Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon stock | 7,466 | $2.50 | $18,665.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,678 F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transactions described in footnote 1 and footnote 2. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,144 F2 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon stock | 13,110 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007699 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,344 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Tax withholdingCommon Stock | 6,123 | $2.50 | $15,307.50 |
DisclosureSEC source: 0001654954-21-007698 · section16.xml · nonDerivative · entry 2 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,514 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transaction described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:21 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
GrantCommon Stock | 12,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007698 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 104,637 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 22:12 UTC |
POSEDEL RHEA JDirector
|
GrantCommon stock | 8,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004497 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 941,082 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 23:45 UTC |
SCOTT GEOFFREY GATESDirector
|
GrantCommon Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004499 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 56,731 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 21:38 UTC |
OLIPHANT LAURADirector
|
GrantCommon Stock | 6,731 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004494 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 43,457 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:47 UTC |
ROSATI MARIO MDirector
|
GrantCommon stock | 6,010 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004478 · section16.xml · nonDerivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 53,915 F1 · shares: RSU shares issued in lieu of cash for BOD fee. F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997. Read SEC document |
| April 20, 2021 Filed Apr 21, 2021 20:36 UTC |
SLAYEN HOWARD TDirector
|
GrantCommon Stock | 6,971 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004474 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 249,196 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:53 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon Stock | 569 | $2.18 | $1,240.42 |
DisclosureSEC source: 0001654954-21-004406 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,234 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the bonus described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:53 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon Stock | 1,835 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004406 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,803 F1 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:52 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 993 | $2.18 | $2,164.74 |
DisclosureSEC source: 0001654954-21-004404 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 603,718 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the bonus described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:52 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 3,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004404 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,711 F1 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:51 UTC |
Brannan Michael A.VP of Operations
|
Tax withholdingCommon Stock | 346 | $2.18 | $754.28 |
DisclosureSEC source: 0001654954-21-004402 · section16.xml · nonDerivative · entry 2 Brannan Michael A. · CIK 0001807248 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,260 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the bonus described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:51 UTC |
Brannan Michael A.VP of Operations
|
GrantCommon Stock | 1,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004402 · section16.xml · nonDerivative · entry 1 Brannan Michael A. · CIK 0001807248 · VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,606 F1 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:42 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
Tax withholdingCommon Stock | 764 | $2.18 | $1,665.52 |
DisclosureSEC source: 0001654954-21-004398 · section16.xml · nonDerivative · entry 2 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,839 F2 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the bonus described in footnote 1. This does not represent a sale by the Reporting Person. Read SEC document |
| April 16, 2021 Filed Apr 20, 2021 19:42 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 3,440 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-004398 · section16.xml · nonDerivative · entry 1 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,603 F1 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| April 14, 2021 Filed Apr 15, 2021 01:37 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 1,615 | $2.26 | $3,649.90 |
DisclosureSEC source: 0001654954-21-004183 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,271 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the vesting of restricted stock units award, which was originally reported by the Reporting Person in Form 4 filed on July 15, 2020. This does not represent a sale by the Reporting Person. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:02 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-21-003817 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,968 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 20:06 UTC |
Erickson GaynDirector · President and CEO
|
OtherCommon stock | 2,661 | $1.14 | $3,030.88 |
DisclosureSEC source: 0001654954-21-003819 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,886 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| April 01, 2021 Filed Apr 2, 2021 19:51 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
OtherCommon stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-21-003815 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,636 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 01:47 UTC |
POSEDEL RHEA JDirector
|
GrantCommon Stock | 7,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000676 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 932,669 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 01:37 UTC |
SLAYEN HOWARD TDirector
|
GrantCommon Stock | 7,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000674 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,225 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 01:36 UTC |
SCOTT GEOFFREY GATESDirector
|
GrantCommon Stock | 6,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000672 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 355,594 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 19, 2021 Filed Jan 21, 2021 01:30 UTC |
OLIPHANT LAURADirector
|
