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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 09, 2018 Filed Nov 16, 2018 22:31 UTC
Scheiterer EduardSr VP & Managing Director
GrantCommon Stock 6,379 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000085 · edgar.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,549

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Nov 16, 2018 22:31 UTC
Foliano MichaelSr VP, Global Operations
GrantCommon Stock 7,130 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,813

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Nov 16, 2018 22:31 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantCommon Stock 9,407 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,347

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Nov 16, 2018 22:30 UTC
Shannon Roger DSr VP Finance and CFO
GrantCommon Stock 10,592 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000082 · edgar.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,412

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Nov 16, 2018 22:30 UTC
STANTON THOMAS RDirector · CEO
GrantCommon Stock 43,704 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000081 · edgar.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,423

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Nov 21, 2018 22:01 UTC Amendment
Foliano MichaelSr VP, Global Operations
GrantCommon Stock 6,958 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000097 · edgar.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,641

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

F2 · shares: The reporting person is filing this amendment to correct the number of shares of Common Stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 7,130 shares of Common Stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of Common Stock acquired on November 9, 2018 was 6,958.

Read SEC document
November 09, 2018 Filed Nov 21, 2018 22:00 UTC Amendment
Scheiterer EduardSr VP & Managing Director
GrantCommon Stock 6,225 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000095 · edgar.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,395

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

F2 · shares: The reporting person is filing this amendment to correct the number of shares of Common Stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 6,379 shares of Common Stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of Common Stock acquired on November 9, 2018 was 6,225.

Read SEC document
November 09, 2018 Filed Nov 21, 2018 22:01 UTC Amendment
Shannon Roger DSr VP Finance and CFO
GrantCommon Stock 10,336 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000096 · edgar.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,156

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

F2 · shares: The reporting person is filing this amendment to correct the number of shares of Common Stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 10,592 shares of Common Stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of Common Stock acquired on November 9, 2018 was 10,336.

Read SEC document
November 09, 2018 Filed Nov 21, 2018 22:00 UTC Amendment
Wilson James Denson JrSVP Technology & Strategy
GrantCommon Stock 9,179 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,119

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

F2 · shares: The reporting person is filing this amendment to correct the number of shares of common stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 9,407 shares of common stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of common stock acquired on November 9, 2018 was 9,179.

Read SEC document
November 09, 2018 Filed Nov 21, 2018 21:59 UTC Amendment
STANTON THOMAS RDirector · CEO
GrantCommon Stock 42,647 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000093 · edgar.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,366

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

F2 · shares: The reporting person is filing this amendment to correct the number of shares of common stock acquired on November 9, 2018. The reporting person previously reported the acquisition on November 9, 2018 of 43,704 shares of common stock as reported on a Form 4 filed on November 16, 2018. The actual number of shares of common stock acquired on November 9, 2018 was 42,647.

Read SEC document
November 09, 2018 Filed Dec 31, 2018 21:08 UTC
Neville JohnSr VP Sales
GrantCommon Stock 4,976 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000104 · edgar.xml · nonDerivative · entry 1

Neville John · CIK 0001331179 · Sr VP Sales

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,606

F1 · security: Represents a grant of restricted stock units that vest in four equal and annual installments beginning on the first anniversary date of the grant.

Read SEC document
November 09, 2018 Filed Feb 25, 2019 21:01 UTC Amendment
Shannon Roger DSR VP Finance and CFO
GrantCommon Stock 10,336 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000010 · primary_doc.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · SR VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,710

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 17,156 shares of the Company's common stock.

Read SEC document
November 09, 2018 Filed Feb 25, 2019 21:49 UTC Amendment
Scheiterer EduardSr. VP & Managing Director
GrantCommon Stock 6,225 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000013 · primary_doc.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr. VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,924

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after the reported transaction. The previous reported total was 10,940 shares of the Company's common stock.

Read SEC document
November 09, 2018 Filed Feb 25, 2019 20:37 UTC Amendment
STANTON THOMAS RDirector · CEO
GrantCommon Stock 42,647 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000009 · primary_doc.xml · nonDerivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,411

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 157,366 shares of the Company's common stock.

