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Nasdaq · USD

AEHR

AEHR TEST SYSTEMS

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Tapewire entity
2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 06, 2018 Filed Aug 6, 2018 22:47 UTC
BUCK CARL NVP of Marketing
SaleCommon Stock 100 $2.44 $244.00
Disclosure

SEC source: 0001040470-18-000038 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 102,518

Read SEC document
August 03, 2018 Filed Aug 6, 2018 22:47 UTC
BUCK CARL NVP of Marketing
SaleCommon Stock 2,500 $2.39 $5,975.00
Disclosure

SEC source: 0001040470-18-000038 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 102,618

Read SEC document
August 02, 2018 Filed Aug 3, 2018 22:06 UTC SaleCommon Stock 14,168 $2.40 $34,011.70
Disclosure

SEC source: 0001040470-18-000037 · primary_doc.xml · nonDerivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,945

Read SEC document
July 26, 2018 Filed Aug 2, 2018 22:06 UTC SaleCommon Stock 45,000 $2.52 $113,445.00
Disclosure

SEC source: 0001040470-18-000036 · primary_doc.xml · nonDerivative · entry 2

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 28,632

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.5 to $2.57, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F1 · ownership.nature: Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:42 UTC
Erickson GaynDirector · President & CEO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 30,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001040470-18-000035 · primary_doc.xml · derivative · entry 3

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,667

Underlying: Common Stock · 30,000 shares

Expires 2019-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 25, 2018 Filed Jul 26, 2018 20:42 UTC
Erickson GaynDirector · President & CEO
Exercise / conversionCommon Stock 30,000 $0.59 $17,700.00
Disclosure

SEC source: 0001040470-18-000035 · primary_doc.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 394,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 25, 2018 Filed Aug 2, 2018 22:06 UTC SaleCommon Stock 5,000 $2.53 $12,650.00
Disclosure

SEC source: 0001040470-18-000036 · primary_doc.xml · nonDerivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 73,632

F1 · ownership.nature: Shares held by PWA Real Estate, LLC for which the Reporting Person is an affiliate.

Read SEC document
July 24, 2018 Filed Jul 26, 2018 20:42 UTC
Erickson GaynDirector · President & CEO
SaleCommon Stock 20,000 $2.51 $50,200.00
Disclosure

SEC source: 0001040470-18-000035 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,063

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on February 7, 2018.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 20:51 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 4,550 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000034 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,550 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 20:51 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 4,550 $2.74 $12,467.00
Disclosure

SEC source: 0001040470-18-000034 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
July 19, 2018 Filed Jul 23, 2018 20:51 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 4,550 $1.28 $5,824.00
Disclosure

SEC source: 0001040470-18-000034 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,901

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 20:49 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,100 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000033 · primary_doc.xml · derivative · entry 4

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,550

Underlying: Common Stock · 5,100 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 20:49 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.67 $13,350.00
Disclosure

SEC source: 0001040470-18-000033 · primary_doc.xml · nonDerivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 20:49 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 100 $2.74 $274.00
Disclosure

SEC source: 0001040470-18-000033 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
July 17, 2018 Filed Jul 19, 2018 20:49 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,100 $1.28 $6,528.00
Disclosure

SEC source: 0001040470-18-000033 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,451

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 21:20 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 350 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000032 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,650

Underlying: Common Stock · 350 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 21:20 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 350 $2.74 $959.00
Disclosure

SEC source: 0001040470-18-000032 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
July 10, 2018 Filed Jul 11, 2018 21:20 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 350 $1.28 $448.00
Disclosure

SEC source: 0001040470-18-000032 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 00:22 UTC
BUCK CARL NVP OF MARKETING
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 10,000 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-18-000031 · primary_doc.xml · derivative · entry 2

BUCK CARL N · CIK 0001243930 · VP OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 06, 2018 Filed Jul 10, 2018 00:22 UTC
BUCK CARL NVP OF MARKETING
Exercise / conversionCommon Stock 10,000 $1.25 $12,500.00
Disclosure

SEC source: 0001040470-18-000031 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · VP OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 105,118

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 18:38 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000030 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 18:38 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.55 $12,750.00
Disclosure

SEC source: 0001040470-18-000030 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
July 03, 2018 Filed Jul 6, 2018 18:38 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,000 $1.28 $6,400.00
Disclosure

SEC source: 0001040470-18-000030 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:19 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000029 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:19 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.65 $13,250.00
Disclosure

SEC source: 0001040470-18-000029 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 23:19 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,000 $1.28 $6,400.00
Disclosure

SEC source: 0001040470-18-000029 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 22, 2018 Filed May 22, 2018 21:59 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000028 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
May 22, 2018 Filed May 22, 2018 21:59 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.37 $11,850.00
Disclosure

SEC source: 0001040470-18-000028 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
May 22, 2018 Filed May 22, 2018 21:59 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,000 $1.28 $6,400.00
Disclosure

