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ADT

ADT Inc.

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3866
SEC CIK
0001703056
Parsed reports
681

Last 12 months

Inside the activity.

6 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202610
Apr 202600
May 202650
Jun 202600
Jul 202600
Aug 202600
Sep 202600
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 05, 2022 Filed Jul 6, 2022 22:25 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000167 · wf-form4_165714632612310.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,629

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 18:23 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 7,914 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000160 · wf-form4_165714617410595.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,922,094.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 18:23 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 1,165 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000162 · wf-form4_165714621041628.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 247,451

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 22:25 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 1,653 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000165 · wf-form4_165714628841965.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 731,388

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
July 05, 2022 Filed Jul 6, 2022 22:23 UTC GrantCommon Stock 76 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000161 · wf-form4_165714619095421.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,400

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 25, 2023.

Read SEC document
July 05, 2022 Filed Jul 7, 2022 18:39 UTC Amendment
Holmes Keith FExec VP & Chief Revenue Off
Tax withholdingCommon Stock 222 $6.36 $1,411.92
Disclosure

SEC source: 0001703056-22-000171 · wf-form4a_165723353764299.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 364,263

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on a previously reported grant of dividend equivalent units that was awarded on 7/5/22.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 18:24 UTC
Holmes Keith FExec VP & Chief Revenue Off
Tax withholdingCommon Stock 40,256 $6.29 $253,210.24
Disclosure

SEC source: 0001703056-22-000163 · wf-form4_165714622912529.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 362,268

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 7/1/22.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:03 UTC
Zarmi SigalDirector
GrantCommon Stock 13,908 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000137 · wf-form4_165368537970264.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,782

F1 · shares: Reflects the 2022 annual grant of Restricted Stock Units which vest 100% on 5/25/2023.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:02 UTC GrantCommon Stock 13,908 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000136 · wf-form4_165368535823612.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,553

F1 · shares: Reflects the 2022 annual grant of Restricted Stock Units which vest 100% on 5/25/2023.

Read SEC document
May 25, 2022 Filed May 27, 2022 21:02 UTC GrantCommon Stock 13,908 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000135 · wf-form4_165368533441567.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,324

F1 · shares: Reflects the 2022 annual grant of Restricted Stock Units which vest 100% on 5/25/2023.

Read SEC document
May 09, 2022 Filed May 11, 2022 16:27 UTC
Burzo StevenVP, CAO & Controller
GrantCommon Stock 12,878 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000128 · wf-form4_165230084935845.xml · nonDerivative · entry 1

Burzo Steven · CIK 0001922453 · VP, CAO & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,680

F1 · shares: Reflects an award of restricted stock units which vest in equal increments on 5/9/2023, 5/9/2024 and 5/9/2025

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:25 UTC
Jones Marc SExecutive Vice Pres., Solar
GrantCommon Stock 430 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000104 · wf-form4_164927670970162.xml · nonDerivative · entry 1

Jones Marc S · CIK 0001896668 · Executive Vice Pres., Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,607

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:25 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 1,813 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000103 · wf-form4_164927669263952.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 402,524

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:27 UTC
Zarmi SigalDirector
GrantCommon Stock 50 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000110 · wf-form4_164927683169326.xml · nonDerivative · entry 1

Zarmi Sigal · CIK 0001854208 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,874

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through May 26, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:23 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000099 · wf-form4_164927660236142.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,931,492.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:27 UTC GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000109 · wf-form4_164927679372423.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 784,054

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:25 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 847 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000106 · wf-form4_164927674616539.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 393,277

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:26 UTC GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000108 · wf-form4_164927677680486.xml · nonDerivative · entry 1

Winter Matthew E · CIK 0001468136 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,645

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:23 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 6,483 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000100 · wf-form4_164927662114782.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,094,108.5

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:23 UTC GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000098 · wf-form4_164927658362738.xml · nonDerivative · entry 1

AFRICK ANDREW · CIK 0001256239 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,645

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 16:24 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 952 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000102 · wf-form4_164927667630920.xml · nonDerivative · entry 1

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 246,286

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:25 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 1,353 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000105 · wf-form4_164927672713430.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 729,735

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:26 UTC GrantCommon Stock 393 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000107 · wf-form4_164927676154795.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,707

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on various dates through March 2, 2025.

Read SEC document
April 04, 2022 Filed Apr 6, 2022 20:24 UTC GrantCommon Stock 45 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000101 · wf-form4_164927663993404.xml · nonDerivative · entry 1

Griffin Tracey R. · CIK 0001758957 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,416

F1 · shares: Represents dividend equivalent units, which are being awarded with respect to awards of restricted stock units and which vest on May 26, 2022.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:24 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 7,360 $7.33 $53,948.80
Disclosure

SEC source: 0001703056-22-000079 · wf-form4_164746226688652.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,930,645.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:26 UTC Tax withholdingCommon Stock 7,360 $7.33 $53,948.80
Disclosure

SEC source: 0001703056-22-000084 · wf-form4_164746236384602.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 783,207

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:25 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 55,197 $7.33 $404,594.01
Disclosure

SEC source: 0001703056-22-000082 · wf-form4_164746231987292.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,430

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 16:24 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 55,196 $7.33 $404,586.68
Disclosure

SEC source: 0001703056-22-000080 · wf-form4_164746228219603.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,087,625.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:25 UTC Tax withholdingCommon Stock 3,067 $7.33 $22,481.11
Disclosure

SEC source: 0001703056-22-000083 · wf-form4_164746234538307.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,314

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 14, 2022 Filed Mar 16, 2022 20:25 UTC
Likosar JeffreyCFO & President, Corp. Dev.
Tax withholdingCommon Stock 12,267 $7.33 $89,917.11
Disclosure

