ADTN

SEC source: 0000950170-25-009894 · ownership.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,581.486

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

SEC source: 0000950170-25-009872 · ownership.xml · nonDerivative · entry 2

Glingener Christoph · CIK 0001943622 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 46,645

F2 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Remarks:

SEC source: 0000950170-25-009872 · ownership.xml · nonDerivative · entry 1

Glingener Christoph · CIK 0001943622 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,775

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on May 24, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

SEC source: 0000950170-25-009870 · ownership.xml · nonDerivative · entry 3

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,362

F2 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Remarks:

SEC source: 0000950170-25-009870 · ownership.xml · nonDerivative · entry 2

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,978

F3 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted performance stock units.

SEC source: 0000950170-25-009870 · ownership.xml · nonDerivative · entry 1

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 37,591

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on May 24, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 965,129.51

F3 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant. Remarks:

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,285.51

F2 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted performance stock units.

SEC source: 0000950170-25-009862 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,592.51

F1 · kind: These shares represent the vesting of performance stock units that were awarded pursuant to a grant on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan.

SEC source: 0001193125-26-093935 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 815,952.51

F1 · shares: On January 28, 2025, the Reporting Person filed a Form 4 which inadvertently understated, by 360 shares, the number of shares received upon the settlement of performance stock units that were granted on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan. This amendment is being filed to correct the number of shares received and the total number of shares directly held by the Reporting Person following such settlement.

F1 · balance_after: On January 28, 2025, the Reporting Person filed a Form 4 which inadvertently understated, by 360 shares, the number of shares received upon the settlement of performance stock units that were granted on March 1, 2023 under the Amended and Restated ADTRAN Holdings, Inc. 2020 Employee Stock Incentive Plan. This amendment is being filed to correct the number of shares received and the total number of shares directly held by the Reporting Person following such settlement.

F2 · balance_after: As a result of this amendment, the reporting person beneficially owns a total of 955,830.51 shares as of the date hereof and not 955,470.51 shares as reported on the most recent Form 4 filed by the reporting person on January 28, 2028.

SEC source: 0000950170-25-007833 · ownership.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 103,485.486

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-25-007831 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 776,217.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-25-005822 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 782,612.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-25-001102 · ownership.xml · nonDerivative · entry 1

Theodosopoulos Nikos · CIK 0001605860 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 39,295

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-25-001100 · ownership.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 59,083.938

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-25-001099 · ownership.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 84,854

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-25-001098 · ownership.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 93,791

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-25-001097 · ownership.xml · nonDerivative · entry 2

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,406

F2 · kind: 16,349 shares that were previously reported as directly held were transferred to a family trust.

SEC source: 0000950170-25-001097 · ownership.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 30,755

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-25-001096 · ownership.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,564

F1 · kind: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-128542 · ownership.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 104,250.486

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-128540 · ownership.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 788,630.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-128542 · ownership.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 106,590.486

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-128540 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 805,403.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-114665 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 810,975.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-083957 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 784,080.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-084280 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 814,723.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

F2 · shares: On July 16, 2024, the Reporting Person filed a Form 4 which inadvertently overstated the number of shares withheld for taxes in connection with the vesting event reported therein. This amendment is being filed to correct the number of shares withheld and the total number of shares directly held by the Reporting Person following such withholding.

F2 · balance_after: On July 16, 2024, the Reporting Person filed a Form 4 which inadvertently overstated the number of shares withheld for taxes in connection with the vesting event reported therein. This amendment is being filed to correct the number of shares withheld and the total number of shares directly held by the Reporting Person following such withholding.

SEC source: 0000950170-24-065898 · ownership.xml · nonDerivative · entry 1

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 21,300

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-065897 · ownership.xml · nonDerivative · entry 1

Glingener Christoph · CIK 0001943622 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,868

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-008910 · ownership.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,384.486

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

SEC source: 0000950170-24-008906 · ownership.xml · nonDerivative · entry 1

Glingener Christoph · CIK 0001943622 · Chief Technology Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,669

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

SEC source: 0000950170-24-008903 · ownership.xml · nonDerivative · entry 1

Dopfer Ulrich · CIK 0001974355 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 22,253

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

SEC source: 0000950170-24-008901 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 856,629.51

F1 · kind: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

SEC source: 0000950170-24-006533 · ownership.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · Chief Revenue Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 95,868.486

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-006531 · ownership.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · Chairman & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 726,671.51

F1 · kind: Shares delivered to the Issuer for the payment of withholding taxes due upon the vesting of previously granted restricted stock units.

SEC source: 0000950170-24-001257 · ownership.xml · derivative · entry 4

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168.424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001257 · ownership.xml · nonDerivative · entry 3

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,677.938

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-001257 · ownership.xml · nonDerivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,328.938

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001257 · ownership.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,329.362

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001254 · ownership.xml · derivative · entry 5

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168.424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 3

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,545.14

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 2

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,196.14

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001254 · ownership.xml · nonDerivative · entry 1

Protiva Brian · CIK 0001930886 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 237,196.564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001252 · ownership.xml · derivative · entry 4

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168.424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 3

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 97,158

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 2

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,809

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001252 · ownership.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 80,809.424

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001248 · ownership.xml · derivative · entry 4

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 168.424 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.

SEC source: 0000950170-24-001248 · ownership.xml · nonDerivative · entry 3

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 79,385

F2 · security: Represents restricted stock award grant that vests in full on the first anniversary of the date of grant.

SEC source: 0000950170-24-001248 · ownership.xml · nonDerivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 63,036

F1 · security: Settlement of dividend equivalent rights (DERs) in connection with the lapse of restrictions on restricted stock awards (RSAs). The DERs represent quarterly cash dividends paid on restricted stock awards, which are credited to a bookkeeping account and hypothetically invested in shares of common stock until the underlying RSAs vest. Upon vesting, the Company pays the Reporting Person the accumulated value of the bookkeeping account in the form of whole shares of common stock, plus any remaining cash.