Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 10, 2018 Filed Apr 12, 2018 00:51 UTC |
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000020 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 22:30 UTC |
RICHMOND DONALD P. IIVP OF ENGINEERING
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-18-000019 · primary_doc.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,506 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:59 UTC |
Erickson GaynDirector · President & CEO
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-18-000017 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 379,063 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 20:46 UTC |
BUCK CARL NVP of Marketing
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-18-000016 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 95,118 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 02, 2018 Filed Apr 4, 2018 19:22 UTC |
SPINK KENNETH B.VP of FINANCE & CFO
|
OtherCommon Stock | 3,000 | $0.99 | $2,958.00 |
DisclosureSEC source: 0001040470-18-000015 · primary_doc.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of FINANCE & CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,287 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:01 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 888 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000014 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,112 Underlying: Common Stock · 888 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:01 UTC |
HENDRICKSON DAVID SVP of Engineering
|
SaleCommon Stock | 888 | $2.42 | $2,148.96 |
DisclosureSEC source: 0001040470-18-000014 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| March 27, 2018 Filed Mar 28, 2018 22:01 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionCommon Stock | 888 | $1.28 | $1,136.64 |
DisclosureSEC source: 0001040470-18-000014 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,239 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 21:42 UTC |
HENDRICKSON DAVID SVP of Engineer
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000013 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 21:42 UTC |
HENDRICKSON DAVID SVP of Engineer
|
SaleCommon Stock | 5,000 | $2.45 | $12,250.00 |
DisclosureSEC source: 0001040470-18-000013 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| March 13, 2018 Filed Mar 13, 2018 21:42 UTC |
HENDRICKSON DAVID SVP of Engineer
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000013 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:50 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000012 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:50 UTC |
HENDRICKSON DAVID SVP of Engineering
|
SaleCommon Stock | 5,000 | $2.36 | $11,800.00 |
DisclosureSEC source: 0001040470-18-000012 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| March 06, 2018 Filed Mar 6, 2018 21:50 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000012 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · derivative · entry 8 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,500 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
SaleCommon Stock | 2,500 | $2.41 | $6,025.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · nonDerivative · entry 5 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
SaleCommon Stock | 2,500 | $2.37 | $5,925.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · nonDerivative · entry 4 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · nonDerivative · entry 3 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · derivative · entry 7 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Underlying: Common Stock · 5,000 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
SaleCommon Stock | 5,000 | $2.37 | $11,850.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · nonDerivative · entry 2 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 00:18 UTC |
BUCK CARL NVP of Marketing
|
Exercise / conversionCommon Stock | 5,000 | $1.25 | $6,250.00 |
DisclosureSEC source: 0001040470-18-000011 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP of Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 23:21 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000010 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 23:21 UTC |
HENDRICKSON DAVID SVP of Engineering
|
SaleCommon Stock | 5,000 | $2.38 | $11,900.00 |
DisclosureSEC source: 0001040470-18-000010 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 23:21 UTC |
HENDRICKSON DAVID SVP of Engineering
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000010 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 01:28 UTC |
SLAYEN HOWARD TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,926 | $0.00 Strike: $0.80 | $0.00 |
DisclosureSEC source: 0001040470-18-000009 · primary_doc.xml · derivative · entry 4 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,926 shares Expires 2019-11-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 01:28 UTC |
SLAYEN HOWARD TDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,076 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001040470-18-000009 · primary_doc.xml · derivative · entry 3 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,076 shares Expires 2019-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 01:28 UTC |
SLAYEN HOWARD TDirector
|
Exercise / conversionCommon Stock | 37,926 | $0.80 | $30,340.80 |
DisclosureSEC source: 0001040470-18-000009 · primary_doc.xml · nonDerivative · entry 2 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 12, 2018 Filed Feb 13, 2018 01:28 UTC |
