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2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2019 Filed May 1, 2019 00:35 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 100 $1.27 $127.10
Disclosure

SEC source: 0001040470-19-000007 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 25, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · derivative · entry 10

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,798

Underlying: Common Stock · 1 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 25, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 1 $1.69 $1.69
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 6

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 25, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 1 $1.27 $1.27
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 5

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 1 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · derivative · entry 9

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,799

Underlying: Common Stock · 1 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 24, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 1 $1.69 $1.69
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 4

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 24, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 1 $1.27 $1.27
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 3

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 200 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · derivative · entry 8

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,800

Underlying: Common Stock · 200 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 23, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 200 $1.69 $338.00
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 23, 2019 Filed Apr 25, 2019 23:03 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 200 $1.27 $254.20
Disclosure

SEC source: 0001040470-19-000006 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 22:59 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 5,000 $0.00 Strike: $1.27 $0.00
Disclosure

SEC source: 0001040470-19-000005 · primary_doc.xml · derivative · entry 4

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 5,000 shares

Expires 2019-06-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 11, 2019 Filed Apr 12, 2019 22:59 UTC
BUCK CARL NFormer VP of Marketing
SaleCommon Stock 5,000 $1.78 $8,915.00
Disclosure

SEC source: 0001040470-19-000005 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Read SEC document
April 11, 2019 Filed Apr 12, 2019 22:59 UTC
BUCK CARL NFormer VP of Marketing
Exercise / conversionCommon Stock 5,000 $1.27 $6,355.00
Disclosure

SEC source: 0001040470-19-000005 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · Former VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 23:44 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001040470-19-000004 · primary_doc.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,506

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
April 01, 2019 Filed Apr 2, 2019 21:51 UTC
Erickson GaynDirector · President & CEO
OtherCommon Stock 3,000 $1.14 $3,417.00
Disclosure

SEC source: 0001040470-19-000003 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 571,015

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:36 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 30,179 $0.00 Strike: $0.75 $0.00
Disclosure

SEC source: 0001040470-19-000002 · primary_doc.xml · derivative · entry 7

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,179 shares

Expires 2019-01-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:36 UTC SaleCommon Stock 30,179 $1.13 $34,096.23
Disclosure

SEC source: 0001040470-19-000002 · primary_doc.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

Read SEC document
January 18, 2019 Filed Jan 22, 2019 22:36 UTC Exercise / conversionCommon Stock 30,179 $0.75 $22,634.25
Disclosure

SEC source: 0001040470-19-000002 · primary_doc.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,880

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2019 Filed Jan 2, 2019 23:00 UTC
Erickson GaynDirector · President & CEO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 171,667 $0.00 Strike: $0.59 $0.00
Disclosure

SEC source: 0001040470-19-000001 · primary_doc.xml · derivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 171,667 shares

Expires 2019-01-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 02, 2019 Filed Jan 2, 2019 23:00 UTC
Erickson GaynDirector · President & CEO
Exercise / conversionCommon Stock 171,667 $0.59 $101,283.53
Disclosure

SEC source: 0001040470-19-000001 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 568,015

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 08, 2018 Filed Nov 9, 2018 01:21 UTC
FUCCI DAVIDVP OF OPERATIONS
SaleCommon Stock 547 $2.01 $1,099.47
Disclosure

SEC source: 0001040470-18-000058 · primary_doc.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,767

Read SEC document
November 05, 2018 Filed Nov 6, 2018 01:02 UTC
FUCCI DAVIDVP OF OPERATIONS
SaleCommon Stock 82 $2.01 $164.82
Disclosure

SEC source: 0001040470-18-000057 · primary_doc.xml · nonDerivative · entry 2

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,314

Read SEC document
November 02, 2018 Filed Nov 6, 2018 01:02 UTC
FUCCI DAVIDVP OF OPERATIONS
SaleCommon Stock 464 $2.00 $928.00
Disclosure

SEC source: 0001040470-18-000057 · primary_doc.xml · nonDerivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,396

Read SEC document
October 23, 2018 Filed Oct 24, 2018 20:56 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000053 · primary_doc.xml · derivative · entry 1

ELDER WILLIAM W R · CIK 0001066598 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 01:21 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000056 · primary_doc.xml · derivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 01:13 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000055 · primary_doc.xml · derivative · entry 1

Schneider John M. · CIK 0001625605 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 23:29 UTC
ROGERS VERNONExe. VP. of Sales & Marketing
GrantNon-Qualified Stock Option (right to buy) · Derivative 2,217 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000052 · primary_doc.xml · derivative · entry 2

ROGERS VERNON · CIK 0001756642 · Exe. VP. of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,217

Underlying: Common Stock · 2,217 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 23, 2018 Filed Oct 24, 2018 23:29 UTC
ROGERS VERNONExe. VP. of Sales & Marketing
GrantIncentive Stock Option (right to buy) · Derivative 197,783 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000052 · primary_doc.xml · derivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exe. VP. of Sales & Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 197,783

Underlying: Common Stock · 197,783 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 23, 2018 Filed Oct 25, 2018 01:06 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001040470-18-000054 · primary_doc.xml · derivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2025-10-23

