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Nasdaq · USD

AGIO

AGIOS PHARMACEUTICALS, INC.

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Tapewire entity
4499
SEC CIK
0001439222
Parsed reports
520

Last 12 months

Inside the activity.

0 purchase rows · 39 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202506
Jan 202601
Feb 202600
Mar 2026021
Apr 202607
May 202600
Jun 202600
Jul 202601
Aug 202601
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 05, 2024 Filed Jan 9, 2024 21:25 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionPerformance share units · Derivative 3,250 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000006 · wk-form4_1704835508.xml · derivative · entry 3

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 3,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The PSUs were granted on February 10, 2021. The PSUs vest upon the achievement of a specified clinical milestone. The performance criteria for the specified clinical milestone was determined to have been met on January 5, 2024, resulting in the vesting of the PSUs. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The PSUs were granted on February 10, 2021. The PSUs vest upon the achievement of a specified clinical milestone. The performance criteria for the specified clinical milestone was determined to have been met on January 5, 2024, resulting in the vesting of the PSUs. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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January 05, 2024 Filed Jan 9, 2024 21:25 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionCommon stock 3,250 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000006 · wk-form4_1704835508.xml · nonDerivative · entry 1

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 27,499

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 359 shares purchased through the Company's employee stock purchase plan.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:10 UTC
Milanova TsvetaChief Commercial Officer
Exercise / conversionRestricted stock units · Derivative 8,475 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000002 · wk-form4_1704489026.xml · derivative · entry 3

Milanova Tsveta · CIK 0001957180 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 16,951

Underlying: Common stock · 8,475 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on January 3, 2023. Beginning on January 3, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on January 3, 2023. Beginning on January 3, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
January 03, 2024 Filed Jan 5, 2024 21:10 UTC
Milanova TsvetaChief Commercial Officer
Exercise / conversionCommon stock 8,475 $0.00 $0.00
Disclosure

SEC source: 0001439222-24-000002 · wk-form4_1704489026.xml · nonDerivative · entry 1

Milanova Tsveta · CIK 0001957180 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,306

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2023 Filed Sep 28, 2023 20:02 UTC
Jones CeciliaChief Financial Officer
SaleCommon stock 2,179 $24.79 $54,017.41
Disclosure

SEC source: 0001439222-23-000133 · wk-form4_1695931360.xml · nonDerivative · entry 2

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 9,575

F2 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's restricted stock units. This transaction was effected pursuant to durable automatic sale instructions consistent with the affirmative defense to liability under Section 10(b) of the Securities Exchange Act of 1934 under Rule 10b5-1(c) promulgated under such Act. Such instructions were included in the reporting person's restricted stock unit agreement dated 9/28/23.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:02 UTC
Jones CeciliaChief Financial Officer
Exercise / conversionRestricted stock units · Derivative 7,472 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000133 · wk-form4_1695931360.xml · derivative · entry 3

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,945

Underlying: Common stock · 7,472 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on September 26, 2022. Beginning on September 26, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F4 · derivative.expiration_date: The restricted stock units were granted on September 26, 2022. Beginning on September 26, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
September 26, 2023 Filed Sep 28, 2023 20:02 UTC
Jones CeciliaChief Financial Officer
Exercise / conversionCommon stock 7,472 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000133 · wk-form4_1695931360.xml · nonDerivative · entry 1

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 11,754

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 499 shares purchased through the Company's employee stock purchase plan.

Read SEC document
August 17, 2023 Filed Aug 21, 2023 20:03 UTC
Burns James WilliamChief Legal Officer
SaleCommon stock 6,395 $26.28 $168,060.60
Disclosure

SEC source: 0001439222-23-000131 · wk-form4_1692648215.xml · nonDerivative · entry 1

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 23,890

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $26.21 to $26.36. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:06 UTC Exercise / conversionRestricted stock units · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000129 · wk-form4_1692129995.xml · derivative · entry 2

Ballal Rahul D. · CIK 0001805097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,604

Underlying: Common stock · 2,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on August 11, 2022. Beginning on August 11, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on August 11, 2022. Beginning on August 11, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:06 UTC Exercise / conversionCommon stock 2,302 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000129 · wk-form4_1692129995.xml · nonDerivative · entry 1

