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Nasdaq · USD

ADTN

ADTRAN Holdings, Inc.

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Tapewire entity
5331
SEC CIK
0000926282
Parsed reports
653

Last 12 months

Inside the activity.

4 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202530
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202604
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
December 31, 2018 Filed Jan 3, 2019 22:19 UTC Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000004 · edgar.xml · nonDerivative · entry 2

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:19 UTC Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000004 · edgar.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,144.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:19 UTC Exercise / conversionDividend Equivalent Rights · Derivative 110.947 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000003 · edgar.xml · derivative · entry 5

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110.947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:19 UTC GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000003 · edgar.xml · nonDerivative · entry 3

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,505

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:19 UTC Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000003 · edgar.xml · nonDerivative · entry 2

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,187

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:19 UTC Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000003 · edgar.xml · nonDerivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,187.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC Exercise / conversionDividend Equivalent Rights · Derivative 110.947 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000001 · edgar.xml · derivative · entry 4

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 110.947 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001179022-19-000001 · edgar.xml · nonDerivative · entry 3

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,401

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC Disposition to issuerCommon Stock 0.947 $10.74 $10.17
Disclosure

SEC source: 0001179022-19-000001 · edgar.xml · nonDerivative · entry 2

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,083

F1 · security: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed Jan 3, 2019 22:18 UTC Exercise / conversionCommon Stock 110.947 Not disclosed Not disclosed
Disclosure

SEC source: 0001179022-19-000001 · edgar.xml · nonDerivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,083.947

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Settlement of dividend equivalent rights in connection with lapse of restriction on restricted stock. The rights accrued when and as dividends were paid on the Company's common stock and are paid in whole shares of common stock with the remainder paid in cash. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
December 31, 2018 Filed May 24, 2019 16:09 UTC Amendment GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000009 · primary_doc.xml · nonDerivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,505

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 32,462 shares of the Company's common stock.

Read SEC document
December 31, 2018 Filed May 24, 2019 16:24 UTC Amendment
Nair BalanDirector
GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000011 · primary_doc.xml · nonDerivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,505

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 37,489 shares of the Company's common stock.

Read SEC document
December 31, 2018 Filed May 24, 2019 16:16 UTC Amendment GrantCommon Stock 8,318 $0.00 $0.00
Disclosure

SEC source: 0001770330-19-000010 · primary_doc.xml · nonDerivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,568

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after reported transaction. The previous reported total was 29,412 shares of the Company's common stock.

Read SEC document
November 18, 2018 Filed Nov 21, 2018 00:28 UTC Amendment
Scheiterer EduardSr VP & Managing Director
GrantCommon Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000092 · edgar.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,543

F1 · shares: On November 20, 2018, the reporting person filed a Form 4 incorrectly reporting the acquisition of 1,662 shares of Phantom Stock on November 18, 2018, which shares should have been reported as the acquisition of shares of Common Stock. In addition to correcting such transaction, this amendment shows the correct number of shares of Phantom Stock owned by the reporting person.

Read SEC document
November 18, 2018 Filed Nov 21, 2018 00:28 UTC
Shannon Roger DSr VP Finance and CFO
GrantCommon Stock 2,789 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000091 · edgar.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,170

Read SEC document
November 18, 2018 Filed Nov 21, 2018 00:27 UTC Amendment
Foliano MichaelSr VP, Global Operations
GrantCommon Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000090 · edgar.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,774

F1 · shares: On November 20, 2018, the reporting person filed a Form 4 incorrectly reporting the acquisition of 1,662 shares of Phantom Stock on November 18, 2018, which shares should have been reported as the acquisition of shares of Common Stock. In addition to correcting such transaction, this amendment shows the correct number of shares of Phantom Stock owned by the reporting person.

Read SEC document
November 18, 2018 Filed Nov 20, 2018 21:52 UTC
Scheiterer EduardSr VP & Managing Director
GrantPhantom Stock · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000088 · edgar.xml · derivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,662

Underlying: Common stock · 1,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2015 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 18, 2018 Filed Nov 21, 2018 00:24 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000089 · edgar.xml · derivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,698.74

Underlying: Common stock · 1,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 18, 2018 Filed Nov 20, 2018 21:51 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 7,266 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000086 · edgar.xml · derivative · entry 1

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,384.97

Underlying: Common stock · 7,266 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2015 under the ADTRAN, Inc. 2015 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 18, 2018 Filed Nov 20, 2018 21:51 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 1,662 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000087 · edgar.xml · derivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,072.38

Underlying: Common stock · 1,662 shares

Expires not disclosed

F1 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · price: Upon vesting of performance shares awarded pursuant to a grant of November 14, 2015 under the ADTRAN, Inc. 2006 Employee Stock Incentive Plan, the reporting person deferred the receipt of shares of the Company's common stock and received instead shares of phantom stock pursuant to the Company's deferred compensation plan.

