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SCOTT GEOFFREY GATES

Disclosed activity across 2 companies

Tapewire entity
23783
SEC CIK
0001824121

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AEHR TEST SYSTEMSAEHR · Entity 2640DirectorAugust 12, 2026August 13, 2026
Applied Minerals, Inc.AMNL · Entity 130386DirectorDecember 31, 2021February 16, 2022

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AEHR TEST SYSTEMS

Report date August 12, 2026 · Filed August 13, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy Trust23,955 Reported balance After 2026-08-12 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-08-12 · Gift · Disposed 6,731 · Balance 23,955

F1: The shares were donated to Scott Family Gift Fund.

Common StockSEC Table I · non-derivativeIndirectBy Spouse10,000 Reported balance After 2026-08-12 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-08-12 · Sale · Disposed 20,000 · Balance 10,000

Common StockSEC Table I · non-derivativeDirect51,648 Reported balance Holding disclosure · report date 2026-08-12 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 51,648

F2: The amount reported includes shares subject to unvested restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: The shares were donated to Scott Family Gift Fund.

F2: The amount reported includes shares subject to unvested restricted stock units.

Applied Minerals, Inc.

Report date December 31, 2021 · Filed February 16, 2022

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $0.03 · Expires 2026-07-23Direct1,250,000 Reported balance After 2021-07-23 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2021-07-23 · Grant · Acquired 750,000 · Balance 1,250,000

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 12, 2026 Filed Aug 13, 2026 21:11 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 20,000 $131.51 $2,630,120.00
Disclosure

SEC source: 0001040470-26-000247 · primary_01.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 10,000

Read SEC document
August 12, 2026 Filed Aug 13, 2026 21:11 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 6,731 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000247 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 23,955

F1 · shares: The shares were donated to Scott Family Gift Fund.

Read SEC document
July 21, 2026 Filed Jul 21, 2026 21:42 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 2,874 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000219 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,648

F1 · shares: The shares were donated to Scott Family Gift Fund.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 16, 2026 Filed Jul 17, 2026 18:23 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 20,000 $82.13 $1,642,650.00
Disclosure

SEC source: 0001040470-26-000215 · primary_01.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 30,000

Read SEC document
July 16, 2026 Filed Jul 17, 2026 18:23 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000215 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 30,686

F1 · shares: The shares were donated to the Scott Family Fund.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 21:32 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 1,658 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000179 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,522

F1 · shares: One-fourth (1/4) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 29, 2026 Filed Apr 29, 2026 21:19 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 Tax withholdingCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000160 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 40,686

F1 · shares: The shares were donated to the Charitable Gift Fund.

Read SEC document
April 29, 2026 Filed May 13, 2026 11:15 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-26-004776 · form4a.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 40,686

F1 · kind: This amendment is being filed to correct Transaction code reported on the Form 4 filed on 4/29/2026. Column 3 of Table I, transaction code previously reported code F; the correct transaction code is code G.

Read SEC document
April 21, 2026 Filed Apr 21, 2026 23:25 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 50,000 $95.00 $4,750,000.00
Disclosure

SEC source: 0001040470-26-000140 · primary_01.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 50,000

Read SEC document
April 21, 2026 Filed Apr 21, 2026 23:25 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 10,000 $91.00 $910,000.00
Disclosure

SEC source: 0001040470-26-000140 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 50,686

Read SEC document
April 09, 2026 Filed Apr 11, 2026 00:50 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $67.90 $339,500.00
Disclosure

SEC source: 0001040470-26-000079 · primary_01.xml · nonDerivative · entry 3

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 105,000

Read SEC document
April 09, 2026 Filed Apr 11, 2026 00:50 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 25,000 $67.75 $1,693,750.00
Disclosure

SEC source: 0001040470-26-000079 · primary_01.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 110,000

Read SEC document
April 09, 2026 Filed Apr 11, 2026 00:50 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $68.00 $340,000.00
Disclosure

SEC source: 0001040470-26-000079 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 135,000

Read SEC document
April 09, 2026 Filed Apr 15, 2026 21:11 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 10,000 $67.79 $677,900.00
Disclosure

SEC source: 0001654954-26-003553 · form4a.xml · nonDerivative · entry 3

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 100,000

F2 · shares: This amendment is being filed to correct Security Disposed on the Form 4 filed on 4/10/2026. Column 4 of Table I, amount previously reported 5,000; the correct amount is 10,000.

