Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AETHLON MEDICAL INCAEMD · Entity 8580 | Director · President | October 31, 2018 | November 02, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AETHLON MEDICAL INC
Report date October 31, 2018 · Filed November 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,358 |
Reported balance
After 2018-10-31 transaction · row 1
1 source rowRow 1 · 2018-10-31 · Exercise / conversion · Acquired 1,768 · Balance 20,358 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 22,435 |
Reported balance
After 2018-10-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-10-31 · Conversion · Disposed 3,250 · Balance 22,435 F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised.
F2: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 31, 2018 Filed Nov 2, 2018 22:29 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-003228 · ownership.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,435 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 10/31/2018. Read SEC document |
| October 31, 2018 Filed Nov 2, 2018 22:29 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,768 | $1.04 | $1,838.72 |
DisclosureSEC source: 0001683168-18-003228 · ownership.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,358 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-002089 · ownership.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,685 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 7/31/2018. Read SEC document |
| July 31, 2018 Filed Aug 1, 2018 14:33 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,797 | $1.23 | $2,210.31 |
DisclosureSEC source: 0001683168-18-002089 · ownership.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,590 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:08 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-001167 · kenley_frm4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,935 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 4/30/2018. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:08 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,596 | $1.34 | $2,138.64 |
DisclosureSEC source: 0001683168-18-001167 · kenley_frm4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,793 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 01:35 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-18-000295 · kenley_frm4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,185 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/2018. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of 1/31/2018. Read SEC document |
| January 31, 2018 Filed Feb 3, 2018 01:35 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,596 | $1.50 | $2,394.00 |
DisclosureSEC source: 0001683168-18-000295 · kenley_frm4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,197 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 14:33 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002825 · kenley_frm4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,435 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 30, 2017. Read SEC document |
| October 30, 2017 Filed Nov 3, 2017 14:33 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,768 | $0.98 | $1,732.64 |
DisclosureSEC source: 0001683168-17-002825 · kenley_frm4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,601 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 15:52 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | ConversionRestricted Stock Units · Derivative | 3,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-002651 · kenley_frm4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,685 Underlying: Common Stock · 3,250 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued as of October 11, 2017. Read SEC document |
| October 11, 2017 Filed Oct 13, 2017 15:52 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,768 | $1.14 | $2,015.52 |
DisclosureSEC source: 0001683168-17-002651 · kenley_frm4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,833 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Number of shares issued is net of number withheld for grantee taxes. No securities were bought or sold, rather restricted stock units were exercised. Read SEC document |
| May 01, 2017 Filed May 2, 2017 16:03 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | GrantRestricted Stock Units · Derivative | 1,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-001076 · kenley_f4-050117.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,935 Underlying: Common Stock · 1,797 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 wth an effective date of April 28, 2017). F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on May 1, 2017 wth an effective date of April 28, 2017). Read SEC document |
| May 01, 2017 Filed May 2, 2017 16:03 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 1,797 | $2.23 | $4,007.31 |
DisclosureSEC source: 0001683168-17-001076 · kenley_f4-050117.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 19:54 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Disposition to issuerRestricted Stock Units · Derivative | 8,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-17-000257 · kenley_f4.xml · derivative · entry 2 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,732 Underlying: Common Stock · 8,268 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents the right to receive, at settlement, one share of common stock. F2 · derivative.exercise_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017. F2 · derivative.expiration_date: 13,000 of the restricted stock units vested on the grant date, and 3,250 restricted stock units will vest each quarter beginning 1/1/17. Represents conversion of restricted stock units with common stock issued on February 7, 2017. Read SEC document |
| February 07, 2017 Filed Feb 8, 2017 19:54 UTC | AETHLON MEDICAL INC AEMD · Entity 8580 | Exercise / conversionCommon Stock | 8,268 | $4.28 | $35,387.04 |
DisclosureSEC source: 0001683168-17-000257 · kenley_f4.xml · nonDerivative · entry 1 KENLEY RODNEY S · CIK 0001033519 · Director · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,268 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.