F1 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 21:57 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.89 $0.00
Disclosure

SEC source: 0001040470-18-000051 · primary_doc.xml · derivative · entry 7

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2018-10-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 02, 2018 Filed Oct 3, 2018 21:57 UTC SaleCommon Stock 10,000 $2.18 $21,750.00
Disclosure

SEC source: 0001040470-18-000051 · primary_doc.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

Read SEC document
October 02, 2018 Filed Oct 3, 2018 21:57 UTC Exercise / conversionCommon Stock 10,000 $0.89 $8,900.00
Disclosure

SEC source: 0001040470-18-000051 · primary_doc.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,701

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2018 Filed Oct 3, 2018 00:10 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $1.90 $5,686.50
Disclosure

SEC source: 0001040470-18-000050 · primary_doc.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,506

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:59 UTC
Erickson GaynDirector · President & CEO
OtherCommon Stock 2,285 $1.90 $4,331.22
Disclosure

SEC source: 0001040470-18-000049 · primary_doc.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 396,348

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
October 01, 2018 Filed Oct 2, 2018 23:46 UTC
BUCK CARL NVP of Marketing
OtherCommon Stock 1,984 $1.90 $3,760.67
Disclosure

SEC source: 0001040470-18-000048 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 99,602

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 01:35 UTC GrantIncentive Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000047 · primary_doc.xml · derivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 01:25 UTC
FUCCI DAVIDVP OF OPERATIONS
GrantIncentive Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000046 · primary_doc.xml · derivative · entry 1

FUCCI DAVID · CIK 0001609842 · VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 00:54 UTC
RICHMOND DONALD P. IIVP of Engineering
GrantIncentive Stock Option (right to buy) · Derivative 34,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000045 · primary_doc.xml · derivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,000

Underlying: Common Stock · 34,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 00:09 UTC
Erickson GaynDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 19,003 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000044 · primary_doc.xml · derivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,003

Underlying: Common Stock · 19,003 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 21, 2018 00:09 UTC
Erickson GaynDirector · President & CEO
GrantIncentive Stock Option (right to buy) · Derivative 80,997 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000044 · primary_doc.xml · derivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,997

Underlying: Common Stock · 80,997 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 23:48 UTC
ALLISON MARK D.VP of Wordwide Sales
GrantIncentive Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000043 · primary_doc.xml · derivative · entry 1

ALLISON MARK D. · CIK 0001584400 · VP of Wordwide Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
August 17, 2018 Filed Aug 20, 2018 23:37 UTC
HENDRICKSON DAVID SChief Technology Officer
GrantIncentive Stock Option (right to buy) · Derivative 23,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000042 · primary_doc.xml · derivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

Underlying: Common Stock · 23,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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August 17, 2018 Filed Aug 20, 2018 23:24 UTC
BUCK CARL NVP of Marketing
GrantIncentive Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000041 · primary_doc.xml · derivative · entry 3

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,000

Underlying: Common Stock · 18,000 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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August 17, 2018 Filed Aug 20, 2018 23:24 UTC
BUCK CARL NVP of Marketing
SaleCommon Stock 2,500 $2.39 $5,975.00
Disclosure

SEC source: 0001040470-18-000041 · primary_doc.xml · nonDerivative · entry 2

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 97,618

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August 17, 2018 Filed Aug 20, 2018 23:24 UTC
BUCK CARL NVP of Marketing
SaleCommon Stock 2,400 $2.37 $5,688.00
Disclosure

SEC source: 0001040470-18-000041 · primary_doc.xml · nonDerivative · entry 1

BUCK CARL N · CIK 0001243930 · VP of Marketing

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 100,118

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August 17, 2018 Filed Aug 20, 2018 23:07 UTC
SPINK KENNETH B.VP of FINANCE & CFO
GrantIncentive Stock Option (right to buy) · Derivative 42,500 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001040470-18-000040 · primary_doc.xml · derivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of FINANCE & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,500

Underlying: Common Stock · 42,500 shares

Expires 2025-08-17

F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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August 15, 2018 Filed Aug 17, 2018 00:47 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,076 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001040470-18-000039 · primary_doc.xml · derivative · entry 4

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,076 shares

Expires 2020-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.

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August 15, 2018 Filed Aug 17, 2018 00:47 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $0.97 $0.00
Disclosure

SEC source: 0001040470-18-000039 · primary_doc.xml · derivative · entry 3

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2020-01-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: 2,500 shares became exercisable on this date and an additional one ninth (1/9) of 7,500 shares became exercisable each month thereafter.

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August 15, 2018 Filed Aug 17, 2018 00:47 UTC Exercise / conversionCommon Stock 15,076 $1.77 $26,684.52
Disclosure

SEC source: 0001040470-18-000039 · primary_doc.xml · nonDerivative · entry 2

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 223,471

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 15, 2018 Filed Aug 17, 2018 00:47 UTC Exercise / conversionCommon Stock 10,000 $0.97 $9,700.00
Disclosure

SEC source: 0001040470-18-000039 · primary_doc.xml · nonDerivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,395

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.