Ballal Rahul D. · CIK 0001805097 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:04 UTC Exercise / conversionRestricted stock units · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000127 · wk-form4_1692129854.xml · derivative · entry 2

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,604

Underlying: Common stock · 2,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on August 11, 2022. Beginning on August 11, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on August 11, 2022. Beginning on August 11, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
August 11, 2023 Filed Aug 15, 2023 20:04 UTC Exercise / conversionCommon stock 2,302 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000127 · wk-form4_1692129854.xml · nonDerivative · entry 1

Smith Cynthia · CIK 0001609480 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,302

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:04 UTC Exercise / conversionStock options (right to buy) · Derivative 25,000 $0.00 Strike: $18.09 $0.00
Disclosure

SEC source: 0001439222-23-000125 · wk-form4_1691784273.xml · derivative · entry 4

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,307

Underlying: Common stock · 25,000 shares

Expires 2032-06-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was granted on June 21, 2022. The shares underlying this option vest as to 100% of the underlying shares on June 21, 2023.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:04 UTC SaleCommon stock 25,000 $25.96 $648,887.50
Disclosure

SEC source: 0001439222-23-000125 · wk-form4_1691784273.xml · nonDerivative · entry 2

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,524

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $25.69 to $26.37. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 09, 2023 Filed Aug 11, 2023 20:04 UTC Exercise / conversionCommon stock 25,000 $18.09 $452,250.00
Disclosure

SEC source: 0001439222-23-000125 · wk-form4_1691784273.xml · nonDerivative · entry 1

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:07 UTC
Goff BrianDirector · Chief Executive Officer
Exercise / conversionRestricted stock units · Derivative 22,691 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000123 · wk-form4_1691698025.xml · derivative · entry 3

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 45,382

Underlying: Common stock · 22,691 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on August 8, 2022. Beginning on August 8, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

F3 · derivative.expiration_date: The restricted stock units were granted on August 8, 2022. Beginning on August 8, 2023, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:07 UTC
Goff BrianDirector · Chief Executive Officer
SaleCommon stock 10,178 $25.48 $259,335.44
Disclosure

SEC source: 0001439222-23-000123 · wk-form4_1691698025.xml · nonDerivative · entry 2

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 26,592

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's restricted stock units.

Read SEC document
August 08, 2023 Filed Aug 10, 2023 20:07 UTC
Goff BrianDirector · Chief Executive Officer
Exercise / conversionCommon stock 22,691 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000123 · wk-form4_1691698025.xml · nonDerivative · entry 1

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 36,770

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 07, 2023 Filed Aug 9, 2023 20:04 UTC
Washburn Theodore James Jr.Principal Accounting Officer
SaleCommon stock 2,918 $25.39 $74,095.90
Disclosure

SEC source: 0001439222-23-000121 · wk-form4_1691611481.xml · nonDerivative · entry 1

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,741

F1 · price: The price reported is the weighted average of the shares sold. The shares were sold at varying prices in the range of $25.22 to $25.40. The reporting person undertakes, upon request by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:02 UTC
Washburn Theodore James Jr.Principal Accounting Officer
Exercise / conversionRestricted stock units · Derivative 4,150 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000113 · wk-form4_1691006558.xml · derivative · entry 3

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,150 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on August 1, 2021. The shares underlying the stock units will vest in full on August 1, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested

F3 · derivative.expiration_date: The restricted stock units were granted on August 1, 2021. The shares underlying the stock units will vest in full on August 1, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:02 UTC
Washburn Theodore James Jr.Principal Accounting Officer
SaleCommon stock 1,232 $26.26 $32,352.32
Disclosure

SEC source: 0001439222-23-000113 · wk-form4_1691006558.xml · nonDerivative · entry 2

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,659

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's restricted stock units.