F2 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F2 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 18, 2018 Filed Nov 21, 2018 22:03 UTC
Scheiterer EduardSr VP & Managing Director
Tax withholdingCommon Stock 449 $13.64 $6,124.36
Disclosure

SEC source: 0001179022-18-000100 · edgar.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,940

Read SEC document
November 18, 2018 Filed Nov 21, 2018 22:03 UTC
Foliano MichaelSr VP, Global Operations
Tax withholdingCommon Stock 489 $13.64 $6,669.96
Disclosure

SEC source: 0001179022-18-000099 · edgar.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,113

Read SEC document
November 18, 2018 Filed Nov 21, 2018 22:02 UTC
Shannon Roger DSr VP Finance and CFO
Tax withholdingCommon Stock 819 $13.64 $11,171.16
Disclosure

SEC source: 0001179022-18-000098 · edgar.xml · nonDerivative · entry 1

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,095

Read SEC document
November 18, 2018 Filed Feb 25, 2019 21:43 UTC Amendment
Foliano MichaelSr. VP Global Operations
GrantCommon Stock 1,662 $0.00 $0.00
Disclosure

SEC source: 0001766181-19-000012 · primary_doc.xml · nonDerivative · entry 1

Foliano Michael · CIK 0001300513 · Sr. VP Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,566

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after the reported transaction. The previous reported total was 12,774 shares of the Company's common stock. In addition, the reporting person continues to beneficially own in his 401(k) Plan 226.941 shares of common stock.

Read SEC document
November 15, 2018 Filed Mar 17, 2020 19:29 UTC GrantCommon Stock 15.037 $13.56 $203.89
Disclosure

SEC source: 0001773229-20-000023 · primary_doc.xml · nonDerivative · entry 2

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,765.439

F1 · security: Reflects 322.068 shares acquired through the automatic reinvestment of dividends paid on the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 13:51 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000077 · edgar.xml · derivative · entry 1

NICHOLS ROY J · CIK 0000937725 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:31 UTC
Foliano MichaelSr VP, Global Operations
GrantPhantom Stock · Derivative 105.321 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000083 · edgar.xml · derivative · entry 5

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,410.38

Underlying: Common stock · 105.321 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:31 UTC
Wilson James Denson JrSVP Technology & Strategy
GrantPhantom Stock · Derivative 90.086 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000084 · edgar.xml · derivative · entry 5

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,036.742

Underlying: Common stock · 90.086 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 22:30 UTC
STANTON THOMAS RDirector · CEO
GrantPhantom Stock · Derivative 552.707 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000081 · edgar.xml · derivative · entry 4

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,118.97

Underlying: Common stock · 552.707 shares

Expires not disclosed

F2 · derivative.exercise_price: Each share of phantom stock represents a right to receive one share of common stock or the cash value thereof.

F3 · derivative.exercise_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

F3 · derivative.expiration_date: The phantom stock becomes payable 6 months after the reporting person's separation of service with the Company. The reporting person may transfer his phantom stock account into an alternative investment at any time.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:52 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000080 · edgar.xml · derivative · entry 1

McCray Gregory James · CIK 0001327057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:52 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000079 · edgar.xml · derivative · entry 1

Melone Anthony J. · CIK 0001507363 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:51 UTC
Nair BalanDirector
GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000078 · edgar.xml · derivative · entry 1

Nair Balan · CIK 0001398905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:50 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000076 · edgar.xml · derivative · entry 1

Jacqueline Hourigan Rice · CIK 0001637150 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:50 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000075 · edgar.xml · derivative · entry 1

Walker Kathryn A · CIK 0001264261 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

Read SEC document
November 14, 2018 Filed Nov 16, 2018 18:49 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000074 · edgar.xml · derivative · entry 1

HUSS H FENWICK · CIK 0001201037 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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November 14, 2018 Filed Nov 16, 2018 18:48 UTC GrantDividend Equivalent Rights · Derivative 30.711 $0.00 $0.00
Disclosure

SEC source: 0001179022-18-000073 · edgar.xml · derivative · entry 1

MARKS WILLIAM L · CIK 0001186072 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110.947

Underlying: Common Stock · 30.711 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.exercise_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

F1 · derivative.expiration_date: The dividend equivalent rights accrued when and as dividends were paid on the Company's common stock. Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.

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November 12, 2018 Filed Nov 16, 2018 22:31 UTC
Scheiterer EduardSr VP & Managing Director
Tax withholdingCommon Stock 399 $13.45 $5,366.55
Disclosure

SEC source: 0001179022-18-000085 · edgar.xml · nonDerivative · entry 3

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,881

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November 12, 2018 Filed Nov 16, 2018 22:31 UTC
Foliano MichaelSr VP, Global Operations
Tax withholdingCommon Stock 374 $13.45 $5,030.30
Disclosure

SEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 3

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,112

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November 12, 2018 Filed Nov 16, 2018 22:31 UTC
Wilson James Denson JrSVP Technology & Strategy
SaleCommon Stock 1,615 $13.45 $21,721.75
Disclosure

SEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,264

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November 12, 2018 Filed Nov 16, 2018 22:30 UTC
Shannon Roger DSr VP Finance and CFO
Tax withholdingCommon Stock 545 $13.45 $7,330.25
Disclosure

