ADTN

SEC source: 0000926282-22-000050 · primary_doc.xml · nonDerivative · entry 1

Protiva Brian · CIK 0001930886 · Director · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,277.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000052 · primary_doc.xml · derivative · entry 6

Protiva Brian · CIK 0001930886 · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 52,997

Underlying: Common Stock · 8,833 shares

Expires 2025-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000052 · primary_doc.xml · derivative · entry 5

Protiva Brian · CIK 0001930886 · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 17,668 shares

Expires 2023-05-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 3

Protiva Brian · CIK 0001930886 · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 330,609.14

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.47 to $24.94, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 2

Protiva Brian · CIK 0001930886 · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 357,110.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000052 · primary_doc.xml · nonDerivative · entry 1

Protiva Brian · CIK 0001930886 · CEO of ADVA

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 348,277.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000049 · primary_doc.xml · derivative · entry 14

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,522 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000049 · primary_doc.xml · derivative · entry 13

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,772 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000049 · primary_doc.xml · derivative · entry 12

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,260 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000049 · primary_doc.xml · derivative · entry 11

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 9

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,458.153

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 8

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 7

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,777.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 6

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 5

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,027.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 4

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,515.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

SEC source: 0000926282-22-000049 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,526.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000048 · primary_doc.xml · derivative · entry 6

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 69,473 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000048 · primary_doc.xml · derivative · entry 5

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,893 shares

Expires 2022-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 4

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 855,457.09

F2 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 11,606 shares of common stock on the net exercise of stock options to purchase 69,473 shares of common stock. The reporting person surrendered 57,867 shares of common stock underlying the stock options for payment of the exercise price and tax withholding, using the closing stock price on August 10, 2022 of $24.25, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 913,324.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 843,851.09

F1 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 1,769 shares of common stock on the net exercise of stock options to purchase 5,893 shares of common stock. The reporting person surrendered 4,124 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 10, 2022 of $24.25, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

SEC source: 0000926282-22-000048 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 847,975.09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000051 · primary_doc.xml · derivative · entry 14

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 12,522 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 14, 2015.

SEC source: 0000926282-22-000051 · primary_doc.xml · derivative · entry 13

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 19,772 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 15, 2014.

SEC source: 0000926282-22-000051 · primary_doc.xml · derivative · entry 12

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,260 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 14, 2015.

SEC source: 0000926282-22-000051 · primary_doc.xml · derivative · entry 11

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires 2024-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options granted to the reporting person vested in four equal annual installments beginning on the first anniversary of the date of the grant, which was November 15, 2014.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 9

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,458.153

F3 · price: These shares were sold in multiple transactions at prices ranging from $24.15 to $24.41, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (3) to this Form 4.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 8

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

F2 · price: These shares were sold in multiple transactions at prices ranging from $24.07 to $24.38, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 7

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,777.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 6

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

F2 · price: These shares were sold in multiple transactions at prices ranging from $24.07 to $24.38, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 5

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,027.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 4

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

F1 · price: These shares were sold in multiple transactions at prices ranging from $24.07 to $24.45, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 138,515.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,255.153

F1 · price: These shares were sold in multiple transactions at prices ranging from $24.07 to $24.45, inclusive. The reporting person undertakes to provide to ADTRAN Holdings, Inc. (the Issuer), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4.

SEC source: 0000926282-22-000051 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,526.153

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000047 · primary_doc.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

F1 · security: Represents restricted stock award grant that vests in full on August 9, 2023

SEC source: 0000926282-22-000046 · primary_doc.xml · nonDerivative · entry 1

Hey Johanna · CIK 0001929900 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,908

F1 · security: Represents restricted stock award grant that vests in full on August 9, 2023

SEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 13

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,546 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 12

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,271 shares

Expires 2024-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 11

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,644 shares

Expires 2025-11-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000045 · primary_doc.xml · derivative · entry 10

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,516 shares

Expires 2022-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options granted to the reporting person vested in four annual installments beginning on the anniversary of the date of grant and were fully vested prior to the Effective Time.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 8

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,405.366

F4 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 2,763 shares of common stock on the net exercise of stock options to purchase 13,546 shares of common stock. The reporting person surrendered 10,783 shares of common stock underlying the stock options for payment of the exercise price and tax withholdings, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 7

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 168,188.366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 6

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,642.366

F3 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 1,080 shares of common stock on the net exercise of stock options to purchase 5,271 shares of common stock. The reporting person surrendered 4,191 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2006 Employee Stock Incentive Plan.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 5

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,833.366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 4

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,562.366

F2 · kind: Represents shares surrendered to Adtran Holdings, Inc. to cover the exercise price of outstanding stock options. The reporting person received 2,017 shares of common stock on the net exercise of stock options to purchase 5,644 shares of common stock. The reporting person surrendered 3,627 shares of common stock underlying the stock options for payment of the exercise price, using the closing stock price on August 8, 2022 of $23.86, pursuant to the terms of the 2015 Employee Stock Incentive Plan.

SEC source: 0000926282-22-000045 · primary_doc.xml · nonDerivative · entry 3

Foliano Michael · CIK 0001300513 · SVP of Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,189.366

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.