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Nasdaq · USD

AEHR

AEHR TEST SYSTEMS

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Tapewire entity
2640
SEC CIK
0001040470
Parsed reports
879

Last 12 months

Inside the activity.

0 purchase rows · 73 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202500
Jan 202605
Feb 202603
Mar 202600
Apr 2026042
May 202603
Jun 202600
Jul 202601
Aug 2026018
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 20, 2022 Filed Apr 20, 2022 23:26 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionCommon Stock 27,120 $2.10 $56,952.00
Disclosure

SEC source: 0001654954-22-005225 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 507,543

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 20:00 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 18,000 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-22-005202 · section16.xml · derivative · entry 3

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 18,000 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
April 19, 2022 Filed Apr 20, 2022 20:00 UTC Exercise / conversionCommon Stock 18,000 $2.10 $37,800.00
Disclosure

SEC source: 0001654954-22-005202 · section16.xml · nonDerivative · entry 1

POSEDEL RHEA J · CIK 0001055117 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 615,578

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 01:41 UTC
RICHMOND DONALD P. IIVP of Engineering
Tax withholdingCommon Stock 369 $8.99 $3,317.31
Disclosure

SEC source: 0001654954-22-005031 · section16.xml · nonDerivative · entry 2

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,857

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 01:33 UTC Tax withholdingCommon Stock 181 $8.99 $1,627.19
Disclosure

SEC source: 0001654954-22-005029 · section16.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,131

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 01:25 UTC
ROGERS VERNONExec. VP Sales and Marketing
Tax withholdingCommon Stock 266 $8.99 $2,391.34
Disclosure

SEC source: 0001654954-22-005027 · section16.xml · nonDerivative · entry 2

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,296

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 01:04 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 2,083 $8.99 $18,726.17
Disclosure

SEC source: 0001654954-22-005025 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 480,423

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 14, 2022 Filed Apr 15, 2022 01:00 UTC
SPINK KENNETH B.VP of Finance and CFO
Tax withholdingCommon Stock 1,204 $8.99 $10,823.96
Disclosure

SEC source: 0001654954-22-005023 · section16.xml · nonDerivative · entry 2

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,427

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 01:41 UTC
RICHMOND DONALD P. IIVP of Engineering
Tax withholdingCommon Stock 216 $9.41 $2,032.56
Disclosure

SEC source: 0001654954-22-005031 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,266

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 01:33 UTC Tax withholdingCommon Stock 96 $9.41 $903.36
Disclosure

SEC source: 0001654954-22-005029 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,312

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 01:25 UTC
ROGERS VERNONExec. VP Sales and Marketing
Tax withholdingCommon Stock 129 $9.41 $1,213.89
Disclosure

SEC source: 0001654954-22-005027 · section16.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,562

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 01:04 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 1,258 $9.41 $11,837.78
Disclosure

SEC source: 0001654954-22-005025 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 482,506

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
April 13, 2022 Filed Apr 15, 2022 01:00 UTC
SPINK KENNETH B.VP of Finance and CFO
Tax withholdingCommon Stock 808 $9.41 $7,603.28
Disclosure

SEC source: 0001654954-22-005023 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 129,631

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
April 06, 2022 Filed Apr 8, 2022 20:11 UTC
Erickson GaynDirector · President and CEO
SaleCommon Stock 5,000 $9.42 $47,100.00
Disclosure

SEC source: 0001654954-22-004763 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 483,764

F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 16, 2021, as amended on February 11, 2022.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.21 to $9.73, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F3 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:21 UTC
SPINK KENNETH B.VP of Finance and CFO
OtherCommon Stock 3,000 $2.18 $6,553.50
Disclosure

SEC source: 0001654954-22-004578 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 130,439

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:16 UTC
RICHMOND DONALD P. IIVP of Engineering
OtherCommon Stock 3,000 $2.18 $6,553.50
Disclosure

SEC source: 0001654954-22-004576 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,442

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:09 UTC OtherCommon Stock 3,000 $2.18 $6,553.50
Disclosure

SEC source: 0001654954-22-004574 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,408

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 01:03 UTC
Erickson GaynDirector · President and CEO
OtherCommon Stock 2,082 $2.18 $4,548.13
Disclosure

SEC source: 0001654954-22-004572 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 488,764

