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Nasdaq · USD

ADUS

Addus HomeCare Corp

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4454
SEC CIK
0001468328
Parsed reports
410

Last 12 months

Inside the activity.

0 purchase rows · 36 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
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MonthPurchasesSales
Nov 202501
Dec 202503
Jan 202600
Feb 2026027
Mar 202601
Apr 202601
May 202602
Jun 202601
Jul 202600
Aug 202600
Sep 202600
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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2023 Filed Feb 28, 2023 16:03 UTC
Anderson DarbyEVP/Chief Legislative Officer
GrantCommon Stock 3,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013623 · doc4.xml · nonDerivative · entry 1

Anderson Darby · CIK 0001471815 · EVP/Chief Legislative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,436

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
SaleCommon Stock 552 $104.31 $57,579.12
Disclosure

SEC source: 0001209191-23-013635 · doc4.xml · nonDerivative · entry 2

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,225

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:10 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
GrantCommon Stock 2,390 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013635 · doc4.xml · nonDerivative · entry 1

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,777

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:09 UTC
TUCKER DAVID W.EVP / Chief Strategy Officer
SaleCommon Stock 682 $104.30 $71,132.60
Disclosure

SEC source: 0001209191-23-013634 · doc4.xml · nonDerivative · entry 2

TUCKER DAVID W. · CIK 0001793369 · EVP / Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,354

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:09 UTC
TUCKER DAVID W.EVP / Chief Strategy Officer
GrantCommon Stock 2,868 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013634 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP / Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,036

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:09 UTC
Stevenson Roberton JamesEVP & Chief HR Officer
SaleCommon Stock 316 $104.30 $32,958.80
Disclosure

SEC source: 0001209191-23-013632 · doc4.xml · nonDerivative · entry 2

Stevenson Roberton James · CIK 0001867798 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,731

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $104.30 to $104.31, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:09 UTC
Stevenson Roberton JamesEVP & Chief HR Officer
GrantCommon Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013632 · doc4.xml · nonDerivative · entry 1

Stevenson Roberton James · CIK 0001867798 · EVP & Chief HR Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,047

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:08 UTC
RAINES MONICAEVP/CCO and Quality Officer
SaleCommon Stock 152 $104.31 $15,855.12
Disclosure

SEC source: 0001209191-23-013630 · doc4.xml · nonDerivative · entry 2

RAINES MONICA · CIK 0001914767 · EVP/CCO and Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,266

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:08 UTC
RAINES MONICAEVP/CCO and Quality Officer
GrantCommon Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013630 · doc4.xml · nonDerivative · entry 1

RAINES MONICA · CIK 0001914767 · EVP/CCO and Quality Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,418

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
GAFFNEY SEANEVP / Chief Legal Officer
SaleCommon Stock 783 $104.30 $81,666.90
Disclosure

SEC source: 0001209191-23-013627 · doc4.xml · nonDerivative · entry 2

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,389

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:07 UTC
GAFFNEY SEANEVP / Chief Legal Officer
GrantCommon Stock 3,346 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013627 · doc4.xml · nonDerivative · entry 1

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,172

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:05 UTC
BLESSING CLIFF DONALDEVP/Chief Development Officer
GrantCommon Stock 1,613 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013625 · doc4.xml · nonDerivative · entry 1

BLESSING CLIFF DONALD · CIK 0001923477 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,513

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:04 UTC
BICKHAM W BRADLEYPresident and COO
SaleCommon Stock 1,502 $104.30 $156,658.60
Disclosure

SEC source: 0001209191-23-013624 · doc4.xml · nonDerivative · entry 2

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,953

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:04 UTC
BICKHAM W BRADLEYPresident and COO
GrantCommon Stock 7,171 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013624 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,455

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:01 UTC
ALLISON R DIRKDirector · CEO and Chairman
SaleCommon Stock 3,665 $104.30 $382,259.50
Disclosure

SEC source: 0001209191-23-013622 · doc4.xml · nonDerivative · entry 2

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,316

F2 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
February 24, 2023 Filed Feb 28, 2023 21:01 UTC
ALLISON R DIRKDirector · CEO and Chairman
GrantCommon Stock 17,927 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-013622 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,981

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

Read SEC document
February 24, 2023 Filed Mar 10, 2023 21:21 UTC Amendment
BLESSING CLIFF DONALDEVP/Chief Development Officer
GrantCommon Stock 2,151 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-017805 · doc4a.xml · nonDerivative · entry 1

BLESSING CLIFF DONALD · CIK 0001923477 · EVP/Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,051

F1 · shares: The shares vest in equal installments on each of February 24, 2024, February 24, 2025, and February 24, 2026, subject to customary provisions for continued service and acceleration on a change in control.

F2 · shares: On February 28, 2023, the reporting person filed a Form 4 which inadvertently reported an incorrect amount of common stock shares awarded to the reporting person. This Form 4 is being filed solely to correct the award amount reported in Column 4 and resulting amount of securities beneficially owned as reported in Column 5.