Read SEC document
September 14, 2018 Filed Mar 19, 2019 16:14 UTC SaleCommon Stock 12,485 $18.98 $236,965.30
Disclosure

SEC source: 0001766181-19-000018 · primary_doc.xml · nonDerivative · entry 2

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,132

Read SEC document
August 15, 2018 Filed Aug 17, 2018 13:50 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000064 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:52 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000068 · edgar.xml · derivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:52 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000067 · edgar.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:51 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000066 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:50 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000063 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:51 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000065 · edgar.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:49 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000062 · edgar.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:49 UTC GrantDividend Equivalent Rights · Derivative 26.08 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000061 · edgar.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80.236

Underlying: Common Stock · 26.08 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:45 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 90.755 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000060 · edgar.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,305.059

Underlying: Common stock · 90.755 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:45 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 476.265 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000059 · edgar.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,566.266

Underlying: Common stock · 476.265 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
August 15, 2018 Filed Aug 17, 2018 17:44 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 77.627 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000058 · edgar.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,946.656

Underlying: Common stock · 77.627 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
May 16, 2018 Filed May 17, 2018 17:14 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000034 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:15 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 517.114 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000036 · edgar.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,090.001

Underlying: Common stock · 517.114 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:16 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 84.286 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000038 · edgar.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,869.029

Underlying: Common stock · 84.286 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:16 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 98.539 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000037 · edgar.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,214.304

Underlying: Common stock · 98.539 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:14 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000033 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:14 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000035 · edgar.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:13 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000032 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
May 16, 2018 Filed May 17, 2018 21:12 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000031 · edgar.xml · derivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 16, 2018 Filed May 17, 2018 21:11 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000029 · edgar.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 16, 2018 Filed May 17, 2018 21:12 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000030 · edgar.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 16, 2018 Filed May 17, 2018 21:11 UTC GrantDividend Equivalent Rights · Derivative 28.476 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000028 · edgar.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54.156

Underlying: Common Stock · 28.476 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 11, 2018 Filed May 15, 2018 19:36 UTC Exercise / conversionDividend Equivalent Rights · Derivative 31.208 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000027 · edgar.xml · derivative · entry 3

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 31.208 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F2 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 11, 2018 Filed May 15, 2018 19:36 UTC Disposition to issuerCommon Stock 0.208 $15.15 $3.15
Disclosure

SEC source: 0001179022-18-000027 · edgar.xml · nonDerivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 11, 2018 Filed May 15, 2018 19:36 UTC Exercise / conversionCommon Stock 31.208 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000027 · edgar.xml · nonDerivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,904.208

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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May 11, 2018 Filed Mar 19, 2019 16:14 UTC SaleCommon Stock 1,206 $15.35 $18,512.10
Disclosure

SEC source: 0001766181-19-000018 · primary_doc.xml · nonDerivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,617

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February 14, 2018 Filed Feb 15, 2018 17:25 UTC GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000022 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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February 14, 2018 Filed Feb 15, 2018 22:26 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 87.093 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000024 · edgar.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,115.765

Underlying: Common stock · 87.093 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

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February 14, 2018 Filed Feb 15, 2018 22:26 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 457.05 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000023 · edgar.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,572.887

Underlying: Common stock · 457.05 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

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February 14, 2018 Filed Feb 15, 2018 22:25 UTC GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000021 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:24 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000020 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:23 UTC GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000019 · edgar.xml · derivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:23 UTC GrantDividend Equivalent Rights · Derivative 37.949 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000015 · edgar.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56.888

Underlying: Common Stock · 37.949 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:23 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 74.495 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000018 · edgar.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,784.743

Underlying: Common stock · 74.495 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
February 14, 2018 Filed Feb 15, 2018 22:22 UTC GrantDividend Equivalent Rights · Derivative 25.68 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000014 · edgar.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25.68

Underlying: Common Stock · 25.68 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.