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AEHR

AEHR TEST SYSTEMS

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2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 11, 2021 Filed Oct 13, 2021 21:00 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001654954-21-011064 · section16.xml · derivative · entry 4

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,000

Underlying: Common Stock · 14,000 shares

Expires 2027-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:00 UTC
Brannan Michael A.V.P. of Operations
SaleCommon Stock 17,000 $18.80 $319,600.00
Disclosure

SEC source: 0001654954-21-011064 · section16.xml · nonDerivative · entry 2

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.35 to $19.67, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 11, 2021 Filed Oct 13, 2021 21:00 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionCommon Stock 14,000 $1.22 $17,080.00
Disclosure

SEC source: 0001654954-21-011064 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,826

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 08, 2021 Filed Oct 12, 2021 21:02 UTC SaleCommon Stock 1,000 $19.90 $19,900.00
Disclosure

SEC source: 0001654954-21-011005 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 698,555

Read SEC document
October 08, 2021 Filed Oct 12, 2021 21:00 UTC
RICHMOND DONALD P. IIVP of Engineering
SaleCommon Stock 13,915 $18.87 $262,623.36
Disclosure

SEC source: 0001654954-21-011003 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,800

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.70 to $19.02, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 07, 2021 Filed Oct 9, 2021 00:42 UTC SaleCommon Stock 20,000 $15.00 $300,000.00
Disclosure

SEC source: 0001654954-21-010948 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 699,555

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.90 to $15.55, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 07, 2021 Filed Oct 9, 2021 00:51 UTC SaleCommon Stock 10,000 $15.98 $159,800.00
Disclosure

SEC source: 0001654954-21-010950 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 240,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.91 to $16.09, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 07, 2021 Filed Oct 9, 2021 00:51 UTC SaleCommon Stock 100,000 $15.67 $1,567,000.00
Disclosure

SEC source: 0001654954-21-010950 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 232,594

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.22 to $16.02, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:00 UTC SaleCommon Stock 2,500 $15.50 $38,750.00
Disclosure

SEC source: 0001654954-21-010939 · section16.xml · nonDerivative · entry 4

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,090

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:00 UTC SaleCommon Stock 2,500 $15.00 $37,500.00
Disclosure

SEC source: 0001654954-21-010939 · section16.xml · nonDerivative · entry 3

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,590

Read SEC document
October 07, 2021 Filed Oct 8, 2021 21:00 UTC SaleCommon Stock 5,000 $14.50 $72,500.00
Disclosure

SEC source: 0001654954-21-010939 · section16.xml · nonDerivative · entry 2

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,090

Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:02 UTC
RICHMOND DONALD P. IIVP of Engineering
SaleCommon Stock 500 $14.26 $7,130.00
Disclosure

SEC source: 0001654954-21-010940 · section16.xml · nonDerivative · entry 2

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,715

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:02 UTC
RICHMOND DONALD P. IIVP of Engineering
SaleCommon Stock 4,050 $14.25 $57,712.50
Disclosure

SEC source: 0001654954-21-010940 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 133,215

Read SEC document
October 06, 2021 Filed Oct 8, 2021 21:00 UTC SaleCommon Stock 5,481 $14.08 $77,172.48
Disclosure

SEC source: 0001654954-21-010939 · section16.xml · nonDerivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 249,090

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:36 UTC
Brannan Michael A.V.P. of Operations
OtherCommon Stock 3,000 $1.19 $3,570.00
Disclosure

SEC source: 0001654954-21-010780 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,826

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 01:22 UTC
SPINK KENNETH B.VP of Finance and CFO
OtherCommon Stock 2,288 $2.18 $4,998.14
Disclosure

SEC source: 0001654954-21-010778 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,317

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 00:58 UTC
Erickson GaynDirector · President and CEO
OtherCommon Stock 1,814 $2.18 $3,962.68
Disclosure

SEC source: 0001654954-21-010775 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 546,659

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 00:52 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $2.18 $6,553.50
Disclosure

SEC source: 0001654954-21-010773 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,265

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
October 01, 2021 Filed Oct 3, 2024 17:57 UTC
SPORCK ALISTAIR NVP Contactor Business Unit
OtherCommon Stock 849 $10.42 $8,847.43
Disclosure

SEC source: 0001593968-24-001251 · primary_01.xml · nonDerivative · entry 1

SPORCK ALISTAIR N · CIK 0001939261 · VP Contactor Business Unit

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 2,030

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 6,200 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · derivative · entry 10

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,200 shares

Expires 2021-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,183 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · derivative · entry 9

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,183 shares

Expires 2021-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionCommon Stock 6,200 $2,063.00 $12,790,600.00
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · nonDerivative · entry 4