SEC source: 0001040470-18-000028 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 09, 2018 Filed May 9, 2018 22:05 UTC
Erickson GaynDirector · PRESIDENT & C.E.O.
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 25,000 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001040470-18-000025 · primary_doc.xml · derivative · entry 3

Erickson Gayn · CIK 0001364097 · Director · PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 201,667

Underlying: Common Stock · 25,000 shares

Expires 2019-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
May 09, 2018 Filed May 9, 2018 22:05 UTC
Erickson GaynDirector · PRESIDENT & C.E.O.
Exercise / conversionCommon Stock 25,000 $0.59 $14,750.00
Disclosure

SEC source: 0001040470-18-000025 · primary_doc.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,063

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 01:04 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000026 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
May 08, 2018 Filed May 10, 2018 01:04 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.39 $11,950.00
Disclosure

SEC source: 0001040470-18-000026 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
May 08, 2018 Filed May 10, 2018 01:04 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,000 $1.28 $6,400.00
Disclosure

SEC source: 0001040470-18-000026 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 10, 2018 22:07 UTC
FUCCI DAVIDVP OF OPERATIONS
SaleCommon Stock 2,890 $2.38 $6,878.20
Disclosure

SEC source: 0001040470-18-000027 · primary_doc.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,860

Read SEC document
May 07, 2018 Filed May 9, 2018 22:05 UTC
Erickson GaynDirector · PRESIDENT & C.E.O.
SaleCommon Stock 20,000 $2.32 $46,400.00
Disclosure

SEC source: 0001040470-18-000025 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · PRESIDENT & C.E.O.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 359,063

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on February 7, 2018.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:29 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000024 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:29 UTC
HENDRICKSON DAVID SChief Technology Officer
SaleCommon Stock 5,000 $2.34 $11,700.00
Disclosure

SEC source: 0001040470-18-000024 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document
April 24, 2018 Filed Apr 24, 2018 23:29 UTC
HENDRICKSON DAVID SChief Technology Officer
Exercise / conversionCommon Stock 5,000 $1.28 $6,400.00
Disclosure

SEC source: 0001040470-18-000024 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,351

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 19, 2018 Filed Apr 23, 2018 20:52 UTC
BUCK CARL NVP OF MARKETING
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 2,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-18-000023 · primary_doc.xml · derivative · entry 4

BUCK CARL N · CIK 0001243930 · VP OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 2,500 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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April 19, 2018 Filed Apr 23, 2018 20:52 UTC
BUCK CARL NVP OF MARKETING
SaleCommon Stock 2,500 $2.60 $6,500.00
Disclosure

SEC source: 0001040470-18-000023 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · VP OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

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April 19, 2018 Filed Apr 23, 2018 20:52 UTC
BUCK CARL NVP OF MARKETING
Exercise / conversionCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001040470-18-000023 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · VP OF MARKETING

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC
SANO KUNIOPresident of AEHR TEST - JAPAN
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 2,500 $0.00 Strike: $1.25 $0.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · derivative · entry 3

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2018-07-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC
SANO KUNIOPresident of AEHR TEST - JAPAN
SaleCommon Stock 2,500 $2.33 $5,825.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · nonDerivative · entry 2

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:56 UTC
SANO KUNIOPresident of AEHR TEST - JAPAN
Exercise / conversionCommon Stock 2,500 $1.25 $3,125.00
Disclosure

SEC source: 0001040470-18-000022 · primary_doc.xml · nonDerivative · entry 1

SANO KUNIO · CIK 0001254638 · President of AEHR TEST - JAPAN

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 13, 2018 Filed Apr 17, 2018 22:32 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 4,112 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000021 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,000

Underlying: Common Stock · 4,112 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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April 13, 2018 Filed Apr 17, 2018 22:32 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
SaleCommon Stock 4,112 $2.42 $9,951.04
Disclosure

SEC source: 0001040470-18-000021 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3,2017.

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April 13, 2018 Filed Apr 17, 2018 22:32 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
Exercise / conversionCommon Stock 4,112 $1.28 $5,263.36
Disclosure

SEC source: 0001040470-18-000021 · primary_doc.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2018 Filed Apr 12, 2018 00:51 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
Exercise / conversionIncentive Stock Option(right to buy) · Derivative 5,000 $0.00 Strike: $1.28 $0.00
Disclosure

SEC source: 0001040470-18-000020 · primary_doc.xml · derivative · entry 3

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,112

Underlying: Common Stock · 5,000 shares

Expires 2020-06-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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April 10, 2018 Filed Apr 12, 2018 00:51 UTC
HENDRICKSON DAVID SCHIEF TECHNOLOGY OFFICER
SaleCommon Stock 5,000 $2.29 $11,450.00
Disclosure

SEC source: 0001040470-18-000020 · primary_doc.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · CHIEF TECHNOLOGY OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,351

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 9, 2016, as amended on October 3, 2017.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.