Read SEC document
August 01, 2023 Filed Aug 2, 2023 20:02 UTC
Washburn Theodore James Jr.Principal Accounting Officer
Exercise / conversionCommon stock 4,150 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000113 · wk-form4_1691006558.xml · nonDerivative · entry 1

Washburn Theodore James Jr. · CIK 0001874199 · Principal Accounting Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 6,891

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2023 Filed Jul 6, 2023 20:04 UTC
Gheuens SarahChief Medical Officer
GrantRestricted stock units · Derivative 25,124 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000111 · wk-form4_1688673850.xml · derivative · entry 1

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,124

Underlying: Common stock · 25,124 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on July 1, 2023. Beginning on July 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

F2 · derivative.expiration_date: The restricted stock units were granted on July 1, 2023. Beginning on July 1, 2024, the shares underlying the restricted stock units will vest in three equal annual installments.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:02 UTC
Milanova TsvetaChief Commercial Officer
SaleCommon stock 1,618 $28.36 $45,886.48
Disclosure

SEC source: 0001439222-23-000099 · wk-form4_1688155347.xml · nonDerivative · entry 2

Milanova Tsveta · CIK 0001957180 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,831

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:06 UTC
Gheuens SarahChief Medical Officer
SaleCommon stock 1,707 $28.36 $48,410.52
Disclosure

SEC source: 0001439222-23-000105 · wk-form4_1688155583.xml · nonDerivative · entry 2

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 24,159

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:09 UTC
Burns James WilliamChief Legal Officer
SaleCommon stock 1,707 $28.36 $48,410.52
Disclosure

SEC source: 0001439222-23-000109 · wk-form4_1688155746.xml · nonDerivative · entry 2

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 30,285

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:07 UTC SaleCommon stock 10,718 $28.36 $303,962.48
Disclosure

SEC source: 0001439222-23-000107 · wk-form4_1688155663.xml · nonDerivative · entry 2

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,966

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:05 UTC
Goff BrianDirector · Chief Executive Officer
SaleCommon stock 11,449 $28.36 $324,693.64
Disclosure

SEC source: 0001439222-23-000103 · wk-form4_1688155500.xml · nonDerivative · entry 2

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 14,079

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 30, 2023 Filed Jun 30, 2023 20:03 UTC
Jones CeciliaChief Financial Officer
SaleCommon stock 1,597 $28.36 $45,290.92
Disclosure

SEC source: 0001439222-23-000101 · wk-form4_1688155416.xml · nonDerivative · entry 2

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,783

F1 · kind: Shares sold to cover the tax withholding obligation in respect of vesting of the reporting person's performance share units.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:02 UTC
Milanova TsvetaChief Commercial Officer
Exercise / conversionPerformance share units · Derivative 5,449 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000099 · wk-form4_1688155347.xml · derivative · entry 3

Milanova Tsveta · CIK 0001957180 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,448

Underlying: Common stock · 5,449 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:02 UTC
Milanova TsvetaChief Commercial Officer
Exercise / conversionCommon stock 5,449 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000099 · wk-form4_1688155347.xml · nonDerivative · entry 1

Milanova Tsveta · CIK 0001957180 · Chief Commercial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,449

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:06 UTC
Gheuens SarahChief Medical Officer
Exercise / conversionPerformance share units · Derivative 5,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000105 · wk-form4_1688155583.xml · derivative · entry 3

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common stock · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:06 UTC
Gheuens SarahChief Medical Officer
Exercise / conversionCommon stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000105 · wk-form4_1688155583.xml · nonDerivative · entry 1

Gheuens Sarah · CIK 0001881190 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,866

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:09 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionPerformance share units · Derivative 5,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000109 · wk-form4_1688155746.xml · derivative · entry 3

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,750

Underlying: Common stock · 5,750 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

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June 28, 2023 Filed Jun 30, 2023 20:09 UTC
Burns James WilliamChief Legal Officer
Exercise / conversionCommon stock 5,750 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000109 · wk-form4_1688155746.xml · nonDerivative · entry 1

Burns James William · CIK 0001900772 · Chief Legal Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 31,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:07 UTC Exercise / conversionPerformance share units · Derivative 23,900 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000107 · wk-form4_1688155663.xml · derivative · entry 3

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 23,900

Underlying: Common stock · 23,900 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:07 UTC Exercise / conversionCommon stock 23,900 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000107 · wk-form4_1688155663.xml · nonDerivative · entry 1

FOUSE JACQUALYN A · CIK 0001405288 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 117,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:05 UTC
Goff BrianDirector · Chief Executive Officer
Exercise / conversionPerformance share units · Derivative 25,528 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000103 · wk-form4_1688155500.xml · derivative · entry 3