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionCommon Stock 15,183 $2.06 $31,322.53
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · nonDerivative · entry 3

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,884

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 25,000 $0.00 Strike: $1.64 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 13

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Underlying: Common Stock · 25,000 shares

Expires 2026-07-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 12

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2023-07-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 25,000 $1.64 $40,875.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 7

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
September 29, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 18,000 $1.68 $30,240.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 6

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,029

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2021 Filed Sep 30, 2021 20:01 UTC SaleCommon Stock 150,000 $14.08 $2,112,000.00
Disclosure

SEC source: 0001654954-21-010599 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 719,555

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.75, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,800 $0.00 Strike: $2.06 $0.00
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · derivative · entry 8

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,800 shares

Expires 2021-10-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:50 UTC SaleCommon Stock 3,800 $14.09 $53,542.00
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,701

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.72, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 00:50 UTC Exercise / conversionCommon Stock 3,800 $2.06 $7,839.40
Disclosure

SEC source: 0001654954-21-010627 · section16.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 30,989 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 11

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,511

Underlying: Common Stock · 30,989 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 24,400 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 10

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 24,400 shares

Expires 2024-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 29,000 $0.00 Strike: $2.30 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 9

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,000 shares

Expires 2022-09-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 9,500 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · derivative · entry 8

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 9,500 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
SaleCommon Stock 133,914 $14.13 $1,892,204.82
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 5

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,029

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 17, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.79, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 30,989 $2.40 $74,373.60
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 4

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,943

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 24,400 $3.93 $95,892.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 3

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,954

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 29,000 $2.30 $66,700.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 2

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2021 Filed Oct 1, 2021 01:09 UTC
SPINK KENNETH B.VP of Finance and CFO
Exercise / conversionCommon Stock 9,500 $2.10 $19,950.00
Disclosure

SEC source: 0001654954-21-010629 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2021 Filed Oct 1, 2021 00:36 UTC
ROGERS VERNONExec. VP Sales and Marketing
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001654954-21-010625 · section16.xml · derivative · entry 5

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,783

Underlying: Common Stock · 50,000 shares

Expires 2025-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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September 28, 2021 Filed Oct 1, 2021 00:36 UTC
ROGERS VERNONExec. VP Sales and Marketing
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,032 $0.00 Strike: $2.03 $0.00
Disclosure

SEC source: 0001654954-21-010625 · section16.xml · derivative · entry 4

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185

Underlying: Common Stock · 2,032 shares

Expires 2025-10-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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September 28, 2021 Filed Oct 1, 2021 00:36 UTC
ROGERS VERNONExec. VP Sales and Marketing
SaleCommon Stock 52,032 $14.09 $733,130.88
Disclosure

SEC source: 0001654954-21-010625 · section16.xml · nonDerivative · entry 3

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,018

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.53, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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September 28, 2021 Filed Oct 1, 2021 00:36 UTC
ROGERS VERNONExec. VP Sales and Marketing
Exercise / conversionCommon Stock 50,000 $2.03 $101,500.00
Disclosure

SEC source: 0001654954-21-010625 · section16.xml · nonDerivative · entry 2

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2021 Filed Oct 1, 2021 00:36 UTC
ROGERS VERNONExec. VP Sales and Marketing
Exercise / conversionCommon Stock 2,032 $2.03 $4,124.96
Disclosure

SEC source: 0001654954-21-010625 · section16.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,050

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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September 28, 2021 Filed Sep 30, 2021 20:01 UTC
Brannan Michael A.V.P. of Operations
SaleCommon Stock 9,073 $14.24 $129,199.52
Disclosure

SEC source: 0001654954-21-010602 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.76 to $14.73, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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September 28, 2021 Filed Sep 30, 2021 20:01 UTC SaleCommon Stock 56,250 $14.09 $792,562.50
Disclosure

SEC source: 0001654954-21-010601 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,726

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $14.00 to $14.57, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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September 28, 2021 Filed Sep 30, 2021 20:01 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 206,567 $14.19 $2,931,185.73
Disclosure

SEC source: 0001654954-21-010600 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 544,845

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $13.50 to $14.79, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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August 17, 2021 Filed Aug 19, 2021 00:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $1.77 $0.00
Disclosure

SEC source: 0001654954-21-009217 · section16.xml · derivative · entry 8

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2026-10-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

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August 17, 2021 Filed Aug 19, 2021 00:29 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $1.68 $0.00
Disclosure

SEC source: 0001654954-21-009217 · section16.xml · derivative · entry 7

OLIPHANT LAURA · CIK 0001783244 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Underlying: Common Stock · 7,500 shares

Expires 2026-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.