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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 09, 2024 Filed Jul 11, 2024 20:34 UTC GrantCommon Stock 158 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000084 · wk-form4_1720730043.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,303

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 22, 2025.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:28 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 2,323 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000081 · wk-form4_1720729731.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 409,836

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:26 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 1,191 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000079 · wk-form4_1720729585.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,164,100

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
July 09, 2024 Filed Jul 11, 2024 20:25 UTC
Jackson DeLuEVP, Chf Marketing & Comm Off
GrantCommon Stock 771 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000078 · wk-form4_1720729496.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chf Marketing & Comm Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 175,378

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 21:22 UTC GrantRestricted Stock Units 19,564 $7.29 $142,621.56
Disclosure

SEC source: 0001703056-24-000069 · wk-form4_1718659315.xml · nonDerivative · entry 1

Tiedt Danielle · CIK 0002026573 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,564

F1 · shares: Represents a grant of restricted stock units that vest 100% on June 14, 2025. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment.

Read SEC document
June 14, 2024 Filed Jun 17, 2024 21:20 UTC GrantRestricted Stock Units 19,564 $7.29 $142,621.56
Disclosure

SEC source: 0001703056-24-000068 · wk-form4_1718659251.xml · nonDerivative · entry 1

Houston Daniel Joseph · CIK 0001326278 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,564

F1 · shares: Represents a grant of restricted stock units that vest 100% on June 14, 2025. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment.

Read SEC document
May 22, 2024 Filed May 24, 2024 15:41 UTC
Zarmi SigalDirector
GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000059 · wk-form4_1716565272.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 62,603

F1 · shares: Reflects the 2024 annual grant of Restricted Stock Units which vest 100% on 5/22/2025.

Read SEC document
May 22, 2024 Filed May 24, 2024 15:42 UTC GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000060 · wk-form4_1716565326.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 107,374

F1 · shares: Reflects the 2024 annual grant of Restricted Stock Units which vest 100% on 5/22/2025.

Read SEC document
May 22, 2024 Filed May 24, 2024 15:39 UTC GrantCommon Stock 20,576 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000057 · wk-form4_1716565161.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 108,145

F1 · shares: Reflects the 2024 annual grant of Restricted Stock Units which vest 100% on 5/22/2025.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:03 UTC
Burzo StevenVP, CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 5,837 $0.00 Strike: $6.46 $0.00
Disclosure

SEC source: 0001703056-24-000053 · wk-form4_1716505385.xml · derivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,837

Underlying: Common Stock · 5,837 shares

Expires 2027-06-29

F1 · shares: Represents stock options that were granted in 2017 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, each of the executive committee and compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:05 UTC GrantEmployee Stock Option (right to buy) · Derivative 356,160 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-24-000054 · wk-form4_1716505522.xml · derivative · entry 3

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,068,480

Underlying: Common Stock · 356,160 shares

Expires 2028-01-18

F1 · shares: Represents shares or stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:05 UTC GrantCommon Stock 614,638 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000054 · wk-form4_1716505522.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Indirect · Sweet Yourself LLC

Disclosed balance after: 2,332,704.5

F1 · shares: Represents shares or stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

F2 · ownership.nature: An LLC of which the reporting person is sole member and manager.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:11 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 387,853 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-24-000056 · wk-form4_1716505842.xml · derivative · entry 3

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,163,560

Underlying: Common Stock · 387,853 shares

Expires 2028-01-18

F1 · shares: Represents stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

Read SEC document
May 21, 2024 Filed May 23, 2024 19:11 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 559,597 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000056 · wk-form4_1716505842.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Indirect · Bethel Ventures LLC

Disclosed balance after: 3,006,339.5

F1 · shares: Represents stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

F2 · ownership.nature: An LLC of which the reporting person is the manager with full control, and a beneficial owner together with a family gift trust.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:08 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantEmployee Stock Option (right to buy) · Derivative 397,411 $0.00 Strike: $13.30 $0.00
Disclosure

SEC source: 0001703056-24-000055 · wk-form4_1716505724.xml · derivative · entry 3

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,192,233

Underlying: Common Stock · 397,411 shares

Expires 2028-01-18

F1 · shares: Represents stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

Read SEC document
May 21, 2024 Filed May 23, 2024 23:08 UTC
Likosar JeffreyPres Corp Dev & Trans. & CFO
GrantCommon Stock 573,387 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000055 · wk-form4_1716505724.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres Corp Dev & Trans. & CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,162,909

F1 · shares: Represents stock options that were granted in 2018 subject to performance-based vesting requirements. On May 21, 2024, after assessing a variety of factors, including alignment of holders' incentives with those of a majority of ADT 's stockholders, the compensation committee of the Board of Directors of ADT Inc. deemed the performance conditions satisfied with respect to these securities.

