Last 12 months
Inside the activity.
0 purchase rows · 73 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 1 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 5 |
| Feb 2026 | 0 | 3 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 42 |
| May 2026 | 0 | 3 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 1 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 6,000 | $0.00 Strike: $3.93 | $0.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · derivative · entry 8 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,000 shares Expires 2024-07-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 34,000 | $0.00 Strike: $2.42 | $0.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · derivative · entry 7 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,000 shares Expires 2025-03-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 34,000 | $0.00 Strike: $2.40 | $0.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · derivative · entry 6 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 34,000 shares Expires 2025-08-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · derivative · entry 5 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 34,000 | $2.40 | $81,600.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · nonDerivative · entry 4 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 213,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 34,000 | $2.42 | $82,280.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · nonDerivative · entry 3 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 6,000 | $3.93 | $23,580.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · nonDerivative · entry 2 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 20, 2022 Filed Sep 21, 2022 20:00 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Exercise / conversionCommon Stock | 10,000 | $1.68 | $16,800.00 |
DisclosureSEC source: 0001654954-22-012786 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 08, 2022 Filed Sep 8, 2022 23:37 UTC | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 11,250 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001654954-22-012312 · section16.xml · derivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,250 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
|
| September 08, 2022 Filed Sep 8, 2022 23:37 UTC | Exercise / conversionCommon Stock | 11,250 | $1.68 | $18,900.00 |
DisclosureSEC source: 0001654954-22-012312 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,556 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
|
| August 15, 2022 Filed Aug 17, 2022 20:00 UTC |
SLAYEN HOWARD TDirector
|
SaleCommon Stock | 10,000 | $18.26 | $182,557.00 |
DisclosureSEC source: 0001654954-22-011497 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,762 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.25 to $18.34, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 11, 2022 Filed Aug 13, 2022 00:28 UTC |
SCOTT GEOFFREY GATESDirector
|
GiftCommon Stock | 6,778 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-011216 · section16.xml · nonDerivative · entry 1 SCOTT GEOFFREY GATES · CIK 0001824121 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,368 F1 · shares: The shares were donated to Fidelity Investments Charitable Gift Fund (FICGF) Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 20:00 UTC |
SLAYEN HOWARD TDirector
|
SaleCommon Stock | 10,000 | $17.50 | $175,002.00 |
DisclosureSEC source: 0001654954-22-011188 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,762 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 09, 2022 Filed Aug 10, 2022 20:00 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
SaleCommon Stock | 17,707 | $16.23 | $287,384.61 |
DisclosureSEC source: 0001654954-22-010985 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 154,673 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $16.73, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 08, 2022 Filed Aug 10, 2022 20:00 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
SaleCommon Stock | 6,819 | $15.67 | $106,853.73 |
DisclosureSEC source: 0001654954-22-010985 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 172,380 F1 · security: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 10, 2022. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.65 to $15.80, inclusive. The reporting person undertakes to provide to Aehr Test Systems, any security holder of Aehr Test Systems, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth above. Read SEC document |
| August 04, 2022 Filed Aug 5, 2022 20:01 UTC |
SLAYEN HOWARD TDirector
|
SaleCommon Stock | 10,000 | $14.75 | $147,514.00 |
DisclosureSEC source: 0001654954-22-010681 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,762 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| August 02, 2022 Filed Aug 4, 2022 20:01 UTC |
SLAYEN HOWARD TDirector
|
SaleCommon Stock | 10,000 | $12.50 | $125,000.00 |
DisclosureSEC source: 0001654954-22-010593 · section16.xml · nonDerivative · entry 1 SLAYEN HOWARD T · CIK 0001203324 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,762 F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 01:29 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon Stock | 746 | $8.00 | $5,968.00 |
DisclosureSEC source: 0001654954-22-009727 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 127,251 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 01:11 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Tax withholdingCommon Stock | 277 | $8.00 | $2,216.00 |
DisclosureSEC source: 0001654954-22-009725 · section16.xml · nonDerivative · entry 2 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,427 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 01:22 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 2,023 | $8.00 | $16,184.00 |
DisclosureSEC source: 0001654954-22-009726 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 560,666 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 00:56 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
Tax withholdingCommon Stock | 255 | $8.00 | $2,040.00 |
DisclosureSEC source: 0001654954-22-009723 · section16.xml · nonDerivative · entry 2 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,932 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 15, 2022 00:53 UTC | Tax withholdingCommon Stock | 112 | $8.00 | $896.00 |
DisclosureSEC source: 0001654954-22-009722 · section16.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,976 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. F2 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
|
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Tax withholdingCommon Stock | 25,371 | $8.00 | $202,968.00 |
DisclosureSEC source: 0001654954-22-009784 · section16.xml · nonDerivative · entry 3 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,153 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
GrantCommon Stock | 47,784 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009784 · section16.xml · nonDerivative · entry 2 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,524 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
GrantCommon Stock | 13,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009784 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,740 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 36,630 | $8.00 | $293,040.00 |
DisclosureSEC source: 0001654954-22-009787 · section16.xml · nonDerivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,524 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 68,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009787 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,154 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009787 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,166 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon Stock | 27,676 | $8.00 | $221,408.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 3 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 179,199 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. F5 · ownership.nature: Shares held in Kenneth B Spink and Kim I Spink TTEES 2016 Spink Fam TR DTD 2/17/16 for which the Reporting Person is the Trustee. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon Stock | 52,202 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 2 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 206,875 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:02 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