SEC source: 0001179022-18-000082 · edgar.xml · nonDerivative · entry 3

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,381

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November 12, 2018 Filed Nov 16, 2018 22:30 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 3,223 $13.45 $43,349.35
Disclosure

SEC source: 0001179022-18-000081 · edgar.xml · nonDerivative · entry 3

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,173

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November 12, 2018 Filed Nov 21, 2018 22:00 UTC Amendment
Wilson James Denson JrSVP Technology & Strategy
Tax withholdingCommon Stock 475 $13.45 $6,388.75
Disclosure

SEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 3

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,213

F3 · shares: On November 16, 2018, the reporting person mistakenly filed a Form 4 reporting a sale of 1,468 shares of common stock on November 11, 2018 and a sale of 1,615 on November 12, 2018, which sales did not in fact occur. Instead, on November 11, 2018, the issuer withheld 431 shares of common stock in connection with the vesting of a previously reported award, and on November 12, 2018, the issuer withheld 475 shares of common stock in connection with the vesting of a previously reported award.

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November 12, 2018 Filed Feb 25, 2019 21:30 UTC Amendment
Wilson James Denson JrSVP Technology & Strategy
Tax withholdingCommon Stock 475 $13.45 $6,388.75
Disclosure

SEC source: 0001766181-19-000011 · primary_doc.xml · nonDerivative · entry 1

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,088

F1 · balance_after: The reporting person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after the reported transaction. The previous reported total was 14,213 shares of the Company's common stock.

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November 12, 2018 Filed Mar 10, 2020 21:17 UTC Amendment
Scheiterer EduardSVP, Research & Development
Tax withholdingCommon Stock 311 $13.45 $4,182.95
Disclosure

SEC source: 0001773229-20-000022 · primary_doc.xml · nonDerivative · entry 1

Scheiterer Eduard · CIK 0001628537 · SVP, Research & Development

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,969

F1 · shares: The Reporting Person is filing this amendment to correct the number of shares of the Company's common stock withheld for the payment of taxes. The previous reported amount withheld was 399 shares of the Company's common stock.

F2 · balance_after: The Reporting Person is filing this amendment to correct the number of shares of the Company's common stock beneficially owned after this reported transaction. The previous reported total was 9.881 shares of the Company's common stock.

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November 11, 2018 Filed Nov 16, 2018 22:31 UTC
Scheiterer EduardSr VP & Managing Director
Tax withholdingCommon Stock 269 $14.12 $3,798.28
Disclosure

SEC source: 0001179022-18-000085 · edgar.xml · nonDerivative · entry 2

Scheiterer Eduard · CIK 0001628537 · Sr VP & Managing Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,280

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November 11, 2018 Filed Nov 16, 2018 22:31 UTC
Foliano MichaelSr VP, Global Operations
Tax withholdingCommon Stock 327 $14.12 $4,617.24
Disclosure

SEC source: 0001179022-18-000083 · edgar.xml · nonDerivative · entry 2

Foliano Michael · CIK 0001300513 · Sr VP, Global Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,486

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November 11, 2018 Filed Nov 16, 2018 22:31 UTC
Wilson James Denson JrSVP Technology & Strategy
SaleCommon Stock 1,468 $14.12 $20,728.16
Disclosure

SEC source: 0001179022-18-000084 · edgar.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,879

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November 11, 2018 Filed Nov 16, 2018 22:30 UTC
Shannon Roger DSr VP Finance and CFO
Tax withholdingCommon Stock 486 $14.12 $6,862.32
Disclosure

SEC source: 0001179022-18-000082 · edgar.xml · nonDerivative · entry 2

Shannon Roger D · CIK 0001370527 · Sr VP Finance and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,926

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November 11, 2018 Filed Nov 16, 2018 22:30 UTC
STANTON THOMAS RDirector · CEO
Tax withholdingCommon Stock 3,027 $14.12 $42,741.24
Disclosure

SEC source: 0001179022-18-000081 · edgar.xml · nonDerivative · entry 2

STANTON THOMAS R · CIK 0001191219 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,396

Read SEC document
November 11, 2018 Filed Nov 21, 2018 22:00 UTC Amendment
Wilson James Denson JrSVP Technology & Strategy
Tax withholdingCommon Stock 431 $14.12 $6,085.72
Disclosure

SEC source: 0001179022-18-000094 · edgar.xml · nonDerivative · entry 2

Wilson James Denson Jr · CIK 0001371377 · SVP Technology & Strategy

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,688

F3 · shares: On November 16, 2018, the reporting person mistakenly filed a Form 4 reporting a sale of 1,468 shares of common stock on November 11, 2018 and a sale of 1,615 on November 12, 2018, which sales did not in fact occur. Instead, on November 11, 2018, the issuer withheld 431 shares of common stock in connection with the vesting of a previously reported award, and on November 12, 2018, the issuer withheld 475 shares of common stock in connection with the vesting of a previously reported award.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.