Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 31, 2019 Filed May 15, 2019 17:22 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 5,105 | $0.95 | $4,849.75 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 3 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,970 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| March 31, 2019 Filed May 15, 2019 16:18 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 3,573 | $0.95 | $3,394.35 |
DisclosureSEC source: 0001209191-19-029882 · doc5.xml · nonDerivative · entry 3 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,995 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| March 31, 2019 Filed May 15, 2019 16:12 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,573 | $0.95 | $3,394.35 |
DisclosureSEC source: 0001209191-19-029879 · doc5.xml · nonDerivative · entry 3 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,601 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| March 29, 2019 Filed May 15, 2019 01:23 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 4,529 | $0.95 | $4,302.55 |
DisclosureSEC source: 0001209191-19-029832 · doc5.xml · nonDerivative · entry 4 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,470 F2 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| January 18, 2019 Filed May 15, 2019 01:23 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 1,922 | $1.40 | $2,690.80 |
DisclosureSEC source: 0001209191-19-029832 · doc5.xml · nonDerivative · entry 3 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,999 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 Read SEC document |
| December 31, 2018 Filed May 14, 2019 22:31 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 3,573 | $1.30 | $4,644.90 |
DisclosureSEC source: 0001209191-19-029772 · doc5.xml · nonDerivative · entry 2 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,043 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| December 31, 2018 Filed May 15, 2019 17:22 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 5,105 | $1.30 | $6,636.50 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 2 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,075 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| December 31, 2018 Filed May 15, 2019 16:18 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 3,573 | $1.30 | $4,644.90 |
DisclosureSEC source: 0001209191-19-029882 · doc5.xml · nonDerivative · entry 2 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,568 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| December 31, 2018 Filed May 15, 2019 16:12 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,573 | $1.30 | $4,644.90 |
DisclosureSEC source: 0001209191-19-029879 · doc5.xml · nonDerivative · entry 2 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 333,174 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| December 19, 2018 Filed May 15, 2019 01:23 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 4,047 | $1.30 | $5,261.10 |
DisclosureSEC source: 0001209191-19-029832 · doc5.xml · nonDerivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,921 F2 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| December 10, 2018 Filed Dec 13, 2018 18:41 UTC |
RODELL TIMOTHY C JRInterim CEO
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 552,625 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001209191-18-062404 · doc4.xml · derivative · entry 1 RODELL TIMOTHY C JR · CIK 0001260316 · Interim CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 552,625 Underlying: Common Stock · 552,625 shares Expires 2028-12-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on December 10, 2019, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:29 UTC |
KENLEY RODNEY SDirector · President
|
ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003228 · ownership.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,435 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:29 UTC |
KENLEY RODNEY SDirector · President
|
Exercise / conversionCommon Stock | 1,768 | $1.04 | $1,838.72 |
DisclosureSEC source: 0001683168-18-003228 · ownership.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:28 UTC |
Joyce James ADirector · Chairman, CEO, Secretary
|
ConversionRestricted Stock Units · Derivative | 39,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003227 · ownership.xml · derivative · entry 2 Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,064 Underlying: Common Stock · 39,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:28 UTC |
Joyce James ADirector · Chairman, CEO, Secretary
|
Exercise / conversionCommon Stock | 18,683 | $1.04 | $19,430.32 |
DisclosureSEC source: 0001683168-18-003227 · ownership.xml · nonDerivative · entry 1 Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 212,370 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:26 UTC |
FRAKES JAMES BChief Financial Officer
|
ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003226 · ownership.xml · derivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,539 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Represents conversion of restricted stock units with common stock issued as of 10/31/18. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Represents conversion of restricted stock units with common stock issued as of 10/31/18. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:26 UTC |
FRAKES JAMES BChief Financial Officer
|
Exercise / conversionCommon Stock | 1,532 | $1.04 | $1,593.28 |
DisclosureSEC source: 0001683168-18-003226 · ownership.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,877 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| October 30, 2018 Filed May 15, 2019 01:23 UTC |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 1,718 | $0.98 | $1,683.64 |
DisclosureSEC source: 0001209191-19-029832 · doc5.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,968 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 8/9/16 Read SEC document |
| September 30, 2018 Filed May 14, 2019 22:31 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 3,573 | $1.18 | $4,216.14 |
DisclosureSEC source: 0001209191-19-029772 · doc5.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,616 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| September 30, 2018 Filed May 15, 2019 17:22 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 5,105 | $1.18 | $6,023.90 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,180 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| September 30, 2018 Filed May 15, 2019 16:18 UTC |