F1 · shares: These shares have been purchased through the Company's Amended and Restated 2006 Employee Stock Purchase Plan, a "tax-conditioned plan" per Internal Revenue Code Section 423. This purchase is exempt from Section 16 of the Securities Exchange Act of 1934 regarding liabilities arising from six-month short-swing transactions in the Company's securities.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:30 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,214 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-22-001303 · section16.xml · derivative · entry 6

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,214 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:30 UTC SaleCommon Stock 2,500 $12.28 $30,703.50
Disclosure

SEC source: 0001654954-22-001303 · section16.xml · nonDerivative · entry 2

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,798

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.28 to $12.30, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

Read SEC document
February 07, 2022 Filed Feb 8, 2022 22:30 UTC Exercise / conversionCommon Stock 14,214 $2.10 $29,849.40
Disclosure

SEC source: 0001654954-22-001303 · section16.xml · nonDerivative · entry 1

ROSATI MARIO M · CIK 0001197808 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,298

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 26, 2022 Filed Jan 27, 2022 22:01 UTC
Brannan Michael A.FORMER VP OF OPERATIONS
SaleCommon Stock 6,025 $12.37 $74,543.71
Disclosure

SEC source: 0001654954-22-000832 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · FORMER VP OF OPERATIONS

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.86, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: 10,348 shares subject to unvested restricted stock units were cancelled upon employment termination.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 21:00 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001654954-22-000737 · section16.xml · derivative · entry 3

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,625

Underlying: Common Stock · 3,125 shares

Expires 2027-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 21:00 UTC
Brannan Michael A.V.P. of Operations
SaleCommon Stock 15,350 $12.35 $189,615.48
Disclosure

SEC source: 0001654954-22-000737 · section16.xml · nonDerivative · entry 2

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,373

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.20 to $12.66, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 20, 2022 Filed Jan 24, 2022 21:00 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionCommon Stock 3,125 $1.22 $3,812.50
Disclosure

SEC source: 0001654954-22-000737 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 02:50 UTC
SPINK KENNETH B.VP of Finance and CFO
Tax withholdingCommon Stock 1,225 $13.38 $16,390.50
Disclosure

SEC source: 0001654954-22-000544 · section16.xml · nonDerivative · entry 2

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,439

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 14, 2022 Filed Jan 15, 2022 02:47 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 2,565 $13.38 $34,319.70
Disclosure

SEC source: 0001654954-22-000543 · section16.xml · nonDerivative · entry 2

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 486,682

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:31 UTC
RICHMOND DONALD P. IIVP of Engineering
Tax withholdingCommon Stock 427 $13.38 $5,713.26
Disclosure

SEC source: 0001654954-22-000604 · section16.xml · nonDerivative · entry 2

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,442

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:31 UTC
ROGERS VERNONExec. VP Sales and Marketing
Tax withholdingCommon Stock 421 $13.38 $5,632.98
Disclosure

SEC source: 0001654954-22-000603 · section16.xml · nonDerivative · entry 2

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,691

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 14, 2022 Filed Jan 18, 2022 21:31 UTC Tax withholdingCommon Stock 223 $13.38 $2,983.74
Disclosure

SEC source: 0001654954-22-000602 · section16.xml · nonDerivative · entry 2

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,408

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 02:53 UTC
Brannan Michael A.V.P. of Operations
Tax withholdingCommon Stock 248 $13.67 $3,390.16
Disclosure

SEC source: 0001654954-22-000545 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,598

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 02:50 UTC
SPINK KENNETH B.VP of Finance and CFO
Tax withholdingCommon Stock 802 $13.67 $10,963.34
Disclosure

SEC source: 0001654954-22-000544 · section16.xml · nonDerivative · entry 1

SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,664

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
January 13, 2022 Filed Jan 15, 2022 02:47 UTC
Erickson GaynDirector · President and CEO
Tax withholdingCommon Stock 1,600 $13.67 $21,872.00
Disclosure

SEC source: 0001654954-22-000543 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 489,247

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 21:31 UTC
RICHMOND DONALD P. IIVP of Engineering
Tax withholdingCommon Stock 247 $13.67 $3,376.49
Disclosure

SEC source: 0001654954-22-000604 · section16.xml · nonDerivative · entry 1

RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,869

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 21:31 UTC
ROGERS VERNONExec. VP Sales and Marketing
Tax withholdingCommon Stock 240 $13.67 $3,280.80
Disclosure

SEC source: 0001654954-22-000603 · section16.xml · nonDerivative · entry 1

ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,112

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
January 13, 2022 Filed Jan 18, 2022 21:31 UTC Tax withholdingCommon Stock 130 $13.67 $1,777.10
Disclosure

