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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2022 Filed Mar 3, 2022 17:29 UTC
Harty Harriet KEVP, Chief Admin Officer
Tax withholdingCommon Stock 7,972 $7.47 $59,550.84
Disclosure

SEC source: 0001703056-22-000054 · wf-form4_164634652962888.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,157

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:32 UTC
Susil ZacharyVP, Controller & CAO
Tax withholdingCommon Stock 5,816 $7.47 $43,445.52
Disclosure

SEC source: 0001703056-22-000059 · wf-form4_164634669477183.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 150,295

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 22:30 UTC
Likosar JeffreyCFO & President, Corp. Dev.
Tax withholdingCommon Stock 17,168 $7.47 $128,244.96
Disclosure

SEC source: 0001703056-22-000057 · wf-form4_164634662822188.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 704,810

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:11 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 1,233 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000020 · wf-form4_164150707238746.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,534

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through July 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:13 UTC
Zarmi SigalDirector
GrantCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000026 · wf-form4_164150719797838.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,824

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through May 26, 2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:10 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000016 · wf-form4_164150700209692.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,955,067.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:13 UTC GrantCommon Stock 712 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000025 · wf-form4_164150717792032.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 807,625

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:12 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 1,202 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000022 · wf-form4_164150712192575.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387,471

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:12 UTC GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000024 · wf-form4_164150715839133.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:10 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 5,392 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000017 · wf-form4_164150702047118.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,687,860.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:09 UTC GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000015 · wf-form4_164150698690016.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,600

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 17:11 UTC
Harty Harriet KSr VP, Chief Admin Officer
GrantCommon Stock 546 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000019 · wf-form4_164150705341901.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 158,129

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:12 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 323 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000023 · wf-form4_164150714262975.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,111

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:11 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 1,186 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000021 · wf-form4_164150709460977.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,978

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
January 04, 2022 Filed Jan 6, 2022 22:10 UTC GrantCommon Stock 40 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000018 · wf-form4_164150703677586.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,371

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
December 08, 2021 Filed Dec 9, 2021 08:50 UTC
Jones Marc SExecutive Vice Pres., Solar
GrantCommon Stock 26,232,983 Not disclosed Not disclosed
Disclosure

SEC source: 0001703056-21-000185 · wf-form4_163905782168392.xml · nonDerivative · entry 1

Jones Marc S · CIK 0001896668 · Executive Vice Pres., Solar

10b5-1 filing: Not disclosed

Ownership: Indirect · Orange Solar Holdco, LLC

Disclosed balance after: 26,232,983

F1 · shares: Represents 26,232,983 shares of common stock of the Issuer acquired by Orange Solar Holdco, LLC as consideration pursuant to a Purchase Agreement (the "Purchase Agreement"), dated November 8, 2021, by and among the Issuer and certain parties thereto, including Orange Solar Holdco, LLC. The amount reported includes 1,920,661 shares of common stock of the Issuer held in escrow and subject to forfeiture pursuant to the Purchase Agreement. On the closing date of the Purchase Agreement, the closing price per share of the Issuer's common stock was $8.66.

F1 · price: Represents 26,232,983 shares of common stock of the Issuer acquired by Orange Solar Holdco, LLC as consideration pursuant to a Purchase Agreement (the "Purchase Agreement"), dated November 8, 2021, by and among the Issuer and certain parties thereto, including Orange Solar Holdco, LLC. The amount reported includes 1,920,661 shares of common stock of the Issuer held in escrow and subject to forfeiture pursuant to the Purchase Agreement. On the closing date of the Purchase Agreement, the closing price per share of the Issuer's common stock was $8.66.

F1 · balance_after: Represents 26,232,983 shares of common stock of the Issuer acquired by Orange Solar Holdco, LLC as consideration pursuant to a Purchase Agreement (the "Purchase Agreement"), dated November 8, 2021, by and among the Issuer and certain parties thereto, including Orange Solar Holdco, LLC. The amount reported includes 1,920,661 shares of common stock of the Issuer held in escrow and subject to forfeiture pursuant to the Purchase Agreement. On the closing date of the Purchase Agreement, the closing price per share of the Issuer's common stock was $8.66.

F2 · ownership.nature: The reporting person is the manager and a member, together with trusts affiliated with the reporting person, of Orange Solar Holdco, LLC. The reporting person disclaims beneficial ownership of the reported securities other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Read SEC document
October 17, 2021 Filed Oct 19, 2021 20:34 UTC
Likosar JeffreyCFO & President, Corp. Dev.
Tax withholdingCommon Stock 11,025 $8.48 $93,492.00
Disclosure

SEC source: 0001703056-21-000173 · wf-form4_163467565237017.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,088,144

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 10/17/21.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:23 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 1,271 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000165 · wf-form4_163363820189294.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,301

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through July 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:25 UTC
Zarmi SigalDirector
GrantCommon Stock 44 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000171 · wf-form4_163363831364164.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,780