FISHER CHARLES J JRDirector
|
Tax withholdingCommon Stock | 3,573 | $1.18 | $4,216.14 |
DisclosureSEC source: 0001209191-19-029882 · doc5.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,141 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| September 30, 2018 Filed May 15, 2019 16:12 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,573 | $1.18 | $4,216.14 |
DisclosureSEC source: 0001209191-19-029879 · doc5.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 336,747 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU granted 6/14/18 Read SEC document |
| September 28, 2018 Filed May 15, 2019 01:21 UTC Amendment |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 4,015 | $1.18 | $4,737.70 |
DisclosureSEC source: 0001209191-19-029830 · doc4a.xml · nonDerivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,686 Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
KENLEY RODNEY SDirector · President
|
ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002089 · ownership.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,685 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
KENLEY RODNEY SDirector · President
|
Exercise / conversionCommon Stock | 1,797 | $1.23 | $2,210.31 |
DisclosureSEC source: 0001683168-18-002089 · ownership.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
Joyce James ADirector · Chairman, CEO, Secretary
|
ConversionRestricted Stock Units · Derivative | 39,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002088 · ownership.xml · derivative · entry 2 Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,689 Underlying: Common Stock · 39,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
Joyce James ADirector · Chairman, CEO, Secretary
|
Exercise / conversionCommon Stock | 18,683 | $1.23 | $22,980.09 |
DisclosureSEC source: 0001683168-18-002088 · ownership.xml · nonDerivative · entry 1 Joyce James A · CIK 0001318931 · Director · Chairman, CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,687 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
FRAKES JAMES BChief Financial Officer
|
ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002087 · ownership.xml · derivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,789 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Represents conversion of restricted stock units with common stock issued as of 7/31/18. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Represents conversion of restricted stock units with common stock issued as of 7/31/18. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC |
FRAKES JAMES BChief Financial Officer
|
Exercise / conversionCommon Stock | 1,562 | $1.23 | $1,921.26 |
DisclosureSEC source: 0001683168-18-002087 · ownership.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,345 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| July 31, 2018 Filed May 15, 2019 01:21 UTC Amendment |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 1,688 | $1.23 | $2,076.24 |
DisclosureSEC source: 0001209191-19-029830 · doc4a.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,701 Read SEC document |
| June 19, 2018 Filed Aug 1, 2018 01:16 UTC |
Shah ChetanDirector
|
GrantRestricted Stock Units · Derivative | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002083 · ownership.xml · derivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,465 Underlying: Common Stock · 26,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 37,234 restricted stock units vested ratably on 12/31/2017 and 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. F2 · derivative.expiration_date: 37,234 restricted stock units vested ratably on 12/31/2017 and 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Read SEC document |
| June 19, 2018 Filed Aug 1, 2018 01:15 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
GrantRestricted Stock Units · Derivative | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002082 · ownership.xml · derivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,449 Underlying: Common Stock · 26,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 40,650 restricted stock units vested on 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. F2 · derivative.expiration_date: 40,650 restricted stock units vested on 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Read SEC document |
| June 19, 2018 Filed Aug 1, 2018 01:15 UTC |
FRAKES JAMES BChief Financial Officer
|
GrantRestricted Stock Units · Derivative | 22,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002081 · ownership.xml · derivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,039 Underlying: Common Stock · 22,971 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on 8/9/16, and 3,250 restricted units vested each quarter beginning 1/1/17. 22,971 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Read SEC document |
| June 19, 2018 Filed Aug 1, 2018 01:14 UTC |
FISHER CHARLES J JRDirector
|
GrantRestricted Stock Units · Derivative | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002080 · ownership.xml · derivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,990 Underlying: Common Stock · 26,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 26,595 restricted stock units vested on 12/31/2017 and 26,596 restricted stock units vested on 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. F2 · derivative.expiration_date: 26,595 restricted stock units vested on 12/31/2017 and 26,596 restricted stock units vested on 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Read SEC document |
| June 19, 2018 Filed Aug 1, 2018 01:13 UTC |
BROENNIMAN EDWARD GDirector
|
GrantRestricted Stock Units · Derivative | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002079 · ownership.xml · derivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,465 Underlying: Common Stock · 26,799 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 37,234 restricted stock units vested ratably on 12/31/2017 and 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. F2 · derivative.expiration_date: 37,234 restricted stock units vested ratably on 12/31/2017 and 3/31/2018. 26,799 restricted stock units to vest ratably on 9/30/18, 12/31/18 and 3/31/19. Read SEC document |
| June 14, 2018 Filed May 15, 2019 01:20 UTC Amendment |
FRAKES JAMES BChief Financial Officer
|
GrantCommon Stock | 22,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029828 · doc4a.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,389 Read SEC document |