F3 · price: This amendment is being filed to correct price reported on the Form 4 filed on 4/10/2026. Column 4 of Table I, price previously reported $67.90; the correct price is $67.79.

F4 · balance_after: This amendment is being filed to correct the amount of securities beneficially owned following the transaction reported on the Form 4 filed on 4/10/2026. Column 5 of Table I previously reported 105,000 shares; the correct amount is 100,000 shares.

Read SEC document
April 09, 2026 Filed Apr 15, 2026 21:11 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 25,000 $68.12 $1,703,000.00
Disclosure

SEC source: 0001654954-26-003553 · form4a.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 110,000

F1 · price: This amendment is being filed to correct price reported on the Form 4 filed on 4/10/2026. Column 4 of Table I, price previously reported $67.75; the correct price is $68.12.

Read SEC document
April 09, 2026 Filed Apr 15, 2026 21:11 UTC Amendment AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $68.00 $340,000.00
Disclosure

SEC source: 0001654954-26-003553 · form4a.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Spouse

Disclosed balance after: 135,000

Read SEC document
March 10, 2026 Filed Mar 11, 2026 00:20 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 5,104 $0.00 $0.00
Disclosure

SEC source: 0001040470-26-000060 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,864

F1 · shares: The shares were donated to the Scott Family Fund.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 02, 2025 Filed Jul 3, 2025 21:55 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 9,253 $0.00 $0.00
Disclosure

SEC source: 0001593968-25-000832 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,968

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2024 Filed Jul 15, 2024 20:47 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 9,265 $0.00 $0.00
Disclosure

SEC source: 0001593968-24-000970 · primary_01.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,715

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 27, 2023 Filed Oct 28, 2023 01:46 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 4,460 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-013501 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 65,146

F1 · shares: One-eighth (1/8) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
August 03, 2023 Filed Aug 4, 2023 20:01 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 9,470 $50.20 $475,394.00
Disclosure

SEC source: 0001654954-23-010163 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 34,990

Read SEC document
August 02, 2023 Filed Aug 4, 2023 20:01 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 5,000 $52.26 $261,300.00
Disclosure

SEC source: 0001654954-23-010163 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,460

Read SEC document
July 21, 2023 Filed Jul 25, 2023 20:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 10,208 $48.25 $492,536.00
Disclosure

SEC source: 0001654954-23-009658 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,460

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
July 11, 2023 Filed Jul 12, 2023 20:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-009081 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Trust

Disclosed balance after: 60,686

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 06, 2023 Filed Apr 10, 2023 20:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 30,000 $28.21 $846,300.00
Disclosure

SEC source: 0001654954-23-004551 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.26 to $28.12, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
January 30, 2023 Filed Feb 1, 2023 21:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 25,000 $33.89 $847,250.00
Disclosure

SEC source: 0001654954-23-001169 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.65 to $34.05, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
January 11, 2023 Filed Jan 12, 2023 21:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-23-000358 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 55,686

F2 · shares: The shares were donated to The Hill School.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 10, 2023 Filed Jan 12, 2023 21:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 15,000 $27.29 $409,350.00
Disclosure

SEC source: 0001654954-23-000358 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.25 to $27.345523, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 21:56 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 15,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-016087 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,668

F1 · shares: The shares were donated to The Hill School.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 01:54 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 15,000 $25.21 $378,150.00
Disclosure

SEC source: 0001654954-22-015470 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,668

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.15 to $25.25, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 23:37 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-013929 · section16.xml · nonDerivative · entry 3

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 70,686

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 23:37 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 2,162 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-013929 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 65,686

F2 · shares: One-fourth (1/4) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

Read SEC document
October 18, 2022 Filed Oct 19, 2022 23:37 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 5,700 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-013929 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,668

F1 · shares: The shares were donated to The Hill School.