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 144,655

Underlying: Common stock · 25,528 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 15% of the underlying shares upon the achievement of a specified clinical milestone and as to the remaining 85% of the underlying shares upon the achievement of other clinical, research and regulatory milestones. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 15% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 15% of the underlying shares upon the achievement of a specified clinical milestone and as to the remaining 85% of the underlying shares upon the achievement of other clinical, research and regulatory milestones. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 15% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:05 UTC
Goff BrianDirector · Chief Executive Officer
Exercise / conversionCommon stock 25,528 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000103 · wk-form4_1688155500.xml · nonDerivative · entry 1

Goff Brian · CIK 0001546216 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 25,528

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:03 UTC
Jones CeciliaChief Financial Officer
Exercise / conversionPerformance share units · Derivative 5,380 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000101 · wk-form4_1688155416.xml · derivative · entry 3

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,380

Underlying: Common stock · 5,380 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance share unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The PSUs vest as to 50% of the underlying shares upon the achievement of a specified clinical milestone and as to 50% of the underlying shares upon the achievement of a specified research milestone. The performance criteria for the specified clinical milestone was determined to have been met on June 28, 2023, resulting in the vesting of the PSUs as to 50% of the underlying shares of common stock on that date. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 28, 2023 Filed Jun 30, 2023 20:03 UTC
Jones CeciliaChief Financial Officer
Exercise / conversionCommon stock 5,380 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000101 · wk-form4_1688155416.xml · nonDerivative · entry 1

Jones Cecilia · CIK 0001840056 · Chief Financial Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 5,380

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:38 UTC Exercise / conversionRestricted stock unit · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000097 · wk-form4_1687552715.xml · derivative · entry 3

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F3 · derivative.exercise_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F3 · derivative.expiration_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:38 UTC Exercise / conversionCommon stock 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000097 · wk-form4_1687552715.xml · nonDerivative · entry 1

Foster-Cheek Kaye I · CIK 0001312622 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:37 UTC
Ho MaykinDirector
Exercise / conversionRestricted stock unit · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000095 · wk-form4_1687552637.xml · derivative · entry 2

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:37 UTC
Ho MaykinDirector
Exercise / conversionCommon stock 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000095 · wk-form4_1687552637.xml · nonDerivative · entry 1

Ho Maykin · CIK 0001646395 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,524

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:36 UTC Exercise / conversionRestricted stock unit · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000093 · wk-form4_1687552551.xml · derivative · entry 2

Scadden David · CIK 0001707715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F2 · derivative.exercise_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F2 · derivative.expiration_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:36 UTC Exercise / conversionCommon stock 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000093 · wk-form4_1687552551.xml · nonDerivative · entry 1

Scadden David · CIK 0001707715 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,095

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:34 UTC Exercise / conversionRestricted stock unit · Derivative 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000091 · wk-form4_1687552477.xml · derivative · entry 4

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock · 4,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.

F4 · derivative.exercise_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

F4 · derivative.expiration_date: The restricted stock units were granted on June 21, 2022. The shares underlying the stock units will vest in full on June 21, 2023. Vested shares will be delivered to the reporting person within three business days after such shares become vested.

Read SEC document
June 21, 2023 Filed Jun 23, 2023 20:34 UTC Exercise / conversionCommon stock 4,975 $0.00 $0.00
Disclosure

SEC source: 0001439222-23-000091 · wk-form4_1687552477.xml · nonDerivative · entry 1

Schenkein David P · CIK 0001578200 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 122,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 13, 2023 Filed Jun 15, 2023 20:32 UTC GrantStock options (right to buy) · Derivative 33,177 $0.00 Strike: $26.56 $0.00
Disclosure

SEC source: 0001439222-23-000089 · wk-form4_1686861126.xml · derivative · entry 2

Owen Catherine E. · CIK 0001816838 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 33,177

Underlying: Common stock · 33,177 shares

Expires 2033-06-13

F3 · derivative.exercise_date: This option was granted on June 13, 2023. The shares underlying this option vest as to 25% of the underlying shares on June 13, 2024, with the remaining 75% vesting in 36 equal monthly installments thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.