Read SEC document
December 12, 2022 Filed Dec 13, 2022 22:08 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
SaleCommon Stock 377 $103.54 $39,034.58
Disclosure

SEC source: 0001209191-22-060979 · doc4.xml · nonDerivative · entry 1

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,387

Read SEC document
November 30, 2022 Filed Dec 1, 2022 22:18 UTC
TUCKER DAVID W.EVP / Chief Strategy Officer
SaleCommon Stock 784 $108.57 $85,118.88
Disclosure

SEC source: 0001209191-22-059214 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP / Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,168

Read SEC document
November 28, 2022 Filed Nov 29, 2022 21:17 UTC
TUCKER DAVID W.EVP / Chief Strategy Officer
SaleCommon Stock 268 $107.09 $28,700.12
Disclosure

SEC source: 0001209191-22-058938 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP / Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,952

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:29 UTC
BICKHAM W BRADLEYPresident and COO
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $34.55 $0.00
Disclosure

SEC source: 0001209191-22-058726 · doc4.xml · derivative · entry 3

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: Common Stock · 7,500 shares

Expires 2027-01-16

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:29 UTC
BICKHAM W BRADLEYPresident and COO
SaleCommon Stock 7,500 $105.21 $789,075.00
Disclosure

SEC source: 0001209191-22-058726 · doc4.xml · nonDerivative · entry 2

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $105 to $105.87, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 22, 2022 Filed Nov 23, 2022 22:29 UTC
BICKHAM W BRADLEYPresident and COO
Exercise / conversionCommon Stock 7,500 $34.55 $259,125.00
Disclosure

SEC source: 0001209191-22-058726 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 3,374 $0.00 Strike: $68.89 $0.00
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · derivative · entry 7

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 3,374 shares

Expires 2029-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
SaleCommon Stock 92 $108.15 $9,949.80
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · nonDerivative · entry 5

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,826

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.11 to $108.28, inclusive.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
SaleCommon Stock 3,282 $107.46 $352,683.72
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · nonDerivative · entry 4

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,918

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.99, inclusive.

Read SEC document
November 18, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
Exercise / conversionCommon Stock 3,374 $68.89 $232,434.86
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · nonDerivative · entry 3

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,200

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 6,626 $0.00 Strike: $68.89 $0.00
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · derivative · entry 6

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,374

Underlying: Common Stock · 6,626 shares

Expires 2029-04-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The shares vest in equal installments on each of the first four anniversaries of the grant date.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
SaleCommon Stock 6,626 $107.07 $709,445.82
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · nonDerivative · entry 2

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,826

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.00 to $107.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 22:16 UTC
GAFFNEY SEANEVP / Chief Legal Officer
Exercise / conversionCommon Stock 6,626 $68.89 $456,465.14
Disclosure

SEC source: 0001209191-22-058214 · doc4.xml · nonDerivative · entry 1

GAFFNEY SEAN · CIK 0001774773 · EVP / Chief Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,452

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 15, 2022 Filed Nov 17, 2022 22:13 UTC
FIRST MARK LDirector
GiftCommon Stock 5,918 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-057596 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,089

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:04 UTC
WATTENBARGER MICHAEL D.EVP/Chief Information Officer
SaleCommon Stock 248 $109.77 $27,222.96
Disclosure

SEC source: 0001209191-22-056247 · doc4.xml · nonDerivative · entry 1

WATTENBARGER MICHAEL D. · CIK 0001793267 · EVP/Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,764

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 22:03 UTC
TUCKER DAVID W.EVP / Chief Strategy Officer
SaleCommon Stock 248 $109.77 $27,222.96
Disclosure

SEC source: 0001209191-22-056246 · doc4.xml · nonDerivative · entry 1

TUCKER DAVID W. · CIK 0001793369 · EVP / Chief Strategy Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,220

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan, for the purpose of satisfying tax obligations due upon the vesting of restricted stock awards granted by the Issuer.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:49 UTC
ALLISON R DIRKDirector · CEO and Chairman
SaleCommon Stock 4,852 $110.08 $534,108.16
Disclosure

SEC source: 0001209191-22-056115 · doc4.xml · nonDerivative · entry 2

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,054

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $109.86 to $110.46, inclusive.

Read SEC document
November 07, 2022 Filed Nov 8, 2022 21:49 UTC
ALLISON R DIRKDirector · CEO and Chairman
SaleCommon Stock 7,648 $109.41 $836,767.68
Disclosure

SEC source: 0001209191-22-056115 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,906

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.86 to $109.85, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 17:20 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 66 $108.79 $7,180.14
Disclosure

SEC source: 0001209191-22-055825 · doc4.xml · nonDerivative · entry 3

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,954

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $108.79 to $108.80, inclusive.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 17:20 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 2,163 $108.12 $233,863.56
Disclosure

SEC source: 0001209191-22-055825 · doc4.xml · nonDerivative · entry 2

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,020

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.77 to $108.73, inclusive.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 17:20 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 1,482 $107.16 $158,811.12
Disclosure

SEC source: 0001209191-22-055825 · doc4.xml · nonDerivative · entry 1

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,183

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.73 to $107.65, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1), (2) and (3) to this Form 4.

