Last 12 months
Inside the activity.
0 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 30, 2023 Filed Jul 3, 2023 20:05 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 11,628 | $0.36 | $4,186.08 |
DisclosureSEC source: 0001209191-23-040546 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 160,585 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23 Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 20:08 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 11,628 | $0.36 | $4,186.08 |
DisclosureSEC source: 0001209191-23-040547 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 151,265 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/28/23 Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:13 UTC |
BROENNIMAN EDWARD GDirector
|
GrantCommon Stock | 116,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026259 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,213 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/23, 9/30/23, 12/31/23 and 3/31/24. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:11 UTC |
Rossetti AngelaDirector
|
GrantCommon Stock | 116,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026258 · doc4.xml · nonDerivative · entry 1 Rossetti Angela · CIK 0001580657 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 167,649 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/23, 9/30/23, 12/31/23 and 3/31/24. Read SEC document |
| April 28, 2023 Filed May 1, 2023 20:10 UTC |
Shah ChetanDirector
|
GrantCommon Stock | 116,279 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-026257 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 162,893 F1 · shares: The RSU's vests in four equal quarterly installments on 6/30/23, 9/30/23, 12/31/23 and 3/31/24. Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 22:12 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,425 | $0.39 | $1,318.63 |
DisclosureSEC source: 0001209191-23-021935 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,614 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| March 31, 2023 Filed Mar 31, 2023 22:12 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 3,425 | $0.39 | $1,318.63 |
DisclosureSEC source: 0001209191-23-021933 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 55,934 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| February 01, 2023 Filed Feb 2, 2023 21:14 UTC |
Arnold Lee DChief Scientific Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 60,620 | $0.00 Strike: $0.69 | $0.00 |
DisclosureSEC source: 0001209191-23-006200 · doc4.xml · derivative · entry 1 Arnold Lee D · CIK 0001613258 · Chief Scientific Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,620 Underlying: Common Stock · 60,620 shares Expires 2033-01-31 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 1, 2024, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| December 30, 2022 Filed Dec 31, 2022 00:15 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 3,425 | $0.28 | $941.88 |
DisclosureSEC source: 0001209191-22-063050 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,039 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| December 30, 2022 Filed Dec 31, 2022 00:13 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 3,425 | $0.28 | $941.88 |
DisclosureSEC source: 0001209191-22-063049 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,359 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 15:33 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 6,849 | $0.58 | $3,986.12 |
DisclosureSEC source: 0001209191-22-052075 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,464 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| September 30, 2022 Filed Oct 4, 2022 15:34 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 6,849 | $0.58 | $3,986.12 |
DisclosureSEC source: 0001209191-22-052076 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,784 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/22 Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 15:13 UTC |
Rossetti AngelaDirector
|
GrantCommon Stock | 51,370 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050217 · doc4.xml · nonDerivative · entry 1 Rossetti Angela · CIK 0001580657 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,370 F1 · shares: The RSU was granted on 4/1/22, but was contingent on stockholder approval of an increase in the shares issuable under the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/22, and therefore for purposes of Section 16 the RSU was not "acquired" until such stockholder approval was obtained. 50% of the shares subject to the RSU will vest on 9/30/22, and 25% of the RSU's will vest on each of 12/31/22 and 3/31/23, subject to continuous service through each such date. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 15:10 UTC |
BROENNIMAN EDWARD GDirector
|
GrantCommon Stock | 34,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050216 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,633 F1 · shares: The RSU was granted on 4/1/22, but was contingent on stockholder approval of an increase in the shares issuable under the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/22, and therefore for purposes of Section 16 the RSU was not "acquired" until such stockholder approval was obtained. 50% of the shares subject to the RSU will vest on 9/30/22, and 25% of the RSU's will vest on each of 12/31/22 and 3/31/23, subject to continuous service through each such date. Read SEC document |
| September 15, 2022 Filed Sep 16, 2022 15:08 UTC |
Shah ChetanDirector
|