| June 14, 2018 Filed May 14, 2019 22:27 UTC Amendment |
JOHNSON SABRINA MARTUCCIDirector
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GrantCommon Stock | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029766 · doc4a.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,189 F1 · acquired: This amendment is being filed to correct the grant date of the 26,799 share RSU. The RSU was originally reported in Table II of the Reporting Person's Form 4 filed 7/31/2018. Read SEC document |
| June 14, 2018 Filed May 15, 2019 17:21 UTC Amendment |
Cipriani Guy F.Director
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GrantCommon Stock | 38,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029892 · doc4a.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,285 F1 · acquired: This amendment is being filed to correct the grant date of the 38,285 share RSU. The RSU was originally reported in Table II of the Reporting Person's Form 4 filed 7/31/2018. Read SEC document |
| June 14, 2018 Filed May 15, 2019 16:22 UTC Amendment |
BROENNIMAN EDWARD GDirector
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GrantCommon Stock | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029884 · doc4a.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,536 F1 · balance_after: This amendment is being filed to correct the grant date of the 26,799 share RSU. Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings. Read SEC document |
| June 14, 2018 Filed May 15, 2019 16:15 UTC Amendment |
FISHER CHARLES J JRDirector
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GrantCommon Stock | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029881 · doc4a.xml · nonDerivative · entry 3 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,714 F1 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings. Read SEC document |
| June 14, 2018 Filed May 15, 2019 16:09 UTC Amendment |
Shah ChetanDirector
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GrantCommon Stock | 26,799 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029877 · doc4a.xml · nonDerivative · entry 2 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 340,320 F1 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:08 UTC |
KENLEY RODNEY SDirector · President
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ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001167 · kenley_frm4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,935 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:08 UTC |
KENLEY RODNEY SDirector · President
|
Exercise / conversionCommon Stock | 1,596 | $1.34 | $2,138.64 |
DisclosureSEC source: 0001683168-18-001167 · kenley_frm4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:07 UTC |
Joyce James ADirector · CEO, Secretary
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ConversionRestricted Stock Units · Derivative | 39,625 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001166 · joyce_frm4.xml · derivative · entry 2 Joyce James A · CIK 0001318931 · Director · CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,314 Underlying: Common Stock · 39,625 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F3 · derivative.exercise_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of April 30, 2018. F3 · derivative.expiration_date: 158,500 of the restricted stock units vested on the grant date, and 39,625 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of April 30, 2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:07 UTC |
Joyce James ADirector · CEO, Secretary
|
Exercise / conversionCommon Stock | 18,771 | $1.34 | $25,153.14 |
DisclosureSEC source: 0001683168-18-001166 · joyce_frm4.xml · nonDerivative · entry 1 Joyce James A · CIK 0001318931 · Director · CEO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,004 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F1 · balance_after: In addition to the currently outstanding shares of common stock owned by Mr. Joyce and reported here, Mr. Joyce also beneficially owns the shares of common stock underlying the following stock options and restricted stock units; options to purchase 50,000 shares of common stock at $18.00 per share; options to purchase 90,000 shares of common stock at $12.50 per share; options to purchase 20,000 shares of common stock at $5.00 per share; options to purchase 20,000 shares of common stock at $9.50 per share and vested restricted stock units as set forth in Table II above. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:06 UTC |
FRAKES JAMES BChief Financial Officer
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ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001165 · frakes_frm4.xml · derivative · entry 2 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,068 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/18. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/18. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:06 UTC |
FRAKES JAMES BChief Financial Officer
|
Exercise / conversionCommon Stock | 1,328 | $1.34 | $1,779.52 |
DisclosureSEC source: 0001683168-18-001165 · frakes_frm4.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,783 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock, originally issued on August 9, 2016. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| April 30, 2018 Filed May 15, 2019 01:19 UTC Amendment |
FRAKES JAMES BChief Financial Officer
|
Tax withholdingCommon Stock | 1,922 | $1.34 | $2,575.48 |
DisclosureSEC source: 0001209191-19-029827 · doc4a.xml · nonDerivative · entry 1 FRAKES JAMES B · CIK 0001185553 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,418 Read SEC document |
| March 31, 2018 Filed May 14, 2019 22:42 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 16,260 | $1.19 | $19,349.40 |
DisclosureSEC source: 0001209191-19-029782 · doc4.xml · nonDerivative · entry 2 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,390 Read SEC document |
| March 31, 2018 Filed May 15, 2019 16:15 UTC Amendment |
FISHER CHARLES J JRDirector
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Tax withholdingCommon Stock | 10,638 | $1.19 | $12,659.22 |
DisclosureSEC source: 0001209191-19-029881 · doc4a.xml · nonDerivative · entry 2 FISHER CHARLES J JR · CIK 0001408469 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,915 F1 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's prior Form 4 filings. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.