FIRST MARK L

SEC source: 0001437749-26-020317 · rdgdoc.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,070

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 10, 2027.

SEC source: 0000950170-25-088534 · ownership.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,621

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 18, 2026.

SEC source: 0000950103-24-015421 · dp219827_4-first.xml · derivative · entry 3

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,103 shares

Expires not disclosed

F4 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F1 · kind: On October 25, 2024, Gula Merger Sub, Inc. ("Merger Sub") completed its merger (the "Merger") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of August 7, 2024 (the "Merger Agreement"), by and among the Issuer, Gula Buyer Inc. ("Parent") and Merger Sub.

F6 · price: At the Effective Time, each unvested RSU was cancelled and converted solely into the right to receive a cash payment of $31.00 per share of Class A Common Stock subject to such unvested RSU, subject to the terms and conditions of the Merger Agreement.

F5 · derivative.exercise_date: The RSUs will vest in full on June 7, 2025, subject to the reporting person's continued service as a Director.

F5 · derivative.expiration_date: The RSUs will vest in full on June 7, 2025, subject to the reporting person's continued service as a Director.

SEC source: 0000950103-24-015421 · dp219827_4-first.xml · nonDerivative · entry 2

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 0

F1 · kind: On October 25, 2024, Gula Merger Sub, Inc. ("Merger Sub") completed its merger (the "Merger") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of August 7, 2024 (the "Merger Agreement"), by and among the Issuer, Gula Buyer Inc. ("Parent") and Merger Sub.

F2 · price: Immediately prior to the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock was cancelled and exchanged for $31.00 per share.

F3 · ownership.nature: Includes 1,660,344 shares of Class A Common Stock held by ECP Helios Partners IV, L.P. ("ECP Helios") and 312,343 shares of Class A common Stock held Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0000950103-24-015421 · dp219827_4-first.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: On October 25, 2024, Gula Merger Sub, Inc. ("Merger Sub") completed its merger (the "Merger") with and into the Issuer pursuant to the Agreement and Plan of Merger, dated as of August 7, 2024 (the "Merger Agreement"), by and among the Issuer, Gula Buyer Inc. ("Parent") and Merger Sub.

F2 · price: Immediately prior to the effective time of the Merger (the "Effective Time"), each share of Class A Common Stock was cancelled and exchanged for $31.00 per share.

SEC source: 0000950170-24-104781 · ownership.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,449

SEC source: 0001415889-24-017930 · form4a-06242024_060656.xml · derivative · entry 2

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 6,077 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.expiration_date: No Expiration date for this type of award

SEC source: 0001415889-24-017930 · form4a-06242024_060656.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

F1 · price: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

SEC source: 0000950170-24-072978 · ownership.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,391

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 12, 2025.

SEC source: 0001415889-24-018090 · form4-06252024_030621.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,103

Underlying: Class A Common Stock · 4,103 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · date: Form is being filed late due to inadvertent administrative error.

F3 · derivative.exercise_date: The RSUs vest in full on June 7, 2025, subject to the reporting person's continued service as a Director.

F3 · derivative.expiration_date: The RSUs vest in full on June 7, 2025, subject to the reporting person's continued service as a Director.

SEC source: 0001415889-23-010307 · form4-06262023_090633.xml · derivative · entry 2

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 5,364 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: No exercisable date for this type of award

F4 · derivative.expiration_date: No Expiration date for this type of award

SEC source: 0001415889-23-010307 · form4-06262023_090633.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

F1 · price: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

SEC source: 0001415889-23-010244 · form4-06232023_080617.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,077

Underlying: Class A Common Stock · 6,077 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on June 21, 2024, subject to the reporting person's continued service as a Director.

F2 · derivative.expiration_date: The RSUs vest in full on June 21, 2024, subject to the reporting person's continued service as a Director.

SEC source: 0001209191-23-037948 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,378

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 14, 2024.

SEC source: 0001209191-22-057596 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,089

SEC source: 0001415889-22-007212 · form4-07012022_040736.xml · derivative · entry 3

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,245 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of restricted stock units ("RSU") into shares of Class A common stock. Each RSU represents a contingent right to receive one share of Class A Common Stock

F3 · derivative.exercise_date: On June 29, 2021, the Reporting Person was granted 2,245 RSUs that vested in full on June 29, 2022

F3 · derivative.expiration_date: On June 29, 2021, the Reporting Person was granted 2,245 RSUs that vested in full on June 29, 2022

SEC source: 0001415889-22-007212 · form4-07012022_040736.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,106

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock. Each RSU represents a contingent right to receive one share of Class A Common Stock

F1 · price: Settlement of restricted stock units ("RSU") into shares of Class A common stock. Each RSU represents a contingent right to receive one share of Class A Common Stock

SEC source: 0001415889-22-007035 · form4-06282022_030606.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,364

Underlying: Class A Common Stock · 5,364 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on June 24, 2023, subject to the reporting person's continued service as a Director.