GrantCommon Stock | 34,247 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-050215 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,313 F1 · shares: The RSU was granted on 4/1/22, but was contingent on stockholder approval of an increase in the shares issuable under the Issuer's 2020 Equity Incentive Plan at the Issuer's annual meeting of stockholders held on 9/15/22, and therefore for purposes of Section 16 the RSU was not "acquired" until such stockholder approval was obtained. 50% of the shares subject to the RSU will vest on 9/30/22, and 25% of the RSU's will vest on each of 12/31/22 and 3/31/23, subject to continuous service through each such date. Read SEC document |
| March 31, 2022 Filed Mar 31, 2022 22:49 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,430 | $1.46 | $3,547.80 |
DisclosureSEC source: 0001209191-22-021847 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,642 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| March 31, 2022 Filed Mar 31, 2022 22:48 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,430 | $1.46 | $3,547.80 |
DisclosureSEC source: 0001209191-22-021846 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,386 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| March 31, 2022 Filed Mar 31, 2022 22:47 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,430 | $1.46 | $3,547.80 |
DisclosureSEC source: 0001209191-22-021845 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,066 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:56 UTC |
Cipriani Guy F.Director · Sr. V.P., Chief Bus. Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,200 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-22-008773 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,200 Underlying: Common Stock · 100,200 shares Expires 2032-02-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:57 UTC |
FRAKES JAMES BCFO & Sr. VP ? Finance
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,200 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-22-008774 · doc4.xml · derivative · entry 1 FRAKES JAMES B · CIK 0001185553 · CFO & Sr. VP ? Finance 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,200 Underlying: Common Stock · 100,200 shares Expires 2032-02-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:55 UTC |
LAROSA STEVEN PChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 100,200 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-22-008772 · doc4.xml · derivative · entry 1 LAROSA STEVEN P · CIK 0001839524 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,200 Underlying: Common Stock · 100,200 shares Expires 2032-02-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| February 10, 2022 Filed Feb 11, 2022 18:54 UTC |
FISHER CHARLES J JRDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 192,600 | $0.00 Strike: $1.41 | $0.00 |
DisclosureSEC source: 0001209191-22-008770 · doc4.xml · derivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 192,600 Underlying: Common Stock · 192,600 shares Expires 2032-02-09 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 10, 2023, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:24 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,430 | $1.86 | $4,519.80 |
DisclosureSEC source: 0001209191-22-000272 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,816 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:22 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,430 | $1.86 | $4,519.80 |
DisclosureSEC source: 0001209191-22-000268 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,496 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| December 31, 2021 Filed Jan 3, 2022 22:19 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,430 | $1.86 | $4,519.80 |
DisclosureSEC source: 0001209191-22-000263 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,072 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:44 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,430 | $3.86 | $9,379.80 |
DisclosureSEC source: 0001209191-21-058477 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,246 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:41 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,430 | $3.86 | $9,379.80 |
DisclosureSEC source: 0001209191-21-058476 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,502 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| September 30, 2021 Filed Oct 1, 2021 20:38 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,430 | $3.86 | $9,379.80 |
DisclosureSEC source: 0001209191-21-058474 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,926 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:21 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,430 | $4.91 | $11,931.30 |
DisclosureSEC source: 0001209191-21-044382 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,932 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:17 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,430 | $4.91 | $11,931.30 |
DisclosureSEC source: 0001209191-21-044376 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,356 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| June 30, 2021 Filed Jul 1, 2021 20:13 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,430 | $4.91 | $11,931.30 |
DisclosureSEC source: 0001209191-21-044372 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,676 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/1/21 Read SEC document |
| June 28, 2021 Filed Jun 30, 2021 18:23 UTC |
FISHER CHARLES J JRDirector · Chief Executive Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 266,888 | $0.00 Strike: $5.17 | $0.00 |
DisclosureSEC source: 0001209191-21-043935 · doc4.xml · derivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,888 Underlying: Common Stock · 266,888 shares Expires 2031-06-27 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on June 28, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:38 UTC |
Shah ChetanDirector
|
GrantCommon Stock | 24,295 | $2.06 | $50,047.70 |
