47 $411,942.51
Disclosure

SEC source: 0001439222-23-000055 · wf-form4_167891470531005.xml · nonDerivative · entry 2

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,546

F2 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $21.67 to $22.66. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
March 13, 2023 Filed Mar 15, 2023 21:11 UTC Exercise / conversionCommon stock 20,000 $9.05 $181,000.00
Disclosure

SEC source: 0001439222-23-000055 · wf-form4_167891470531005.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

Read SEC document
March 03, 2023 Filed Mar 3, 2023 21:05 UTC
Gheuens SarahChief Medical Officer
Tax withholdingCommon stock 1,134 $25.02 $28,372.68
Disclosure

SEC source: 0001439222-23-000047 · wf-form4_167787751050589.xml · nonDerivative · entry 2

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,116

Read SEC document
March 03, 2023 Filed Mar 3, 2023 21:06 UTC
Burns James WilliamChief Legal Officer
Tax withholdingCommon stock 1,129 $25.02 $28,247.58
Disclosure

SEC source: 0001439222-23-000049 · wf-form4_167787758550061.xml · nonDerivative · entry 2

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,242

Read SEC document
March 03, 2023 Filed Mar 7, 2023 21:02 UTC
Washburn Theodore James Jr.Principal Accounting Officer
SaleCommon stock 504 $24.29 $12,242.16
Disclosure

SEC source: 0001439222-23-000053 · wf-form4_167822295304274.xml · nonDerivative · entry 1

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,741

F1 · kind: This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

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March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Gheuens SarahChief Medical Officer
Exercise / conversionRestricted stock units · Derivative 3,833 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000047 · wf-form4_167787751050589.xml · derivative · entry 5

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Common stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F5 · derivative.exercise_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F5 · derivative.expiration_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

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March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Gheuens SarahChief Medical Officer
GrantStock options (right to buy) · Derivative 44,000 $0.00 Strike: $25.01 $0.00
Disclosure

SEC source: 0001439222-23-000047 · wf-form4_167787751050589.xml · derivative · entry 4

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common stock · 44,000 shares

Expires 2033-03-01

F4 · derivative.exercise_date: This option was granted on March 1, 2023. The shares underlying this option vest as to 25% of the underlying shares on March 1, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Gheuens SarahChief Medical Officer
GrantRestricted stock units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000047 · wf-form4_167787751050589.xml · derivative · entry 3

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common stock · 12,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

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March 01, 2023 Filed Mar 3, 2023 21:05 UTC
Gheuens SarahChief Medical Officer
Exercise / conversionCommon stock 3,833 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000047 · wf-form4_167787751050589.xml · nonDerivative · entry 1

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 408 shares purchased through the Company's employee stock purchase plan.

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March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Washburn Theodore James Jr.Principal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 777 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000051 · wf-form4_167787764712794.xml · derivative · entry 4

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,554

Underlying: Common stock · 777 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F4 · derivative.expiration_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

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March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Washburn Theodore James Jr.Principal Accounting Officer
GrantRestricted stock units · Derivative 7,050 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000051 · wf-form4_167787764712794.xml · derivative · entry 3

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,050

Underlying: Common stock · 7,050 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

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March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Washburn Theodore James Jr.Principal Accounting Officer
Tax withholdingCommon stock 273 $25.31 $6,909.63
Disclosure

SEC source: 0001439222-23-000051 · wf-form4_167787764712794.xml · nonDerivative · entry 2

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,245

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:08 UTC
Washburn Theodore James Jr.Principal Accounting Officer
Exercise / conversionCommon stock 777 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000051 · wf-form4_167787764712794.xml · nonDerivative · entry 1

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,518

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 73 shares purchased through the Company's employee stock purchase plan.

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March 01, 2023 Filed Mar 3, 2023 21:07 UTC
Jones CeciliaChief Financial Officer
GrantStock options (right to buy) · Derivative 22,000 $0.00 Strike: $25.01 $0.00
Disclosure

SEC source: 0001439222-23-000050 · wf-form4_167787761251341.xml · derivative · entry 2

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Common stock · 22,000 shares

Expires 2033-03-01

F3 · derivative.exercise_date: This option was granted on March 1, 2023. The shares underlying this option vest as to 25% of the underlying shares on March 1, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

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March 01, 2023 Filed Mar 3, 2023 21:07 UTC
Jones CeciliaChief Financial Officer
GrantRestricted stock units · Derivative 6,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000050 · wf-form4_167787761251341.xml · derivative · entry 1

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,000

Underlying: Common stock · 6,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

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March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Goff BrianDirector · Chief Executive Officer
GrantStock options (right to buy) · Derivative 94,500 $0.00 Strike: $25.01 $0.00
Disclosure

SEC source: 0001439222-23-000048 · wf-form4_167787754123125.xml · derivative · entry 2

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,500

Underlying: Common stock · 94,500 shares

Expires 2033-03-01

F3 · derivative.exercise_date: This option was granted on March 1, 2023. The shares underlying this option vest as to 25% of the underlying shares on March 1, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Goff BrianDirector · Chief Executive Officer
GrantRestricted stock units · Derivative 25,500 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000048 · wf-form4_167787754123125.xml · derivative · entry 1

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,500

Underlying: Common stock · 25,500 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionRestricted stock units · Derivative 3,833 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000049 · wf-form4_167787758550061.xml · derivative · entry 5

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,667

Underlying: Common stock · 3,833 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F4 · derivative.expiration_date: The restricted stock units were granted on March 1, 2022. Beginning on March 1, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Burns James WilliamChief Legal Officer
GrantStock options (right to buy) · Derivative 44,000 $0.00 Strike: $25.01 $0.00
Disclosure

SEC source: 0001439222-23-000049 · wf-form4_167787758550061.xml · derivative · entry 4

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,000

Underlying: Common stock · 44,000 shares

Expires 2033-03-01

F3 · derivative.exercise_date: This option was granted on March 1, 2023. The shares underlying this option vest as to 25% of the underlying shares on March 1, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Burns James WilliamChief Legal Officer
GrantRestricted stock units · Derivative 12,000 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000049 · wf-form4_167787758550061.xml · derivative · entry 3

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,000

Underlying: Common stock · 12,000 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on March 1, 2023. Beginning on March 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 21:06 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionCommon stock 3,833 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000049 · wf-form4_167787758550061.xml · nonDerivative · entry 1

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,371

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:06 UTC Exercise / conversionStock option (right to buy) · Derivative 20,000 $0.00 Strike: $9.05 $0.00
Disclosure

SEC source: 0001439222-23-000041 · wf-form4_167770476285855.xml · derivative · entry 5

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,363

Underlying: Common stock · 20,000 shares

Expires 2023-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: This exercise was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F6 · derivative.exercise_date: This option was originally granted on April 30, 2013 for the purchase of 136,363 shares of common stock. The option vests as to 50% of the underlying shares upon the achievement of a performance milestone, and as to the remaining 50% of upon the achievement of a second performance milestone. The Company's board of directors determined that the first performance milestone was achieved on December 3, 2015, resulting in the vesting of this option as to 68,181 shares. On January 26, 2017, the Company's board of directors determined that the second performance milestone was achieved, resulting in the vesting of this option as to the remaining 68,182 shares.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.