F2 · derivative.expiration_date: The RSUs vest in full on June 24, 2023, subject to the reporting person's continued service as a Director.

SEC source: 0001209191-22-037909 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,007

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 15, 2023.

SEC source: 0001593968-21-001764 · primary_01.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,245

Underlying: Class A Common Stock · 2,245 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on June 29, 2022, subject to the reporting person's continued service as a Director.

F2 · derivative.expiration_date: The RSUs vest in full on June 29, 2022, subject to the reporting person's continued service as a Director.

SEC source: 0001593968-21-001951 · primary_01.xml · derivative · entry 3

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,069 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F1 · price: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

F4 · derivative.exercise_date: No exercisable date for this type of award

F5 · derivative.expiration_date: No Expiration date for this type of award

SEC source: 0001593968-21-001951 · primary_01.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,861

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

F1 · price: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

SEC source: 0001209191-21-042041 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,601

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 16, 2022.

SEC source: 0001593968-21-000926 · primary_01.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 1,972,687

F1 · ownership.direct: 1,262,500 shares of Class A Common Stock sold by ECP Helios Partners IV, L.P. ("ECP Helios") and 237,500 shares of Class A Common Stock sold by Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Includes 1,660,344 shares of Class A Common Stock held by ECP Helios and 312,343 shares of Class A common Stock held by Eos Partners. Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-062757 · doc4.xml · nonDerivative · entry 2

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 0

F3 · kind: Distribution to members.

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

SEC source: 0001209191-20-062757 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 52,774

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Following the reported transaction, 52,774 shares are held by General III (rounded to the nearest whole share).

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Following the reported transaction, 52,774 shares are held by General III (rounded to the nearest whole share).

SEC source: 0001209191-20-056127 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,297

F1 · shares: Restricted shares granted to non-employee directors that will vest in full on June 15, 2021.

SEC source: 0001209191-20-046734 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 566,638

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Following the reported transactions, 207,582 shares are held by Helios III, 184,876 shares are held by General III and 174,180 shares are held by SBIC III (each rounded to the nearest whole share).

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Following the reported transactions, 207,582 shares are held by Helios III, 184,876 shares are held by General III and 174,180 shares are held by SBIC III (each rounded to the nearest whole share).

SEC source: 0001593968-20-001733 · primary_01.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,069

Underlying: Class A Common Stock · 3,069 shares

Expires not disclosed

F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on August 11, 2021, subject to the reporting person's continued service as a Director.

F2 · derivative.expiration_date: The RSUs vest in full on August 11, 2021, subject to the reporting person's continued service as a Director.

SEC source: 0001593968-20-001341 · primary_01.xml · derivative · entry 3

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 747 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: No exercisable date for this type of award

F5 · derivative.expiration_date: No Expiration date for this type of award

SEC source: 0001593968-20-001341 · primary_01.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,792

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

SEC source: 0001209191-19-056683 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,041,638

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Following the reported transactions, 381,593 shares are held by Helios III, 339,854 shares are held by General III and 320,191 shares are held by SBIC III (each rounded to the nearest whole share).

SEC source: 0001209191-19-036999 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,222

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

SEC source: 0001209191-19-036437 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 1,731,638

F1 · balance_after: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · balance_after: Following the reported transactions, 634,367 shares are held by Helios III, 564,980 shares are held by General III and 532,292 shares are held by SBIC III (each rounded to the nearest whole share).

F1 · ownership.direct: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"). Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"), which includes Helios III, General III and SBIC III. As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that Mr. First is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

F2 · ownership.direct: Following the reported transactions, 634,367 shares are held by Helios III, 564,980 shares are held by General III and 532,292 shares are held by SBIC III (each rounded to the nearest whole share).

SEC source: 0001593968-19-001257 · primary_01.xml · derivative · entry 2

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,045 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: The RSUs vested in full on May 31, 2019.

F3 · derivative.expiration_date: The RSUs vested in full on May 31, 2019.

SEC source: 0001593968-19-001257 · primary_01.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Settlement of restricted stock units ("RSU") into shares of Class A common stock.

SEC source: 0001593968-19-001257 · primary_01.xml · derivative · entry 3

FIRST MARK L · CIK 0001256578 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 747

Underlying: Class A Common Stock · 747 shares

Expires not disclosed

F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of Class A Common Stock.