DisclosureSEC source: 0001209191-21-024738 · doc4.xml · nonDerivative · entry 2 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,786 F2 · shares: The RSU's vests in four equal quarterly installments on 6/30/21, 9/30/21, 12/31/21 and 3/31/22. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:36 UTC |
BROENNIMAN EDWARD GDirector
|
GrantCommon Stock | 24,295 | $2.06 | $50,047.70 |
DisclosureSEC source: 0001209191-21-024736 · doc4.xml · nonDerivative · entry 2 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,106 F2 · shares: The RSU's vests in four equal quarterly installments on 6/30/21, 9/30/21, 12/31/21 and 3/31/22. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 21:35 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
GrantCommon Stock | 24,295 | $2.06 | $50,047.70 |
DisclosureSEC source: 0001209191-21-024734 · doc4.xml · nonDerivative · entry 2 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,362 F2 · shares: The RSU's vests in four equal quarterly installments on 6/30/21, 9/30/21, 12/31/21 and 3/31/22. Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:40 UTC |
Cipriani Guy F.Director · Sr. V.P., Chief Bus. Officer
|
Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024740 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,901 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:39 UTC |
FISHER CHARLES J JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024739 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,569 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:38 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024738 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,491 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:36 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024736 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,811 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| March 31, 2021 Filed Apr 2, 2021 21:35 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,575 | $2.03 | $5,227.25 |
DisclosureSEC source: 0001209191-21-024734 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,067 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| January 04, 2021 Filed Jan 6, 2021 21:20 UTC |
Cipriani Guy F.Director · Sr. V.P., Chief Bus. Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 120,883 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-21-002043 · doc4.xml · derivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director · Sr. V.P., Chief Bus. Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,883 Underlying: Common Stock · 120,883 shares Expires 2031-01-03 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on January 4, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| January 04, 2021 Filed Jan 7, 2021 23:30 UTC |
LAROSA STEVEN PChief Medical Officer
|
GrantEmployee Stock Option (Right to Buy) · Derivative | 120,883 | $0.00 Strike: $2.52 | $0.00 |
DisclosureSEC source: 0001209191-21-002594 · doc4.xml · derivative · entry 1 LAROSA STEVEN P · CIK 0001839524 · Chief Medical Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,883 Underlying: Common Stock · 120,883 shares Expires 2031-01-03 F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on January 4, 2022, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter. Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:12 UTC |
FISHER CHARLES J JRDirector · Chief Executive Officer
|
Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000257 · doc4.xml · nonDerivative · entry 1 FISHER CHARLES J JR · CIK 0001408469 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,144 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:11 UTC |
Cipriani Guy F.Director
|
Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000253 · doc4.xml · nonDerivative · entry 1 Cipriani Guy F. · CIK 0001745825 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,476 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:10 UTC |
BROENNIMAN EDWARD GDirector
|
Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000248 · doc4.xml · nonDerivative · entry 1 BROENNIMAN EDWARD G · CIK 0001284599 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,386 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:09 UTC |
JOHNSON SABRINA MARTUCCIDirector
|
Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000243 · doc4.xml · nonDerivative · entry 1 JOHNSON SABRINA MARTUCCI · CIK 0001199102 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,642 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| December 31, 2020 Filed Jan 4, 2021 21:07 UTC |
Shah ChetanDirector
|
Tax withholdingCommon Stock | 2,575 | $2.47 | $6,360.25 |
DisclosureSEC source: 0001209191-21-000236 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,066 F1 · acquired: Reporting the tax withholding of shares upon vesting of the RSU dated 4/3/20 Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:00 UTC |
Shah ChetanDirector
|
SaleCommon Stock | 334 | $2.09 | $698.59 |
DisclosureSEC source: 0001209191-20-064458 · doc4.xml · nonDerivative · entry 3 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,641 Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:00 UTC |
Shah ChetanDirector
|
SaleCommon Stock | 5,417 | $2.10 | $11,357.82 |
DisclosureSEC source: 0001209191-20-064458 · doc4.xml · nonDerivative · entry 2 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,975 Read SEC document |
| December 17, 2020 Filed Dec 18, 2020 22:00 UTC |
Shah ChetanDirector
|
SaleCommon Stock | 21,101 | $2.11 | $44,523.11 |
DisclosureSEC source: 0001209191-20-064458 · doc4.xml · nonDerivative · entry 1 Shah Chetan · CIK 0001566040 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,392 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.09 to $2.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.