Read SEC document
August 11, 2022 Filed Aug 13, 2022 00:28 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 6,778 $0.00 $0.00
Disclosure

SEC source: 0001654954-22-011216 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,368

F1 · shares: The shares were donated to Fidelity Investments Charitable Gift Fund (FICGF)

Read SEC document
December 29, 2021 Filed Dec 30, 2021 02:28 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GiftCommon Stock 10,448 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-013601 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,146

F1 · shares: The shares were donated to Fidelity Charitable.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:41 UTC Applied Minerals, Inc. AMNL · Entity 130386 PurchaseSeries A PIK Note due 5/1/23 · Derivative 4,573,534 $182,941.00 Strike: $0.34 $836,686,883,494.00
Disclosure

SEC source: 0001575872-21-000388 · app042_form4.xml · derivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,573,534

Underlying: Common Stock · 13,451,571 shares

Expires 2023-05-01

F2 · kind: Purchase of Series A PIK Note due 5/1/23 from a third party in a private transaction.

Read SEC document
December 17, 2021 Filed Dec 20, 2021 20:41 UTC Applied Minerals, Inc. AMNL · Entity 130386 PurchaseCommon Stock 5,000,000 $0.01 $25,000.00
Disclosure

SEC source: 0001575872-21-000388 · app042_form4.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,950,000

F1 · kind: Purchase of restricted shares from a third-party in a private transaction.

Read SEC document
November 15, 2021 Filed Nov 16, 2021 21:45 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 23,023 $25.72 $592,151.56
Disclosure

SEC source: 0001654954-21-012324 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 140,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.72, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
November 12, 2021 Filed Nov 16, 2021 21:45 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 26,977 $25.13 $677,932.01
Disclosure

SEC source: 0001654954-21-012324 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 163,023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.17, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

Read SEC document
October 28, 2021 Filed Nov 1, 2021 18:33 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 50,000 $20.77 $1,038,500.00
Disclosure

SEC source: 0001654954-21-011589 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 190,000

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.53 to $21.15, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 19, 2021 Filed Oct 21, 2021 00:27 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 2,015 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-011239 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 63,524

F1 · shares: One-fourth (1/4) of the total number of shares subject to the restricted stock unit awards shall vest at the end of each three full calendar months following the date of this action, provided that such recipient still serves as a member of the Board of Director of the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 13, 2021 Filed Oct 15, 2021 21:00 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 50,000 $21.11 $1,055,500.00
Disclosure

SEC source: 0001654954-21-011153 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,594

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.79 to $21.33, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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October 07, 2021 Filed Oct 9, 2021 00:51 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 10,000 $15.98 $159,800.00
Disclosure

SEC source: 0001654954-21-010950 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 240,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.09, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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October 07, 2021 Filed Oct 9, 2021 00:51 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 100,000 $15.67 $1,567,000.00
Disclosure

SEC source: 0001654954-21-010950 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,594

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.22 to $16.02, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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August 09, 2021 Filed Aug 11, 2021 00:58 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 20,000 $6.20 $124,000.00
Disclosure

SEC source: 0001654954-21-008716 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,594

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.40, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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July 23, 2021 Filed Feb 16, 2022 08:25 UTC Applied Minerals, Inc. AMNL · Entity 130386 GrantOption to Purchase Common Stock · Derivative 750,000 $0.00 Strike: $0.03 $0.00
Disclosure

SEC source: 0001575872-22-000122 · ownership.xml · derivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

Underlying: Common Stock · 750,000 shares

Expires 2026-07-23

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July 21, 2021 Filed Jul 23, 2021 20:01 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 20,000 $7.16 $143,200.00
Disclosure

SEC source: 0001654954-21-008165 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 250,000

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July 21, 2021 Filed Jul 23, 2021 20:01 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 SaleCommon Stock 3,000 $6.13 $18,390.00
Disclosure

SEC source: 0001654954-21-008165 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 352,594

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July 13, 2021 Filed Jul 15, 2021 00:07 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 4,778 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-007945 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 61,509

F1 · shares: RSU shares issued in lieu of cash for BOD fee.

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April 20, 2021 Filed Apr 21, 2021 23:45 UTC AEHR TEST SYSTEMS AEHR · Entity 2640 GrantCommon Stock 6,731 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-004499 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 56,731

F1 · shares: RSU shares issued in lieu of cash for BOD fee.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.