F4 · derivative.exercise_date: The RSUs vest in full on May 29, 2020, subject to the reporting person's continued service as a Director.

F4 · derivative.expiration_date: The RSUs vest in full on May 29, 2020, subject to the reporting person's continued service as a Director.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 6

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,171,638

F7 · price: The reported securities are held by Helios III, General III and SBIC III, of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.25, inclusive.

F10 · balance_after: Following the reported transactions, 795,556 shares are held by Helios III, 708,538 shares are held by General III and 667,544 shares are held by SBIC III.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 5

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,173,821

F7 · price: The reported securities are held by Helios III, General III and SBIC III, of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.91, inclusive.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 4

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,359,238

F1 · price: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.77, inclusive.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 3

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,362,063

F1 · price: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.00 to $74.99, inclusive.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 2

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,440,978

F1 · price: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.88, inclusive.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-060296 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,457,118

F1 · price: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. The reporting person disclaims beneficial ownership of the Issuer's common stock held by Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.00 to $72.54, inclusive. The reporting person undertakes to provide to Addus HomeCare Corporation, any security holder of Addus HomeCare Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (4), (5), (6), (8) and (9) to this Form 4.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001179110-18-011880 · edgar.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,472,687

F1 · price: Represents shares of Class A Common Stock sold to the underwriters pursuant to an underwritten public offering that closed on October 1, 2018. The price per share received by the reporting person is equal to the public offering price of $39.00, less the underwriting discount.

F2 · ownership.nature: 1,547,687 shares of Class A Common Stock sold by ECP Helios Partners IV, L.P. ("ECP Helios") and 291,149 shares of Class A Common Stock sold by Eos Partners, L.P. ("Eos Partners" and together with ECP Helios, the "Eos Funds"). Includes 2,922,844 shares of Class A Common Stock held by ECP Helios and 549,843 shares of Class A common Stock held by Eos Partners. Each of the Eos Funds is managed by Eos Management. Mr. First is managing director of Eos Management and has voting and investment control over and may be considered the beneficial owner of the Class A Common stock owned by the Eos Funds. Mr. First disclaims beneficial ownership of such securities and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-047618 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnotes

Disclosed balance after: 2,711,638

F1 · price: The reported securities are held by ECP Helios Partners III, L.P. ("Helios III"), ECP General III, L.P. ("General III") and Eos Partners SBIC III, L.P. ("SBIC III"), of which the reporting person is an affiliate. On August 20, 2018, Eos Capital Partners III, L.P. ("ECP III") sold 1,024,733 shares of the Issuer's shares of common stock. The reporting person disclaims beneficial ownership of the Issuer's common stock held by ECP III, Helios III, General III and SBIC III except to the extent of his pecuniary interest therein.

F2 · balance_after: 993,379 shares are held by Helios III, 884,723 shares are held by General III and 833,536 shares are held by SBIC III.

F2 · ownership.nature: 993,379 shares are held by Helios III, 884,723 shares are held by General III and 833,536 shares are held by SBIC III.

F3 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-18-037831 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,151

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

SEC source: 0001179110-18-010806 · edgar.xml · derivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,045

Underlying: Class A Common Stock · 1,045 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: The RSUs vest in full on the first anniversary of May 31, 2018, subject to the reporting person's continued service as a Director.

F2 · derivative.expiration_date: The RSUs vest in full on the first anniversary of May 31, 2018, subject to the reporting person's continued service as a Director.

SEC source: 0001209191-17-040596 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,811

F1 · shares: Restricted shares granted to non-employee directors that will vest on the first anniversary of the date of grant.

SEC source: 0001209191-17-032347 · doc4.xml · nonDerivative · entry 1

FIRST MARK L · CIK 0001256578 · Director · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · 2,902,835 shares by Eos Capital Partners III, L.P. and 833,536 shares by Eos Partners SBIC, III,L.P.

Disclosed balance after: 3,736,371

F1 · shares: Eos Capital Partners III, L.P. sold 124,306 shares, and Eos Partners SBIC III, L.P. sold 35,694 shares.

F2 · ownership.nature: Mark L. First is a director of the Issuer and a managing director of Eos Management, L.P. and its affiliates ("Eos"). As a result, Mr. First may be deemed to share beneficial ownership of the securities owned by Eos. Mr. First disclaims beneficial ownership of such securities, and this report shall not be deemed an admission that Mr. First is the beneficial owner of the securities for purposes of Section 16 or for any other purpose, except to the extent of his pecuniary interest therein.