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AES

AES CORP

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3505
SEC CIK
0000874761
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368

Last 12 months

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Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 25, 2024 Filed Apr 29, 2024 20:09 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013546 · form4.xml · derivative · entry 2

Bhandari Inderpal S · CIK 0001945907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,592

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:09 UTC GrantUnits · Derivative 5,838 $17.13 $100,004.94
Disclosure

SEC source: 0001127602-24-013546 · form4.xml · derivative · entry 1

Bhandari Inderpal S · CIK 0001945907 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,376

Underlying: Common Stock · 5,838 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F2 · shares: Represents cash fees that the reporting person elected to defer into stock units.

F2 · price: Represents cash fees that the reporting person elected to defer into stock units.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:08 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013545 · form4.xml · derivative · entry 1

KOEPPEL HOLLY K · CIK 0001210399 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,943

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:07 UTC GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013544 · form4.xml · derivative · entry 1

ANDERSON GERARD M · CIK 0001167314 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,276

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

Read SEC document
April 25, 2024 Filed Apr 29, 2024 20:06 UTC
MONIE ALAINDirector
GrantUnits · Derivative 10,216 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-013543 · form4.xml · derivative · entry 1

MONIE ALAIN · CIK 0001230564 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,966

Underlying: Common Stock · 10,216 shares

Expires not disclosed

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.exercise_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

F1 · derivative.expiration_date: Each stock unit is the economic equivalent of one share of AES Common Stock. These units will be settled for shares of AES Common Stock after the date the reporting person terminates service on the Board in accordance with the Director's election form under The AES Corporation 2003 Long Term Compensation Plan.

Read SEC document
March 12, 2024 Filed Apr 15, 2024 23:50 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
PurchaseCommon Stock 6 $16.01 $96.06
Disclosure

SEC source: 0001127602-24-012913 · form4.xml · nonDerivative · entry 3

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,785

F1 · shares: This transaction is being reported late due to an administrative error.

F2 · balance_after: The column 5 tally is based on the number of shares reported as beneficially owned in the reporting person's most recently filed Form 4.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 358 $16.00 $5,728.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 7

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,334

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 553 $16.00 $8,848.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 6

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,692

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,481 $16.00 $23,696.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 7

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 199,481

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,865 $16.00 $29,840.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 6

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,962

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 1,176 $16.00 $18,816.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 8

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 149,304

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 2,973 $16.00 $47,568.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 7

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,480

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 1,230 $16.00 $19,680.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 6

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,453

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,353 $16.00 $21,648.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 7

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,386

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,699 $16.00 $27,184.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 6

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,739

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:19 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
Tax withholdingCommon Stock 857 $16.00 $13,712.00
Disclosure

SEC source: 0001127602-24-006840 · form4.xml · nonDerivative · entry 4

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,404

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:19 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
Tax withholdingCommon Stock 1,099 $16.00 $17,584.00
Disclosure

SEC source: 0001127602-24-006840 · form4.xml · nonDerivative · entry 3

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,261

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 1,773 $16.00 $28,368.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 7

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 300,672

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 2,107 $16.00 $33,712.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 6

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 302,445

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:16 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 1,641 $16.00 $26,256.00
Disclosure

SEC source: 0001127602-24-006835 · form4.xml · nonDerivative · entry 4

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,714

F4 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:16 UTC
Coughlin StephenEVP and CFO
Tax withholdingCommon Stock 1,940 $16.00 $31,040.00
Disclosure

SEC source: 0001127602-24-006835 · form4.xml · nonDerivative · entry 3

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,355

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 24, 2022.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:15 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 13,751 $16.00 $220,016.00
Disclosure

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 7

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,790,760

F7 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSU granted February 24, 2023.