SEC source: 0001654954-22-000602 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,631

F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 23:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $2.17 $0.00
Disclosure

SEC source: 0001654954-22-000380 · section16.xml · derivative · entry 4

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,000 shares

Expires 2022-10-20

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: One twelfth (1/12) of the total number of shares became exercisable on this date and an additional one twelfth (1/12) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 23:45 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 17,247 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-22-000380 · section16.xml · derivative · entry 3

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,247 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One sixth (1/6) of the total number of shares became exercisable on this date and an additional one sixth (1/6) of the total number of shares became exercisable each month thereafter.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 23:45 UTC Exercise / conversionCommon Stock 10,000 $2.17 $21,700.00
Disclosure

SEC source: 0001654954-22-000380 · section16.xml · nonDerivative · entry 2

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 220,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

Read SEC document
January 11, 2022 Filed Jan 11, 2022 23:45 UTC Exercise / conversionCommon Stock 17,247 $2.10 $36,218.70
Disclosure

SEC source: 0001654954-22-000380 · section16.xml · nonDerivative · entry 1

SLAYEN HOWARD T · CIK 0001203324 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,762

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 29, 2021 Filed Dec 30, 2021 02:28 UTC GiftCommon Stock 10,448 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-013601 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,146

F1 · shares: The shares were donated to Fidelity Charitable.

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December 21, 2021 Filed Dec 22, 2021 23:11 UTC
Erickson GaynDirector · President and CEO
GiftCommon Stock 9,000 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-013458 · section16.xml · nonDerivative · entry 1

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 490,847

F1 · shares: The shares were donated to Schwab Charitable.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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December 09, 2021 Filed Dec 13, 2021 20:17 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionIncentive Stock Option (right to buy) · Derivative 3,125 $0.00 Strike: $1.22 $0.00
Disclosure

SEC source: 0001654954-21-013091 · section16.xml · derivative · entry 2

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,750

Underlying: Common Stock · 3,125 shares

Expires 2027-03-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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December 09, 2021 Filed Dec 13, 2021 20:17 UTC
Brannan Michael A.V.P. of Operations
Exercise / conversionCommon Stock 3,125 $1.22 $3,812.50
Disclosure

SEC source: 0001654954-21-013091 · section16.xml · nonDerivative · entry 1

Brannan Michael A. · CIK 0001807248 · V.P. of Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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November 16, 2021 Filed Nov 17, 2021 23:04 UTC GrantCommon Stock 1,359 $0.00 $0.00
Disclosure

SEC source: 0001654954-21-012374 · section16.xml · nonDerivative · entry 1

HENDRICKSON DAVID S · CIK 0001244094 · CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,761

F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable on January 13, 2022 and at the end of each three full calendar months following the date of January 13, 2022, provided that such recipient is still employed by the corporation on such dates.

F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units.

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November 15, 2021 Filed Nov 16, 2021 21:45 UTC SaleCommon Stock 23,023 $25.72 $592,151.56
Disclosure

SEC source: 0001654954-21-012324 · section16.xml · nonDerivative · entry 2

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 140,000

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.14 to $25.72, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above.

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November 12, 2021 Filed Nov 16, 2021 21:45 UTC SaleCommon Stock 26,977 $25.13 $677,932.01
Disclosure

SEC source: 0001654954-21-012324 · section16.xml · nonDerivative · entry 1

SCOTT GEOFFREY GATES · CIK 0001824121 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 163,023

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.10 to $25.17, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above

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November 11, 2021 Filed Nov 15, 2021 21:00 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 10,344 $0.00 Strike: $3.93 $0.00
Disclosure

SEC source: 0001654954-21-012199 · section16.xml · derivative · entry 11

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock0 · 10,344 shares

Expires 2024-07-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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November 11, 2021 Filed Nov 15, 2021 21:00 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 19,003 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001654954-21-012199 · section16.xml · derivative · entry 10

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,003 shares

Expires 2025-08-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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November 11, 2021 Filed Nov 15, 2021 21:00 UTC
Erickson GaynDirector · President and CEO
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 29,880 $0.00 Strike: $2.10 $0.00
Disclosure

SEC source: 0001654954-21-012199 · section16.xml · derivative · entry 9

Erickson Gayn · CIK 0001364097 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 29,880 shares

Expires 2022-04-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.