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through May 26, 2022.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:22 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 734 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000161 · wf-form4_163363812911454.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,954,355.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:25 UTC GrantCommon Stock 734 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000170 · wf-form4_163363829406083.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,986

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:24 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 1,241 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000167 · wf-form4_163363824187881.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 386,269

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:24 UTC GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000169 · wf-form4_163363827844782.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,560

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:22 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 5,563 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000162 · wf-form4_163363814458554.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,682,468.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:22 UTC GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000160 · wf-form4_163363811246576.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,560

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 16:23 UTC
Harty Harriet KSr VP, Chief Admin Officer
GrantCommon Stock 562 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000164 · wf-form4_163363818240539.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,583

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:24 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 333 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000168 · wf-form4_163363826240688.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,788

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:23 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 1,223 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000166 · wf-form4_163363822386367.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,099,139

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
October 05, 2021 Filed Oct 7, 2021 20:22 UTC GrantCommon Stock 41 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000163 · wf-form4_163363816356385.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,331

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
August 03, 2021 Filed Aug 5, 2021 16:08 UTC
Harty Harriet KSr VP, Chief Admin Officer
Tax withholdingCommon Stock 14,832 $10.63 $157,664.16
Disclosure

SEC source: 0001703056-21-000147 · wf-form4_162819392833793.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,021

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units which vested on 8/3/2021.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:15 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 303,030 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000128 · wf-form4_162525690282600.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 303,030

F1 · shares: Restricted Stock Units which vest in equal increments on July 1, 2022, July 1, 2023 and July 1, 2024, granted in accordance with the terms of Mr. Holmes's offer letter and pursuant to the terms of the Company's Policy and Procedures for Granting Equity-Based Awards.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:18 UTC
Zarmi SigalDirector
GrantCommon Stock 34 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000134 · wf-form4_162525709938583.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,736

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through May 26, 2022.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:13 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000124 · wf-form4_162525674855363.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953,621.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:18 UTC GrantCommon Stock 559 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000133 · wf-form4_162525708319649.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 795,252

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:16 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 945 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000130 · wf-form4_162525697195042.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,028

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:17 UTC GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000132 · wf-form4_162525703882610.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,519

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:13 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 4,246 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000125 · wf-form4_162525678859441.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,676,905.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:12 UTC GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000123 · wf-form4_162525672801644.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,519

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 16:14 UTC
Harty Harriet KSr VP, Chief Admin Officer
GrantCommon Stock 550 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000127 · wf-form4_162525686654439.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · Sr VP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,853

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:16 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 933 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000129 · wf-form4_162525694774721.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,097,916

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:17 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 254 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000131 · wf-form4_162525700501277.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 155,455

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

Read SEC document
July 01, 2021 Filed Jul 2, 2021 20:14 UTC GrantCommon Stock 31 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000126 · wf-form4_162525682409553.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,290

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:46 UTC
Zarmi SigalDirector
GrantCommon Stock 9,765 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000108 · wf-form4_162215193153986.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,702

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units which vest 100% on 5/26/2022.

Read SEC document
May 26, 2021 Filed May 27, 2021 21:45 UTC GrantCommon Stock 9,765 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000107 · wf-form4_162215190184573.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,488

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units which vest 100% on 5/26/2022.

F2 · balance_after: Includes 188 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest in full on May 29, 2021.

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May 26, 2021 Filed May 27, 2021 17:41 UTC GrantCommon Stock 9,765 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000105 · wf-form4_162215159624292.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,488

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/26/2022.

F2 · balance_after: Includes 188 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest in full on May 29, 2021.

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May 26, 2021 Filed May 27, 2021 21:44 UTC GrantCommon Stock 9,765 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000106 · wf-form4_162215172563157.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,259

F1 · shares: Reflects the 2021 annual grant of Restricted Stock Units ("RSUs") which vest 100% on 5/26/2022.

F2 · balance_after: Includes 188 previously unreported Dividend Equivalent Units awarded with respect to awards of RSUs and which vest in full on May 29, 2021.

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April 05, 2021 Filed Apr 6, 2021 20:18 UTC
Zarmi SigalDirector
GrantCommon Stock 937 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000086 · wf-form4_161774022374161.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 937

F1 · shares: Represents a grant of restricted stock units that vest 100% on April 5, 2022. This grant was made pursuant to the board of director's existing compensation policy for newly appointed directors as of their date of appointment.

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April 01, 2021 Filed Apr 2, 2021 16:16 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 717 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000074 · wf-form4_161739452897787.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,953,062.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

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April 01, 2021 Filed Apr 2, 2021 16:23 UTC
Young Donald M.CIO & EVP, Field Operations
GrantCommon Stock 717 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000082 · wf-form4_161739499206339.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · CIO & EVP, Field Operations

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 794,693

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

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April 01, 2021 Filed Apr 2, 2021 16:20 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 1,212 $0.00 $0.00
Disclosure

SEC source: 0001703056-21-000079 · wf-form4_161739481502407.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 384,083

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 1, 2024.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.