Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AETHLON MEDICAL INCAEMD · Entity 8580 | Director · Sr. V.P., Chief Bus. Officer | February 10, 2022 | February 11, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AETHLON MEDICAL INC
Report date February 10, 2022 · Filed February 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.41 · Expires 2032-02-09 | Direct | 100,200 |
Reported balance
After 2022-02-10 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2022-02-10 · Grant · Acquired 100,200 · Balance 100,200 F1: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. |
Filing footnotes · ownership attribution and instrument terms
F1: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 10, 2022 Filed Feb 11, 2022 18:56 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantEmployee Stock Option (Right to Buy) · Derivative | 100,200 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-22-008773 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,200 Underlying: Common Stock · 100,200 shares Expires 2032-02-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:40 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024740 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,901 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:20 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantEmployee Stock Option (Right to Buy) · Derivative | 120,883 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-21-002043 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,883 Underlying: Common Stock · 120,883 shares Expires 2031-01-03 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on January 4, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:11 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000253 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,476 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| September 30, 2020 Filed Oct 1, 2020 17:16 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 2,389 | $1.35 | $3,225.15 |
DisclosureSEC source: 0001209191-20-052561 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,051 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| June 30, 2020 Filed Jul 2, 2020 18:41 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 2,389 | $2.03 | $4,849.67 |
DisclosureSEC source: 0001209191-20-040118 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,511 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| April 03, 2020 Filed Apr 7, 2020 19:19 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantCommon Stock | 23,893 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-023739 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,900 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/2020, 9/30/2020, 12/31/2020 and 3/31/2021. Read SEC document |
| April 03, 2020 Filed Sep 17, 2020 16:57 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantCommon Stock | 929 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-050820 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,440 F1 · shares: The RSU was granted on 4/3/20, but was contingent on stockholder approval of the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/20, and therefore for purposes of Section 16, the RSU was not "acquired" until such stockholder approval was obtained. The RSU's vest in two equal installments on 12/31/2020 and 3/31/2021. Read SEC document |
| March 31, 2020 Filed Apr 2, 2020 20:22 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 244 | $1.52 | $370.88 |
DisclosureSEC source: 0001209191-20-022555 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,007 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| December 31, 2019 Filed Jan 2, 2020 23:55 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 246 | $0.84 | $207.60 |
DisclosureSEC source: 0001209191-20-000442 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,251 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: The end of period holdings reflect a 1-15 reverse stock split effected by the Issuer on October 14, 2019. Read SEC document |
| September 30, 2019 Filed Oct 2, 2019 21:54 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 3,684 | $0.24 | $865.74 |
DisclosureSEC source: 0001209191-19-051884 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,444 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 Read SEC document |
| June 30, 2019 Filed Jul 2, 2019 21:20 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 3,684 | $0.37 | $1,363.08 |
DisclosureSEC source: 0001209191-19-040467 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,128 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/19 F2 · balance_after: Includes RSU's that were originally reported in Table II of the Reporting Person's Form 4 filed 4/3/19. Read SEC document |
| April 01, 2019 Filed Apr 3, 2019 19:23 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantRestricted Stock Units (RSU) · Derivative | 36,842 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-023057 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,842 Underlying: Common Stock · 36,842 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. F2 · derivative.exercise_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. F2 · derivative.expiration_date: The RSU's vests in four equal quarterly installments on 6/30/19, 9/30/19, 12/31/19 and 3/31/20. Read SEC document |
| March 31, 2019 Filed May 15, 2019 17:22 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 5,105 | $0.95 | $4,849.75 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 3 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,970 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| December 31, 2018 Filed May 15, 2019 17:22 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 5,105 | $1.30 | $6,636.50 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 2 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,075 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| September 30, 2018 Filed May 15, 2019 17:22 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Tax withholdingCommon Stock | 5,105 | $1.18 | $6,023.90 |
DisclosureSEC source: 0001209191-19-029893 · doc5.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,180 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 6/14/18 Read SEC document |
| June 14, 2018 Filed May 15, 2019 17:21 UTC Amendment | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantCommon Stock | 38,285 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029892 · doc4a.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,285 F1 · acquired: This amendment is being filed to correct the grant date of the 38,285 share RSU. The RSU was originally reported in Table II of the Reporting Person's Form 4 filed 7/31/2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.