Read SEC document
May 09, 2024 Filed May 13, 2024 16:16 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 1,765 $7.00 $12,355.00
Disclosure

SEC source: 0001703056-24-000052 · wk-form4_1715631384.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,551

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 5/09/24.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:25 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 328 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000037 · wk-form4_1712607936.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,316

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:38 UTC
Zarmi SigalDirector
GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000047 · wk-form4_1712608713.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,027

F1 · shares: 1. Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 24, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:34 UTC GrantCommon Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000044 · wk-form4_1712608466.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 207,740

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:31 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000042 · wk-form4_1712608286.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,934

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:37 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000046 · wk-form4_1712608616.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,798

F1 · shares: 1. Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 24, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 16:28 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantCommon Stock 6,919 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000039 · wk-form4_1712608086.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,875,821

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:26 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
GrantCommon Stock 878 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000038 · wk-form4_1712608007.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,405,663

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:35 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000045 · wk-form4_1712608525.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,569

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 24, 2024.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:33 UTC
Thorsen WayneEVP, Chief Business Officer
GrantCommon Stock 2,626 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000043 · wk-form4_1712608405.xml · nonDerivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 407,513

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:30 UTC
Likosar JeffreyPres, Chf Trans Off, Intm CFO
GrantCommon Stock 1,346 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000041 · wk-form4_1712608212.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres, Chf Trans Off, Intm CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 589,522

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
April 04, 2024 Filed Apr 8, 2024 20:29 UTC
Jackson DeLuEVP, Chief Marketing Officer
GrantCommon Stock 872 $0.00 $0.00
Disclosure

SEC source: 0001703056-24-000040 · wk-form4_1712608155.xml · nonDerivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 174,607

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2026.

Read SEC document
March 19, 2024 Filed Mar 22, 2024 01:50 UTC OtherCommon Stock 9,750,000 $6.17 $60,145,800.00
Disclosure

SEC source: 0001104659-24-037469 · tm249406-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 423,550,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 11, 2024 Filed Mar 12, 2024 00:35 UTC OtherCommon Stock 65,000,000 $6.22 $404,540,500.00
Disclosure

SEC source: 0001104659-24-033137 · tm248433-1_4seq1.xml · nonDerivative · entry 1

Apollo Management Holdings GP, LLC · CIK 0001449433 · 10% owner

Prime Security Services TopCo (ML), L.P. · CIK 0001988867 · 10% owner

Prime Security Services TopCo (ML II), L.P. · CIK 0001988928 · 10% owner

Apollo Management GP, LLC · CIK 0001413410 · 10% owner

Apollo Management Holdings, L.P. · CIK 0001449434 · 10% owner

Apollo Management, L.P. · CIK 0001398053 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: No plan indicated

Ownership: Indirect · See Footnote

Disclosed balance after: 433,300,366

F1 · kind: See Exhibit 99.1.

F1 · ownership.nature: See Exhibit 99.1.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:17 UTC
Burzo StevenVP, CAO & Controller
GrantEmployee Stock Option (right to buy) · Derivative 172,811 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000029 · wk-form4_1710274644.xml · derivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,811

Underlying: Common Stock · 172,811 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:26 UTC GrantEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000036 · wk-form4_1710275204.xml · derivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,829

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:24 UTC
Smail David WEVP, CLO and Secretary
GrantEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000034 · wk-form4_1710275060.xml · derivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,829

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 16:18 UTC
DeVries James DavidDirector · Chairman, President & CEO
GrantEmployee Stock Option (right to buy) · Derivative 3,755,760 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000030 · wk-form4_1710274711.xml · derivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman, President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,755,760

Underlying: Common Stock · 3,755,760 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:25 UTC
Thorsen WayneEVP, Chief Business Officer
GrantEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000035 · wk-form4_1710275145.xml · derivative · entry 1

Thorsen Wayne · CIK 0001960786 · EVP, Chief Business Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,829

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:22 UTC
Scott David A.EVP, Chief People & Admin. Off
GrantEmployee Stock Option (right to buy) · Derivative 345,622 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000033 · wk-form4_1710274946.xml · derivative · entry 1

Scott David A. · CIK 0001730957 · EVP, Chief People & Admin. Off

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 345,622

Underlying: Common Stock · 345,622 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:21 UTC
Likosar JeffreyPres, Chf Trans Off, Intm CFO
GrantEmployee Stock Option (right to buy) · Derivative 714,285 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000032 · wk-form4_1710274845.xml · derivative · entry 1

