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Arnold Lee D

Disclosed activity across 2 companies

Tapewire entity
117405
SEC CIK
0001613258

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AETHLON MEDICAL INCAEMD · Entity 8580Chief Scientific OfficerFebruary 01, 2023February 02, 2023
PARDES BIOSCIENCES, INC.PRDS · Entity 110063Chief Scientific OfficerFebruary 01, 2022February 02, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AETHLON MEDICAL INC

Report date February 01, 2023 · Filed February 02, 2023

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.69 · Expires 2033-01-31Direct60,620 Reported balance After 2023-02-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2023-02-01 · Grant · Acquired 60,620 · Balance 60,620

F1: 25% of the shares subject to the stock option shall vest and become exercisable on February 1, 2024, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter.

Filing footnotes · ownership attribution and instrument terms

F1: 25% of the shares subject to the stock option shall vest and become exercisable on February 1, 2024, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter.

PARDES BIOSCIENCES, INC.

Report date February 01, 2022 · Filed February 02, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.32 · Expires 2032-01-31Direct100,000 Reported balance After 2022-02-01 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2022-02-01 · Grant · Acquired 100,000 · Balance 100,000

F1: This option shall vest in substantially equal monthly installments over four years from February 1, 2022, subject to a continued service relationship. The vested shares subject to such option shall be exercisable upon the effectiveness of the Issuer's registration statement on Form S-8, registering the shares of the Issuer's 2021 Stock Option and Incentive Plan with the U.S. Securities and Exchange Commission.

Filing footnotes · ownership attribution and instrument terms

F1: This option shall vest in substantially equal monthly installments over four years from February 1, 2022, subject to a continued service relationship. The vested shares subject to such option shall be exercisable upon the effectiveness of the Issuer's registration statement on Form S-8, registering the shares of the Issuer's 2021 Stock Option and Incentive Plan with the U.S. Securities and Exchange Commission.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 01, 2023 Filed Feb 2, 2023 21:14 UTC AETHLON MEDICAL INC AEMD · Entity 8580 GrantEmployee Stock Option (Right to Buy) · Derivative 60,620 $0.00 Strike: $0.69 $0.00
Disclosure

SEC source: 0001209191-23-006200 · doc4.xml · derivative · entry 1

Arnold Lee D · CIK 0001613258 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,620

Underlying: Common Stock · 60,620 shares

Expires 2033-01-31

F1 · derivative.exercise_date: 25% of the shares subject to the stock option shall vest and become exercisable on February 1, 2024, and the remaining shares shall vest and become exercisable in 36 equal monthly installments thereafter.

Read SEC document
February 01, 2022 Filed Feb 2, 2022 19:04 UTC PARDES BIOSCIENCES, INC. PRDS · Entity 110063 GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $11.32 $0.00
Disclosure

SEC source: 0000899243-22-004214 · doc4.xml · derivative · entry 1

Arnold Lee D · CIK 0001613258 · Chief Scientific Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2032-01-31

F1 · derivative.exercise_date: This option shall vest in substantially equal monthly installments over four years from February 1, 2022, subject to a continued service relationship. The vested shares subject to such option shall be exercisable upon the effectiveness of the Issuer's registration statement on Form S-8, registering the shares of the Issuer's 2021 Stock Option and Incentive Plan with the U.S. Securities and Exchange Commission.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.