Read SEC document
February 24, 2024 Filed Feb 26, 2024 21:15 UTC
Gluski AndresDirector · President and CEO
Tax withholdingCommon Stock 16,644 $16.00 $266,304.00
Disclosure

SEC source: 0001127602-24-006833 · form4.xml · nonDerivative · entry 6

Gluski Andres · CIK 0001348876 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,804,511

F6 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSU granted February 24, 2022.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 1,797 $16.00 $28,752.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 5

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,245

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
GrantCommon Stock 4,065 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 4

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 61,042

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
Tax withholdingCommon Stock 249 $16.00 $3,984.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 3

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,977

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
Disposition to issuerCommon Stock 26 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 2

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,226

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:25 UTC
Kohan SherrySVP & Chief Accounting Officer
GrantCommon Stock 9,173 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006849 · form4.xml · nonDerivative · entry 1

Kohan Sherry · CIK 0001801230 · SVP & Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,252

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 7,563 $16.00 $121,008.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 5

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 202,827

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 17,845 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 4

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 210,390

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
Tax withholdingCommon Stock 1,141 $16.00 $18,256.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 3

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 192,545

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
Disposition to issuerCommon Stock 116 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 2

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,686

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:24 UTC
Mendoza TishEVP & Chief HR Officer
GrantCommon Stock 26,625 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006847 · form4.xml · nonDerivative · entry 1

Mendoza Tish · CIK 0001628839 · EVP & Chief HR Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 193,802

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 3,635 $16.00 $58,160.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 5

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,683

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
GrantCommon Stock 10,015 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 4

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 158,318

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Tax withholdingCommon Stock 535 $16.00 $8,560.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 3

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,303

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
Disposition to issuerCommon Stock 65 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 2

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,838

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:22 UTC
Rubiolo Juan IgnacioEVP and Pres., Energy Infrast.
GrantCommon Stock 28,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006845 · form4.xml · nonDerivative · entry 1

Rubiolo Juan Ignacio · CIK 0001754411 · EVP and Pres., Energy Infrast.

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 148,903

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

Read SEC document
February 22, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 7,003 $16.00 $112,048.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 5

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 105,438

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

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February 22, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 15,408 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 4

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 112,441

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

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February 22, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Tax withholdingCommon Stock 1,040 $16.00 $16,640.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 3

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,033

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

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February 22, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
Disposition to issuerCommon Stock 100 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 2

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,073

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

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February 22, 2024 Filed Feb 26, 2024 21:21 UTC
Freedman Paul LEVP, GC and Corp. Secretary
GrantCommon Stock 24,375 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006842 · form4.xml · nonDerivative · entry 1

Freedman Paul L · CIK 0001732841 · EVP, GC and Corp. Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 98,173

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2024 Filed Feb 26, 2024 21:19 UTC
Falu Ricardo ManuelEVP, COO, Pres. New Enrgy Tech
GrantCommon Stock 28,125 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006840 · form4.xml · nonDerivative · entry 2

Falu Ricardo Manuel · CIK 0001942815 · EVP, COO, Pres. New Enrgy Tech

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,360

F2 · shares: This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 8,875 $16.00 $142,000.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 5

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 304,552

F5 · shares: Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 19, 2021.

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February 22, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
GrantCommon Stock 20,887 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 4

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 313,427

F4 · shares: This Performance Stock Unit ("PSU") award was granted on February 19, 2021 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year performance period, the AES Board of Directors approved the performance value for the grant on February 22, 2024. Each earned PSU entitles the holder to one share of AES Common Stock.

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February 22, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
Tax withholdingCommon Stock 1,349 $16.00 $21,584.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 3

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 292,540

F3 · shares: Reflects tax withholding in connection with the vesting and settlement of one-third of the RSUs granted February 19, 2021.

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February 22, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
Disposition to issuerCommon Stock 136 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 2

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 293,889

F2 · shares: Reflects shares of common stock underlying an RSU award granted on February 19, 2021, which shares were forfeited as a result of below-target performance with respect to AES' achievement of certain environmental and social goals related to such award, as approved by the AES Board of Directors.

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February 22, 2024 Filed Feb 26, 2024 21:17 UTC
Da Santos BernerdEVP and President, Renewables
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006837 · form4.xml · nonDerivative · entry 1

Da Santos Bernerd · CIK 0001626763 · EVP and President, Renewables

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 294,025

F1 · shares: This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

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February 22, 2024 Filed Feb 26, 2024 21:16 UTC
Coughlin StephenEVP and CFO
GrantCommon Stock 33,750 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-006835 · form4.xml · nonDerivative · entry 2

Coughlin Stephen · CIK 0001887269 · EVP and CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 110,295

F2 · shares: This RSU award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments on February 22, 2025, February 22, 2026, and February 22, 2027, subject to the reporting person's continued employment with AES on each such date and the terms and conditions of the award. Each RSU entitles the holder to one share of AES Common Stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.