Likosar Jeffrey · CIK 0001722727 · Pres, Chf Trans Off, Intm CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 714,285

Underlying: Common Stock · 714,285 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 08, 2024 Filed Mar 12, 2024 20:19 UTC
Jackson DeLuEVP, Chief Marketing Officer
GrantEmployee Stock Option (right to buy) · Derivative 460,829 $0.00 Strike: $6.51 $0.00
Disclosure

SEC source: 0001703056-24-000031 · wk-form4_1710274781.xml · derivative · entry 1

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 460,829

Underlying: Common Stock · 460,829 shares

Expires 2034-03-08

F1 · derivative.exercise_date: These stock options vest in three equal increments on 3/08/2025, 3/08/2026 and 3/08/2027.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 16:19 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 1,471 $7.30 $10,738.30
Disclosure

SEC source: 0001703056-24-000021 · wk-form4_1709673551.xml · nonDerivative · entry 2

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,988

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

Read SEC document
March 02, 2024 Filed Mar 5, 2024 16:31 UTC Tax withholdingCommon Stock 12,992 $7.30 $94,841.60
Disclosure

SEC source: 0001703056-24-000028 · wk-form4_1709674266.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 206,862

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 02, 2024 Filed Mar 5, 2024 16:28 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 12,992 $7.30 $94,841.60
Disclosure

SEC source: 0001703056-24-000026 · wk-form4_1709674089.xml · nonDerivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 423,056

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 02, 2024 Filed Mar 5, 2024 16:21 UTC
DeVries James DavidDirector · Chairman , President & CEO
Tax withholdingCommon Stock 100,044 $7.30 $730,321.20
Disclosure

SEC source: 0001703056-24-000022 · wk-form4_1709673669.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · Chairman , President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,868,902

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 02, 2024 Filed Mar 5, 2024 21:23 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
Tax withholdingCommon Stock 14,643 $7.30 $106,893.90
Disclosure

SEC source: 0001703056-24-000023 · wk-form4_1709673794.xml · nonDerivative · entry 2

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,404,785

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 02, 2024 Filed Mar 5, 2024 21:26 UTC
Likosar JeffreyPres, Chf Trans Off, Intm CFO
Tax withholdingCommon Stock 19,922 $7.30 $145,430.60
Disclosure

SEC source: 0001703056-24-000025 · wk-form4_1709673979.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · Pres, Chf Trans Off, Intm CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 588,176

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 02, 2024 Filed Mar 5, 2024 21:24 UTC
Jackson DeLuEVP, Chief Marketing Officer
Tax withholdingCommon Stock 4,872 $7.30 $35,565.60
Disclosure

SEC source: 0001703056-24-000024 · wk-form4_1709673870.xml · nonDerivative · entry 2

Jackson DeLu · CIK 0001967217 · EVP, Chief Marketing Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 173,735

F2 · shares: Represents shares withheld to satisfy the withholding tax obligation due on RSUs which vested on 3/02/2024.

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March 01, 2024 Filed Mar 5, 2024 16:19 UTC
Burzo StevenVP, CAO & Controller
Tax withholdingCommon Stock 4,972 $7.30 $36,295.60
Disclosure

SEC source: 0001703056-24-000021 · wk-form4_1709673551.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 77,459

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

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March 01, 2024 Filed Mar 5, 2024 16:31 UTC Tax withholdingCommon Stock 24,365 $7.30 $177,864.50
Disclosure

SEC source: 0001703056-24-000028 · wk-form4_1709674266.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 219,854

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 16:28 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 24,390 $7.30 $178,047.00
Disclosure

SEC source: 0001703056-24-000026 · wk-form4_1709674089.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 436,048

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

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March 01, 2024 Filed Mar 5, 2024 16:21 UTC
DeVries James DavidDirector · Chairman , President & CEO
Tax withholdingCommon Stock 188,061 $7.30 $1,372,845.30
Disclosure

SEC source: 0001703056-24-000022 · wk-form4_1709673669.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · Chairman , President & CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,968,946

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

Read SEC document
March 01, 2024 Filed Mar 5, 2024 21:23 UTC
Haenggi Jamie ElizabethExec. Vice President, Solar
Tax withholdingCommon Stock 27,441 $7.30 $200,319.30
Disclosure

SEC source: 0001703056-24-000023 · wk-form4_1709673794.xml · nonDerivative · entry 1

Haenggi Jamie Elizabeth · CIK 0001399678 · Exec. Vice President, Solar

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,419,428

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 3/01/2024.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.