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OTC · USD

ADTX

Aditxt, Inc.

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8072
SEC CIK
0001726711
Parsed reports
93

Last 12 months

Inside the activity.

12 purchase rows · 14 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202600
Feb 202600
Mar 202600
Apr 202613
May 202600
Jun 2026119
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 04, 2021 Filed Jun 8, 2021 16:05 UTC
Albanna RowenaCHIEF OPERATING OFFICER
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-031447 · ownership.xml · nonDerivative · entry 1

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 826,620

F1 · shares: The restricted common stock vests in three (3) successive equal annual installments, which began on March 31, 2021.

F2 · ownership.nature: Held beneficially by the husband of the Reporting Person.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:05 UTC
Pankovcin CorinneCHIEF FINANCIAL OFFICER
GrantCommon Stock 55,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-031445 · ownership.xml · nonDerivative · entry 1

Pankovcin Corinne · CIK 0001527535 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 169,220

F1 · shares: The restricted common stock vests in three (3) successive equal annual installments, which began on March 31, 2021.

Read SEC document
June 04, 2021 Filed Jun 8, 2021 20:06 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 75,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-031448 · ownership.xml · nonDerivative · entry 1

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 826,620

F1 · shares: The restricted common stock vests in three (3) successive equal annual installments, which began on March 31, 2021.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 12:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
PurchaseCommon Stock 100 $2.89 $289.00
Disclosure

SEC source: 0001213900-21-030429 · ownership.xml · nonDerivative · entry 5

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 751,620

Read SEC document
June 01, 2021 Filed Jun 2, 2021 12:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
PurchaseCommon Stock 800 $2.90 $2,320.00
Disclosure

SEC source: 0001213900-21-030429 · ownership.xml · nonDerivative · entry 4

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 751,520

Read SEC document
June 01, 2021 Filed Jun 2, 2021 12:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
PurchaseCommon Stock 1,000 $2.95 $2,950.00
Disclosure

SEC source: 0001213900-21-030429 · ownership.xml · nonDerivative · entry 3

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 750,720

Read SEC document
June 01, 2021 Filed Jun 2, 2021 12:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
PurchaseCommon Stock 1,000 $2.95 $2,950.00
Disclosure

SEC source: 0001213900-21-030429 · ownership.xml · nonDerivative · entry 2

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 749,720

Read SEC document
June 01, 2021 Filed Jun 2, 2021 12:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
PurchaseCommon Stock 500 $2.93 $1,465.00
Disclosure

SEC source: 0001213900-21-030429 · ownership.xml · nonDerivative · entry 1

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By husband

Disclosed balance after: 748,720

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:37 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
PurchaseCommon Stock 490 $2.93 $1,435.70
Disclosure

SEC source: 0001213900-21-030557 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,016,098

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 3,000 $2.94 $8,819.70
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 6

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,500

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 2,000 $2.93 $5,860.00
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 5

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,500

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 2,000 $2.93 $5,860.00
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 4

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,500

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 1,600 $2.93 $4,688.00
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 3

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,500

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 700 $2.94 $2,061.08
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 2

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,900

Read SEC document
June 01, 2021 Filed Jun 2, 2021 21:38 UTC PurchaseCommon Stock 700 $2.94 $2,054.92
Disclosure

SEC source: 0001213900-21-030618 · ownership.xml · nonDerivative · entry 1

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:20 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 100 $2.89 $289.00
Disclosure

SEC source: 0001213900-21-030431 · ownership.xml · nonDerivative · entry 5

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,620

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:20 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 800 $2.90 $2,320.00
Disclosure

SEC source: 0001213900-21-030431 · ownership.xml · nonDerivative · entry 4

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 751,520

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:20 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 1,000 $2.95 $2,950.00
Disclosure

SEC source: 0001213900-21-030431 · ownership.xml · nonDerivative · entry 3

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 750,720

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:20 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 1,000 $2.95 $2,950.00
Disclosure

SEC source: 0001213900-21-030431 · ownership.xml · nonDerivative · entry 2

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 749,720

Read SEC document
June 01, 2021 Filed Jun 2, 2021 16:20 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
PurchaseCommon Stock 500 $2.93 $1,465.00
Disclosure

SEC source: 0001213900-21-030431 · ownership.xml · nonDerivative · entry 1

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 748,720

Read SEC document
May 27, 2021 Filed May 28, 2021 18:49 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
PurchaseCommon Stock 185 $2.70 $499.50
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 3

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,015,608

F2 · shares: Fractional amounts have been rounded to the nearest whole number.