GrantCommon Stock | 6,889 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000670 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,726 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| January 19, 2021 Filed Jan 20, 2021 21:56 UTC | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000664 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,648 F1 · shares: Represents shares of common stock issued upon vesting of performance based RSUs. Read SEC document |
|
| January 19, 2021 Filed Jan 21, 2021 18:35 UTC |
ROSATI MARIO MDirector
|
GrantCommon Stock | 6,111 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000691 · section16.xml · nonDerivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 47,905 F1 · shares: RSU shares issued in lieu of cash for BOD fee. F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997. Read SEC document |
| January 19, 2021 Filed Jan 22, 2021 19:40 UTC Amendment | Tax withholdingCommon Stock | 2,785 | $2.25 | $6,266.25 |
DisclosureSEC source: 0001654954-21-000722 · section16.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,863 F2 · shares: This Amendment is being filed to disclose the number of shares withheld by Aehr Test Systems to satisfy taxes payable in connection with the vesting of performance based RSUs, which was not reported on the original form 4 filed on 1/20/21. Read SEC document |
|
| January 19, 2021 Filed Jan 22, 2021 19:40 UTC Amendment | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-000722 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,648 F1 · shares: Represents shares of common stock issued upon vesting of performance based RSUs. Read SEC document |
|
| January 14, 2021 Filed Jan 28, 2021 23:36 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 1,591 | $2.15 | $3,420.65 |
DisclosureSEC source: 0001654954-21-000909 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,225 F1 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the vesting of restricted stock units award, which was originally reported by the Reporting Person in Form 4 filed on July 15, 2020. This does not represent a sale by the Reporting Person. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 01:00 UTC |
POSEDEL RHEA JDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 18,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-20-011335 · section16.xml · derivative · entry 3 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 Underlying: Common Stock · 18,000 shares Expires 2027-10-20 F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 01:00 UTC |
POSEDEL RHEA JDirector
|
GrantCommon Stock | 13,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011335 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 924,891 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 23:57 UTC |
OLIPHANT LAURADirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-20-011325 · section16.xml · derivative · entry 2 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-10-20 F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2020 Filed Oct 21, 2020 23:57 UTC |
OLIPHANT LAURADirector
|
GrantCommon Stock | 11,381 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011325 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,837 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 01:49 UTC |
SCOTT GEOFFREY GATESDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-20-011337 · section16.xml · derivative · entry 4 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-10-20 F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 01:49 UTC |
SCOTT GEOFFREY GATESDirector
|
GrantCommon Stock | 10,448 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011337 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 348,816 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 00:38 UTC |
SLAYEN HOWARD TDirector
|
GrantNon_Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-20-011333 · section16.xml · derivative · entry 2 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-10-20 F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 00:38 UTC |
SLAYEN HOWARD TDirector
|
GrantCommon Stock | 11,754 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011333 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 235,225 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 21:46 UTC |
ROSATI MARIO MDirector
|
GrantNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-20-011368 · section16.xml · derivative · entry 6 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Stock · 10,000 shares Expires 2027-10-20 F5 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| October 20, 2020 Filed Oct 22, 2020 21:46 UTC |
ROSATI MARIO MDirector
|
GrantCommon Stock | 10,261 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-20-011368 · section16.xml · nonDerivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 41,794 F1 · shares: RSU shares issued in lieu of cash for BOD fee. F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 23:09 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-20-010848 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,968 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:42 UTC |
Erickson GaynDirector · President and CEO
|
OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-20-010846 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 601,816 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| October 01, 2020 Filed Oct 5, 2020 22:27 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
OtherCommon Stock | 3,000 | $1.14 | $3,417.00 |
DisclosureSEC source: 0001654954-20-010844 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,636 F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 14,175 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · derivative · entry 6 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 14,175 shares Expires 2020-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 4,791 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · derivative · entry 5 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,209 Underlying: Common Stock · 4,791 shares Expires 2020-09-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
SaleCommon Stock | 8,966 | $1.81 | $16,228.46 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · nonDerivative · entry 4 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.79 to $1.83, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
SaleCommon Stock | 10,000 | $1.80 | $18,000.00 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · nonDerivative · entry 3 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,454 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.77 to $1.84, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
Exercise / conversionCommon Stock | 4,791 | $1.64 | $7,833.29 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · nonDerivative · entry 2 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,454 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 02, 2020 Filed Sep 3, 2020 01:26 UTC |
FUCCI DAVIDFormer VP of Operations
|
Exercise / conversionCommon Stock | 14,175 | $1.68 | $23,814.00 |
DisclosureSEC source: 0001654954-20-009779 · section16.xml · nonDerivative · entry 1 FUCCI DAVID · CIK 0001609842 · Former VP of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,663 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.