GrantCommon Stock | 27,422 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009786 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 154,673 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC | Tax withholdingCommon Stock | 20,777 | $8.00 | $166,216.00 |
DisclosureSEC source: 0001654954-22-009785 · section16.xml · nonDerivative · entry 3 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,306 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
|
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC | GrantCommon Stock | 40,982 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009785 · section16.xml · nonDerivative · entry 2 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,083 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
|
| July 14, 2022 Filed Jul 18, 2022 20:01 UTC | GrantCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009785 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,101 F1 · shares: One-fourth (1/4) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
|
| July 14, 2022 Filed Jul 18, 2022 20:00 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
Tax withholdingCommon Stock | 31,533 | $8.00 | $252,264.00 |
DisclosureSEC source: 0001654954-22-009783 · section16.xml · nonDerivative · entry 3 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,129 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:00 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 59,730 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009783 · section16.xml · nonDerivative · entry 2 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,662 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Jul 18, 2022 20:00 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
GrantCommon Stock | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-009783 · section16.xml · nonDerivative · entry 1 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,932 F1 · shares: One-sixteenth (1/16) of the total number of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 14, 2022 Filed Oct 20, 2022 20:09 UTC Amendment |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 36,630 | $8.00 | $293,040.00 |
DisclosureSEC source: 0001654954-22-013962 · section16.xml · nonDerivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 675,524 F3 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of performance-based RSUs described in footnote 2. This does not represent a sale by the Reporting Person. F4 · balance_after: The amount reported includes shares subject to unvested restricted shares and restricted stock units. Read SEC document |
| July 14, 2022 Filed Oct 20, 2022 20:09 UTC Amendment |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 68,988 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013962 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 712,154 F2 · shares: Represents shares of common stock issued upon vesting of performance-based RSUs. Read SEC document |
| July 14, 2022 Filed Oct 20, 2022 20:09 UTC Amendment |
Erickson GaynDirector · President and CEO
|
GrantCommon Stock | 82,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001654954-22-013962 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 643,166 F1 · shares: This report on Form 4/A is being filed to correct the footnote 1 on form 4 originally filed on July 18, 2022. The correct footnote should state: One-sixteenth (1/16) of the 75,000 of shares subject to the restricted stock unit awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. One-sixteenth (1/16) of the 7,500 of shares subject to the restricted shares awards shall become exercisable at the end of each three full calendar months following the date of this action, provided that such recipient is still employed by the corporation on such dates. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 01:29 UTC |
SPINK KENNETH B.VP of Finance and CFO
|
Tax withholdingCommon Stock | 430 | $7.99 | $3,435.70 |
DisclosureSEC source: 0001654954-22-009727 · section16.xml · nonDerivative · entry 1 SPINK KENNETH B. · CIK 0001652627 · VP of Finance and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 126,505 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 01:11 UTC |
RICHMOND DONALD P. IIVP of Engineering
|
Tax withholdingCommon Stock | 153 | $7.99 | $1,222.47 |
DisclosureSEC source: 0001654954-22-009725 · section16.xml · nonDerivative · entry 1 RICHMOND DONALD P. II · CIK 0001736207 · VP of Engineering 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,704 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 01:22 UTC |
Erickson GaynDirector · President and CEO
|
Tax withholdingCommon Stock | 1,190 | $7.99 | $9,508.10 |
DisclosureSEC source: 0001654954-22-009726 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 562,689 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 00:56 UTC |
ROGERS VERNONExec. VP Sales and Marketing
|
Tax withholdingCommon Stock | 109 | $7.99 | $870.91 |
DisclosureSEC source: 0001654954-22-009723 · section16.xml · nonDerivative · entry 1 ROGERS VERNON · CIK 0001756642 · Exec. VP Sales and Marketing 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,187 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
| July 13, 2022 Filed Jul 15, 2022 00:53 UTC | Tax withholdingCommon Stock | 43 | $7.99 | $343.57 |
DisclosureSEC source: 0001654954-22-009722 · section16.xml · nonDerivative · entry 1 HENDRICKSON DAVID S · CIK 0001244094 · CTO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,088 F1 · shares: Represents shares that were withheld to satisfy tax withholding obligations upon vesting of restricted stock units. This does not represent a sale by the Reporting Person. Read SEC document |
|
| July 01, 2022 Filed Jul 6, 2022 01:47 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 27,610 | $0.00 Strike: $1.68 | $0.00 |
DisclosureSEC source: 0001654954-22-009263 · section16.xml · derivative · entry 4 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,610 shares Expires 2023-07-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:47 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 28,726 | $0.00 Strike: $1.64 | $0.00 |
DisclosureSEC source: 0001654954-22-009263 · section16.xml · derivative · entry 3 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,209 Underlying: Common Stock · 28,726 shares Expires 2026-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:47 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionCommon Stock | 28,726 | $1.64 | $46,967.01 |
DisclosureSEC source: 0001654954-22-009263 · section16.xml · nonDerivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,879 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The amount reported includes shares subject to unvested restricted stock units. Read SEC document |
| July 01, 2022 Filed Jul 6, 2022 01:47 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionCommon Stock | 27,610 | $1.68 | $46,384.80 |
DisclosureSEC source: 0001654954-22-009263 · section16.xml · nonDerivative · entry 1 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 535,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2022 Filed Apr 20, 2022 23:26 UTC |
Erickson GaynDirector · President and CEO
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 27,120 | $0.00 Strike: $2.10 | $0.00 |
DisclosureSEC source: 0001654954-22-005225 · section16.xml · derivative · entry 2 Erickson Gayn · CIK 0001364097 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 27,120 shares Expires 2022-04-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: One forty-eighth (1/48) of the total number of shares became exercisable on this date and an additional one forty-eighth (1/48) of the total number of shares became exercisable each month thereafter. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.