Read SEC document
May 26, 2021 Filed May 27, 2021 13:16 UTC
Farley Thomas JPRINCIPAL ACCOUNTING OFFICER
PurchaseCommon Stock 2,500 $2.68 $6,699.75
Disclosure

SEC source: 0001213900-21-029526 · ownership.xml · nonDerivative · entry 1

Farley Thomas J · CIK 0001854097 · PRINCIPAL ACCOUNTING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Read SEC document
May 25, 2021 Filed May 26, 2021 00:03 UTC
Pankovcin CorinneCHIEF FINANCIAL OFFICER
PurchaseCommon Stock 4,220 $2.56 $10,803.20
Disclosure

SEC source: 0001213900-21-029170 · ownership.xml · nonDerivative · entry 1

Pankovcin Corinne · CIK 0001527535 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 114,220

Read SEC document
May 25, 2021 Filed May 28, 2021 18:49 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
PurchaseCommon Stock 138 $2.38 $328.44
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,015,423

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
May 25, 2021 Filed May 28, 2021 18:49 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
PurchaseCommon Stock 279 $2.40 $669.60
Disclosure

SEC source: 0001213900-21-030054 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · By son

Disclosed balance after: 1,015,285

F1 · shares: The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:16 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
OtherWarrant (Right to Buy) · Derivative 18,750 $0.00 Strike: $4.00 $0.00
Disclosure

SEC source: 0001213900-21-016947 · ownership.xml · derivative · entry 2

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 18,750 shares

Expires 2021-03-17

F2 · ownership.nature: Held beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document
March 17, 2021 Filed Mar 22, 2021 16:16 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
OtherCommon Stock 18,750 $4.00 $75,000.00
Disclosure

SEC source: 0001213900-21-016947 · ownership.xml · nonDerivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 1,015,006

F1 · balance_after: 967,784 shares of common stock are owned beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

F2 · ownership.nature: Held beneficially by the Shabahang-Hatami Family Trust, Shahrokh Shabahang, Trustee.

Read SEC document
February 24, 2021 Filed Mar 1, 2021 06:14 UTC
Albanna RowenaCHIEF OPERATING OFFICER
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-012345 · ownership.xml · nonDerivative · entry 1

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 772,220

F1 · shares: The restricted common stock shall vest in three (3) successive equal annual installments, beginning on March 31, 2021.

F2 · ownership.nature: Held beneficially by the husband of the Reporting Person.

Read SEC document
February 24, 2021 Filed Mar 1, 2021 11:11 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
GrantCommon Stock 225,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-012341 · ownership.xml · nonDerivative · entry 1

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 772,220

F1 · shares: The restricted common stock shall vest in three (3) successive equal annual installments, beginning on March 31, 2021.

Read SEC document
February 24, 2021 Filed Mar 1, 2021 11:13 UTC
Pankovcin CorinneCHIEF FINANCIAL OFFICER
GrantCommon Stock 110,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-21-012343 · ownership.xml · nonDerivative · entry 1

Pankovcin Corinne · CIK 0001527535 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

F1 · shares: The restricted common stock shall vest in three (3) successive equal annual installments, beginning on March 31, 2021.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:19 UTC
Albanna RowenaCHIEF OPERATING OFFICER
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035128 · ownership.xml · derivative · entry 1

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The options shall vest as to 50% of the total shares on November 2, 2021, after which the remaining 50% of the total shares shall vest in four successive equal quarterly installments.

Read SEC document
November 02, 2020 Filed Nov 4, 2020 21:20 UTC
Shabahang ShahrokhDirector · CHIEF INNOVATION OFFICER
GrantStock Option (Right to Buy) · Derivative 110,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035129 · ownership.xml · derivative · entry 1

Shabahang Shahrokh · CIK 0001816754 · Director · CHIEF INNOVATION OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,000

Underlying: Common Stock · 110,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The options shall vest as to 50% of the total shares on November 2, 2021, after which the remaining 50% of the total shares shall vest in four successive equal quarterly installments.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:31 UTC
Pankovcin CorinneCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 165,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035131 · ownership.xml · derivative · entry 2

Pankovcin Corinne · CIK 0001527535 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 165,000

Underlying: Common Stock · 165,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The options shall vest as to one-third (1/3) of the total shares on November 2, 2021, after which the remaining two-thirds (2/3) of the total shares shall vest in eight successive equal quarterly installments.

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:31 UTC
Pankovcin CorinneCHIEF FINANCIAL OFFICER
GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035131 · ownership.xml · derivative · entry 1

Pankovcin Corinne · CIK 0001527535 · CHIEF FINANCIAL OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2030-11-02

Read SEC document
November 02, 2020 Filed Nov 5, 2020 02:19 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
GrantStock Option (Right to Buy) · Derivative 100,000 $0.00 Strike: $1.92 $0.00
Disclosure

SEC source: 0001213900-20-035127 · ownership.xml · derivative · entry 1

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 100,000

Underlying: Common Stock · 100,000 shares

Expires 2030-11-02

F1 · derivative.exercise_date: The options shall vest as to 50% of the total shares on November 2, 2021, after which the remaining 50% of the total shares shall vest in four successive equal quarterly installments.