SLAYEN HOWARD TDirector
|
Exercise / conversionCommon Stock | 37,076 | $0.75 | $27,807.00 |
DisclosureSEC source: 0001040470-18-000009 · primary_doc.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $0.59 | $0.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · derivative · entry 6 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,667 Underlying: Common Stock · 25,000 shares Expires 2019-01-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| February 07, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
Exercise / conversionCommon Stock | 25,000 | $0.59 | $14,750.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · nonDerivative · entry 5 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 376,063 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 7,500 | $2.50 | $18,750.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · nonDerivative · entry 4 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,063 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 1,000 | $2.56 | $2,560.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · nonDerivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 358,563 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 9,500 | $2.51 | $23,845.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 359,563 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 22:30 UTC |
Erickson GaynDirector · President & C.E.O
|
SaleCommon Stock | 2,000 | $2.52 | $5,040.00 |
DisclosureSEC source: 0001040470-18-000008 · primary_doc.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President & C.E.O 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,063 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 23:58 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000007 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 23:58 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.66 | $13,300.00 |
DisclosureSEC source: 0001040470-18-000007 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| January 30, 2018 Filed Jan 31, 2018 23:58 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000007 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:08 UTC |
SANO KUNIOPresident of Aehr Test - Japan
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-18-000006 · primary_doc.xml · derivative · entry 3 SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:08 UTC |
SANO KUNIOPresident of Aehr Test - Japan
|
SaleCommon Stock | 2,500 | $2.77 | $6,925.00 |
DisclosureSEC source: 0001040470-18-000006 · primary_doc.xml · nonDerivative · entry 2 SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 23, 2018 Filed Jan 24, 2018 22:08 UTC |
SANO KUNIOPresident of Aehr Test - Japan
|
Exercise / conversionCommon Stock | 2,500 | $1.25 | $3,125.00 |
DisclosureSEC source: 0001040470-18-000006 · primary_doc.xml · nonDerivative · entry 1 SANO KUNIO · CIK 0001254638 · President of Aehr Test - Japan 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:50 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000005 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:50 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.94 | $14,700.00 |
DisclosureSEC source: 0001040470-18-000005 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017. Read SEC document |
| January 16, 2018 Filed Jan 17, 2018 23:50 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000005 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 22:26 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,500 | $0.00 Strike: $1.25 | $0.00 |
DisclosureSEC source: 0001040470-18-000004 · primary_doc.xml · derivative · entry 4 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,500 Underlying: Common Stock · 2,500 shares Expires 2018-07-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 22:26 UTC |
BUCK CARL NVP OF MARKETING
|
SaleCommon Stock | 2,500 | $2.97 | $7,425.00 |
DisclosureSEC source: 0001040470-18-000004 · primary_doc.xml · nonDerivative · entry 2 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Read SEC document |
| January 10, 2018 Filed Jan 11, 2018 22:26 UTC |
BUCK CARL NVP OF MARKETING
|
Exercise / conversionCommon Stock | 2,500 | $1.25 | $3,125.00 |
DisclosureSEC source: 0001040470-18-000004 · primary_doc.xml · nonDerivative · entry 1 BUCK CARL N · CIK 0001243930 · VP OF MARKETING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:26 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.28 | $0.00 |
DisclosureSEC source: 0001040470-18-000001 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,000 Underlying: Common Stock · 5,000 shares Expires 2020-06-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:26 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
SaleCommon Stock | 5,000 | $2.71 | $13,550.00 |
DisclosureSEC source: 0001040470-18-000001 · primary_doc.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,351 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016. Read SEC document |
| January 02, 2018 Filed Jan 3, 2018 22:26 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionCommon Stock | 5,000 | $1.28 | $6,400.00 |
DisclosureSEC source: 0001040470-18-000001 · primary_doc.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,351 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2017 Filed Dec 13, 2017 23:02 UTC |
HENDRICKSON DAVID SVP OF ENGINEERING
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001040470-17-000090 · primary_doc.xml · derivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · VP OF ENGINEERING 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,000 shares Expires 2019-06-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.