Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 17, 2021 Filed Aug 19, 2021 00:29 UTC |
OLIPHANT LAURADirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,500 | $0.00 Strike: $1.34 | $0.00 |
DisclosureSEC source: 0001654954-21-009217 · section16.xml · derivative · entry 6 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 7,500 shares Expires 2027-10-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:29 UTC |
OLIPHANT LAURADirector
|
SaleCommon Stock | 25,000 | $5.30 | $132,540.00 |
DisclosureSEC source: 0001654954-21-009217 · section16.xml · nonDerivative · entry 4 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.27 to $5.40, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:29 UTC |
OLIPHANT LAURADirector
|
Exercise / conversionCommon Stock | 7,500 | $1.34 | $10,050.00 |
DisclosureSEC source: 0001654954-21-009217 · section16.xml · nonDerivative · entry 3 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:29 UTC |
OLIPHANT LAURADirector
|
Exercise / conversionCommon Stock | 10,000 | $1.77 | $17,700.00 |
DisclosureSEC source: 0001654954-21-009217 · section16.xml · nonDerivative · entry 2 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 17, 2021 Filed Aug 19, 2021 00:29 UTC |
OLIPHANT LAURADirector
|
Exercise / conversionCommon Stock | 7,500 | $1.68 | $12,600.00 |
DisclosureSEC source: 0001654954-21-009217 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,500 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2021 Filed Aug 14, 2021 00:17 UTC | Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 56,250 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008940 · section16.xml · derivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 56,250 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
|
| August 13, 2021 Filed Aug 14, 2021 00:17 UTC | Exercise / conversionCommon Stock | 56,250 | $2.71 | $152,437.50 |
DisclosureSEC source: 0001654954-21-008940 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,976 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
|
| August 13, 2021 Filed Aug 16, 2021 17:28 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionIncentive Stock Option (Right to Buy) · Derivative | 62,310 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-009027 · section16.xml · derivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 62,310 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 13, 2021 Filed Aug 16, 2021 17:28 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionCommon Stock | 62,310 | $2.71 | $168,860.10 |
DisclosureSEC source: 0001654954-21-009027 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 751,412 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 12, 2021 Filed Aug 16, 2021 17:28 UTC |
Erickson GaynDirector · President and CEO
|
SaleCommon Stock | 17,000 | $5.78 | $98,260.00 |
DisclosureSEC source: 0001654954-21-009027 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 689,102 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.75 to $5.83, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:50 UTC |
POSEDEL RHEA JDirector
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 22,500 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008856 · section16.xml · derivative · entry 3 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 22,500 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 11, 2021 Filed Aug 12, 2021 20:50 UTC |
POSEDEL RHEA JDirector
|
Exercise / conversionCommon stock | 22,500 | $2.71 | $60,975.00 |
DisclosureSEC source: 0001654954-21-008856 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 869,555 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 01:01 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 12,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008718 · section16.xml · derivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,000 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 01:01 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Exercise / conversionCommon Stock | 12,000 | $2.71 | $32,520.00 |
DisclosureSEC source: 0001654954-21-008718 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 09, 2021 Filed Aug 11, 2021 00:58 UTC |
SCOTT GEOFFREY GATESDirector
|
SaleCommon Stock | 20,000 | $6.20 | $124,000.00 |
DisclosureSEC source: 0001654954-21-008716 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 332,594 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.40, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 00:05 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 37,690 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008454 · section16.xml · derivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 37,690 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| August 03, 2021 Filed Aug 4, 2021 00:05 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionCommon Stock | 37,690 | $2.71 | $102,139.90 |
DisclosureSEC source: 0001654954-21-008454 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 706,102 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 30, 2021 Filed Aug 2, 2021 20:29 UTC |
Brannan Michael A.V.P. of Operations
|
SaleCommon Stock | 2,500 | $5.66 | $14,150.00 |
DisclosureSEC source: 0001654954-21-008421 · section16.xml · nonDerivative · entry 1 Brannan Michael A. · CIK 0001807248 · V.P. of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,899 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 22, 2021 Filed Jul 26, 2021 19:17 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
SaleCommon Stock | 6,500 | $8.08 | $52,507.65 |
DisclosureSEC source: 0001654954-21-008206 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 114,054 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.95 to $8.23, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:01 UTC |
POSEDEL RHEA JDirector
|
SaleCommon Stock | 100,000 | $5.92 | $592,460.00 |
DisclosureSEC source: 0001654954-21-008166 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 847,055 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.50 to $7.453, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:01 UTC |
OLIPHANT LAURADirector
|
SaleCommon Stock | 18,456 | $5.75 | $106,122.00 |
DisclosureSEC source: 0001654954-21-008167 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,376 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:01 UTC |
SCOTT GEOFFREY GATESDirector
|
SaleCommon Stock | 20,000 | $7.16 | $143,200.00 |
DisclosureSEC source: 0001654954-21-008165 · section16.xml · nonDerivative · entry 2 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 250,000 Read SEC document |
| July 21, 2021 Filed Jul 23, 2021 20:01 UTC |
SCOTT GEOFFREY GATESDirector
|
SaleCommon Stock | 3,000 | $6.13 | $18,390.00 |
DisclosureSEC source: 0001654954-21-008165 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,594 Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 22:44 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $2.71 | $0.00 |
DisclosureSEC source: 0001654954-21-008089 · section16.xml · derivative · entry 4 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2021-08-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 22:44 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001654954-21-008089 · section16.xml · derivative · entry 3 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2022-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 22:44 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 10,000 | $2.10 | $21,000.00 |
DisclosureSEC source: 0001654954-21-008089 · section16.xml · nonDerivative · entry 2 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 19, 2021 Filed Jul 20, 2021 22:44 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 15,000 | $2.71 | $40,650.00 |