F2 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 06:15 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031368 · ownership.xml · derivative · entry 1

ANTHONY LAURA E · CIK 0001174306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 06:13 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031364 · ownership.xml · derivative · entry 1

Brady Brian Michael · CIK 0001817386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 06:11 UTC
Kiaie NamvarDirector
Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031362 · ownership.xml · derivative · entry 1

Kiaie Namvar · CIK 0001817639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 15, 2020 10:14 UTC Disposition to issuerStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031366 · ownership.xml · derivative · entry 1

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 16, 2020 20:37 UTC Amendment GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031870 · ownership.xml · derivative · entry 1

ANTHONY LAURA E · CIK 0001174306 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 16, 2020 20:37 UTC Amendment GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031869 · ownership.xml · derivative · entry 1

Brady Brian Michael · CIK 0001817386 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 16, 2020 20:38 UTC Amendment
Kiaie NamvarDirector
GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031871 · ownership.xml · derivative · entry 1

Kiaie Namvar · CIK 0001817639 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
October 13, 2020 Filed Oct 17, 2020 00:36 UTC Amendment GrantStock Option (Right to Buy) · Derivative 10,000 $0.00 Strike: $1.94 $0.00
Disclosure

SEC source: 0001213900-20-031868 · ownership.xml · derivative · entry 1

Runge Jeffrey W. · CIK 0001479091 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,000

Underlying: Common Stock · 10,000 shares

Expires 2030-10-13

F1 · derivative.exercise_date: 25% of the stock options vest immediately, and the remaining 75% of the stock options will vest in three equal quarterly installments on the last day of each subsequent fiscal quarter, beginning December 31, 2020.

Read SEC document
July 24, 2020 Filed Jul 31, 2020 16:36 UTC
Albanna RowenaCHIEF OPERATING OFFICER
OtherSeries B Warrant · Derivative 38,055 $11.25 Strike: $0.00 $428,118.75
Disclosure

SEC source: 0001213900-20-019658 · ownership.xml · derivative · entry 4

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 38,055 shares

Expires 2025-06-29

F1 · ownership.nature: Held beneficially by the husband of the Reporting Person.

Read SEC document
July 24, 2020 Filed Jul 31, 2020 16:36 UTC
Albanna RowenaCHIEF OPERATING OFFICER
OtherSeries B Warrant · Derivative 35,555 $11.25 Strike: $0.00 $399,993.75
Disclosure

SEC source: 0001213900-20-019658 · ownership.xml · derivative · entry 3

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,555 shares

Expires 2025-06-29

Read SEC document
July 24, 2020 Filed Jul 31, 2020 16:36 UTC
Albanna RowenaCHIEF OPERATING OFFICER
OtherCommon Stock 38,055 $11.25 $428,118.75
Disclosure

SEC source: 0001213900-20-019658 · ownership.xml · nonDerivative · entry 2

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 476,110

F1 · ownership.nature: Held beneficially by the husband of the Reporting Person.

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July 24, 2020 Filed Jul 31, 2020 16:36 UTC
Albanna RowenaCHIEF OPERATING OFFICER
OtherCommon Stock 35,555 $11.25 $399,993.75
Disclosure

SEC source: 0001213900-20-019658 · ownership.xml · nonDerivative · entry 1

Albanna Rowena · CIK 0001818598 · CHIEF OPERATING OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,110

Read SEC document
July 24, 2020 Filed Jul 31, 2020 20:35 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
OtherSeries B Warrant · Derivative 35,555 $11.25 Strike: $0.00 $399,993.75
Disclosure

SEC source: 0001213900-20-019656 · ownership.xml · derivative · entry 4

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Common Stock · 35,555 shares

Expires 2025-06-29

F1 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document
July 24, 2020 Filed Jul 31, 2020 20:35 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
OtherSeries B Warrant · Derivative 38,055 $11.25 Strike: $0.00 $428,118.75
Disclosure

SEC source: 0001213900-20-019656 · ownership.xml · derivative · entry 3

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 38,055 shares

Expires 2025-06-29

Read SEC document
July 24, 2020 Filed Jul 31, 2020 20:35 UTC
Albanna Amro A.Director · CHIEF EXECUTIVE OFFICER
OtherCommon Stock 35,555 $11.25 $399,993.75
Disclosure

SEC source: 0001213900-20-019656 · ownership.xml · nonDerivative · entry 2

Albanna Amro A. · CIK 0001424733 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 71,110

F1 · ownership.nature: Held beneficially by the wife of the Reporting Person.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.