Read SEC document
November 03, 2022 Filed Nov 4, 2022 21:21 UTC
ALLISON R DIRKDirector · CEO and Chairman
SaleCommon Stock 700 $108.00 $75,600.00
Disclosure

SEC source: 0001209191-22-055827 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By Grandchildren

Disclosed balance after: 0

F1 · ownership.nature: The Reporting Person disclaims beneficial ownership of these shares, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of the shares for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 16:36 UTC
Anderson DarbyEVP/Chief Legislative Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 7,500 $0.00 Strike: $8.91 $0.00
Disclosure

SEC source: 0001209191-22-052989 · doc4.xml · derivative · entry 3

Anderson Darby · CIK 0001471815 · EVP/Chief Legislative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,500 shares

Expires 2023-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F2 · derivative.exercise_date: All options are fully vested.

Read SEC document
October 04, 2022 Filed Oct 6, 2022 16:36 UTC
Anderson DarbyEVP/Chief Legislative Officer
SaleCommon Stock 7,500 $100.00 $750,000.00
Disclosure

SEC source: 0001209191-22-052989 · doc4.xml · nonDerivative · entry 2

Anderson Darby · CIK 0001471815 · EVP/Chief Legislative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,090

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

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October 04, 2022 Filed Oct 6, 2022 16:36 UTC
Anderson DarbyEVP/Chief Legislative Officer
Exercise / conversionCommon Stock 7,500 $8.91 $66,825.00
Disclosure

SEC source: 0001209191-22-052989 · doc4.xml · nonDerivative · entry 1

Anderson Darby · CIK 0001471815 · EVP/Chief Legislative Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

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October 04, 2022 Filed Oct 6, 2022 20:35 UTC
ALLISON R DIRKDirector · CEO and Chairman
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 12,500 $0.00 Strike: $19.71 $0.00
Disclosure

SEC source: 0001209191-22-052988 · doc4.xml · derivative · entry 4

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,500

Underlying: Common Stock · 12,500 shares

Expires 2026-01-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

F3 · derivative.exercise_date: The options vest in equal installments on each of the first four anniversaries of the grant date.

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October 04, 2022 Filed Oct 6, 2022 20:35 UTC
ALLISON R DIRKDirector · CEO and Chairman
SaleCommon Stock 12,500 $100.00 $1,250,000.00
Disclosure

SEC source: 0001209191-22-052988 · doc4.xml · nonDerivative · entry 2

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,554

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

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October 04, 2022 Filed Oct 6, 2022 20:35 UTC
ALLISON R DIRKDirector · CEO and Chairman
Exercise / conversionCommon Stock 12,500 $19.71 $246,375.00
Disclosure

SEC source: 0001209191-22-052988 · doc4.xml · nonDerivative · entry 1

ALLISON R DIRK · CIK 0001253500 · Director · CEO and Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,054

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The exercise and sales reported on this Form 4 were effected pursuant to a previously established Rule 10b5-1 plan.

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August 15, 2022 Filed Aug 16, 2022 21:30 UTC SaleCommon Stock 1,100 $95.00 $104,500.00
Disclosure

SEC source: 0001209191-22-046014 · doc4.xml · nonDerivative · entry 1

Lopez Esteban · CIK 0001839999 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,064

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August 15, 2022 Filed Aug 16, 2022 21:30 UTC
BICKHAM W BRADLEYPresident and COO
SaleCommon Stock 3,797 $95.00 $360,715.00
Disclosure

SEC source: 0001209191-22-046013 · doc4.xml · nonDerivative · entry 1

BICKHAM W BRADLEY · CIK 0001257773 · President and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,284

F1 · kind: This transaction reflects the sale of shares, made pursuant to a previously established 10b5-1 plan.

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August 04, 2022 Filed Aug 8, 2022 17:57 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 964 $94.95 $91,531.80
Disclosure

SEC source: 0001209191-22-044865 · doc4.xml · nonDerivative · entry 3

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,665

F3 · price: This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $94.74 and $95.31. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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August 04, 2022 Filed Aug 8, 2022 17:57 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 2,388 $94.13 $224,782.44
Disclosure

SEC source: 0001209191-22-044865 · doc4.xml · nonDerivative · entry 2

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,629

F2 · price: This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $93.72 and $94.61. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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August 04, 2022 Filed Aug 8, 2022 17:57 UTC
POFF BRIANEVP/Chief Financial Officer
SaleCommon Stock 3,621 $92.93 $336,499.53
Disclosure

SEC source: 0001209191-22-044865 · doc4.xml · nonDerivative · entry 1

POFF BRIAN · CIK 0001673275 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,017

F1 · price: This price represents the weighted average purchase price of multiple transactions on the reported date at prices that ranged between $92.65 and $93.61. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.