DisclosureSEC source: 0001654954-21-008089 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,265 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 23:11 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon Stock | 615 | $2.83 | $1,740.45 |
DisclosureSEC source: 0001654954-21-007992 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,554 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2021 Filed Jul 15, 2021 22:15 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 1,395 | $2.83 | $3,947.85 |
DisclosureSEC source: 0001654954-21-007988 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 668,412 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:35 UTC |
POSEDEL RHEA JDirector
|
GrantCommon Stock | 5,973 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007936 · section16.xml · nonDerivative · entry 1 POSEDEL RHEA J · CIK 0001055117 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 947,055 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 00:29 UTC |
DANESH FARIBADirector
|
GrantCommon Stock | 4,693 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007947 · section16.xml · nonDerivative · entry 1 DANESH FARIBA · CIK 0001228855 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 4,693 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| July 13, 2021 Filed Jul 15, 2021 00:07 UTC |
SCOTT GEOFFREY GATESDirector
|
GrantCommon Stock | 4,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007945 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 61,509 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 23:47 UTC |
ROSATI MARIO MDirector
|
GrantCommon Stock | 4,266 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007943 · section16.xml · nonDerivative · entry 1 ROSATI MARIO M · CIK 0001197808 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 58,181 F1 · shares: RSU shares issued in lieu of cash for BOD fee. F2 · ownership.nature: Shares held by Mario M. Rosati and Danelle Storm Rosati, Trustees of the Rosati Family Trust dated May 23, 1997. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:31 UTC |
SLAYEN HOWARD TDirector
|
GrantCommon Stock | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007934 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,571 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:29 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 51,741 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007930 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 669,807 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:31 UTC |
OLIPHANT LAURADirector
|
GrantCommon Stock | 5,375 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007933 · section16.xml · nonDerivative · entry 1 OLIPHANT LAURA · CIK 0001783244 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 48,832 F1 · shares: RSU shares issued in lieu of cash for BOD fee. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:29 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon Stock | 23,491 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007929 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,169 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:29 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 13,439 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007928 · section16.xml · nonDerivative · entry 1 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,018 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:29 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
GrantCommon Stock | 10,751 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007927 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,265 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 13, 2021 Filed Jul 14, 2021 20:24 UTC | GrantCommon Stock | 7,863 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007922 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,726 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
|
| July 13, 2021 Filed Jul 14, 2021 19:07 UTC |
Brannan Michael A.V.P. of Operations
|
GrantCommon Stock | 11,826 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007915 · section16.xml · nonDerivative · entry 1 Brannan Michael A. · CIK 0001807248 · V.P. of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,399 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:45 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 9,668 | $2.50 | $24,170.00 |
DisclosureSEC source: 0001654954-21-007703 · section16.xml · nonDerivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,066 F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transactions described in footnote 1 and footnote 2. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:45 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 6,690 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007703 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,734 F2 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:45 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 17,326 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007703 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 621,044 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 22:02 UTC |
Brannan Michael A.V.P. of Operations
|
Tax withholdingCommon Stock | 8,167 | $2.50 | $20,417.50 |
DisclosureSEC source: 0001654954-21-007707 · section16.xml · nonDerivative · entry 3 Brannan Michael A. · CIK 0001807248 · V.P. of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,573 F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transactions described in footnote 1 and footnote 2. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 22:02 UTC |
Brannan Michael A.V.P. of Operations
|
GrantCommon Stock | 5,280 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007707 · section16.xml · nonDerivative · entry 2 Brannan Michael A. · CIK 0001807248 · V.P. of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,740 F2 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 22:02 UTC |
Brannan Michael A.V.P. of Operations
|
GrantCommon Stock | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007707 · section16.xml · nonDerivative · entry 1 Brannan Michael A. · CIK 0001807248 · V.P. of Operations 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,460 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:36 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
Tax withholdingCommon Stock | 6,261 | $2.50 | $15,652.50 |
DisclosureSEC source: 0001654954-21-007701 · section16.xml · nonDerivative · entry 3 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,579 F3 · shares: Represents shares withheld by the Issuer to satisfy tax withholding and remittance obligation in connection with the transactions described in footnote 1 and footnote 2. This does not represent a sale by the Reporting Person. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:36 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007701 · section16.xml · nonDerivative · entry 2 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,840 F2 · shares: Represents shares of common stock issued for bonus. Read SEC document |
| July 06, 2021 Filed Jul 7, 2021 20:36 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 15,001 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-21-007701 · section16.xml · nonDerivative · entry 1 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,840 F1 · shares: RSU shares issued in lieu of cash for the restoration of 30% salary deduction for the six months ended May 31, 2021. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.