SEC source: 0001703056-22-000081 · wf-form4_164746230145399.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 728,382

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/14/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:26 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 101,770 $7.61 $774,469.70
Disclosure

SEC source: 0001703056-22-000067 · wf-form4_164703758631784.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,938,005.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:28 UTC Tax withholdingCommon Stock 101,770 $7.61 $774,469.70
Disclosure

SEC source: 0001703056-22-000072 · wf-form4_164703768630659.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 790,567

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:27 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 24,434 $7.61 $185,942.74
Disclosure

SEC source: 0001703056-22-000070 · wf-form4_164703765350216.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 447,627

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 17:27 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 198,516 $7.61 $1,510,706.76
Disclosure

SEC source: 0001703056-22-000068 · wf-form4_164703760875922.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,142,821.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:28 UTC Tax withholdingCommon Stock 10,330 $7.61 $78,611.30
Disclosure

SEC source: 0001703056-22-000071 · wf-form4_164703766926679.xml · nonDerivative · entry 1

Susil Zachary · CIK 0001723393 · CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,381

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 09, 2022 Filed Mar 11, 2022 22:27 UTC
Likosar JeffreyCFO & President, Corp. Dev.
Tax withholdingCommon Stock 110,100 $7.61 $837,861.00
Disclosure

SEC source: 0001703056-22-000069 · wf-form4_164703763688851.xml · nonDerivative · entry 1

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 740,649

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on Restricted Stock which vested on 3/9/22.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:30 UTC
Jones Marc SExecutive Vice Pres., Solar
GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000056 · wf-form4_164634659833892.xml · nonDerivative · entry 1

Jones Marc S · CIK 0001896668 · Executive Vice Pres., Solar

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,177

F1 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:29 UTC
Holmes Keith FExec VP & Chief Revenue Off
GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000055 · wf-form4_164634657572601.xml · nonDerivative · entry 1

Holmes Keith F · CIK 0001864210 · Exec VP & Chief Revenue Off

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,711

F1 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:28 UTC
Bresingham DanielEVP, Commercial
GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000052 · wf-form4_164634646780331.xml · nonDerivative · entry 2

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,039,775.5

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:32 UTC GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000060 · wf-form4_164634672445746.xml · nonDerivative · entry 2

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 892,337

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:31 UTC
Smail David WEVP, CLO and Secretary
GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000058 · wf-form4_164634666207923.xml · nonDerivative · entry 2

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 472,061

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:28 UTC
DeVries James DavidDirector · President & CEO
GrantCommon Stock 732,868 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000053 · wf-form4_164634650336087.xml · nonDerivative · entry 2

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,341,337.5

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 17:29 UTC
Harty Harriet KEVP, Chief Admin Officer
GrantCommon Stock 95,177 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000054 · wf-form4_164634652962888.xml · nonDerivative · entry 2

Harty Harriet K · CIK 0001630424 · EVP, Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,334

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:32 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 6,345 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000059 · wf-form4_164634669477183.xml · nonDerivative · entry 3

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 194,711

F3 · shares: Represents a special grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:32 UTC
Susil ZacharyVP, Controller & CAO
GrantCommon Stock 38,071 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000059 · wf-form4_164634669477183.xml · nonDerivative · entry 2

Susil Zachary · CIK 0001723393 · VP, Controller & CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 188,366

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

Read SEC document
March 02, 2022 Filed Mar 3, 2022 22:30 UTC
Likosar JeffreyCFO & President, Corp. Dev.
GrantCommon Stock 145,939 $0.00 $0.00
Disclosure

SEC source: 0001703056-22-000057 · wf-form4_164634662822188.xml · nonDerivative · entry 2

Likosar Jeffrey · CIK 0001722727 · CFO & President, Corp. Dev.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 850,749

F2 · shares: Reflects the 2022 annual grant of RSUs which vest in equal increments on 03/02/2023, 03/02/2024 and 03/02/2025.

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March 01, 2022 Filed Mar 3, 2022 17:28 UTC
Bresingham DanielEVP, Commercial
Tax withholdingCommon Stock 10,469 $7.47 $78,203.43
Disclosure

SEC source: 0001703056-22-000052 · wf-form4_164634646780331.xml · nonDerivative · entry 1

Bresingham Daniel · CIK 0001722870 · EVP, Commercial

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,944,598.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

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March 01, 2022 Filed Mar 3, 2022 17:32 UTC Tax withholdingCommon Stock 10,465 $7.47 $78,173.55
Disclosure

SEC source: 0001703056-22-000060 · wf-form4_164634672445746.xml · nonDerivative · entry 1

Young Donald M. · CIK 0001724052 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 797,160

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

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March 01, 2022 Filed Mar 3, 2022 17:31 UTC
Smail David WEVP, CLO and Secretary
Tax withholdingCommon Stock 10,587 $7.47 $79,084.89
Disclosure

SEC source: 0001703056-22-000058 · wf-form4_164634666207923.xml · nonDerivative · entry 1

Smail David W · CIK 0001649770 · EVP, CLO and Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 376,884

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

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March 01, 2022 Filed Mar 3, 2022 17:28 UTC
DeVries James DavidDirector · President & CEO
Tax withholdingCommon Stock 79,391 $7.47 $593,050.77
Disclosure

SEC source: 0001703056-22-000053 · wf-form4_164634650336087.xml · nonDerivative · entry 1

DeVries James David · CIK 0001430382 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,608,469.5

F1 · shares: Represents shares withheld to satisfy the withholding tax obligation due on restricted stock units ("RSUs") which vested on 03/01/2022.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.