Last 12 months
Inside the activity.
5 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 4 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2020 Filed Mar 30, 2020 13:23 UTC |
Newman James W. Jr.Director
|
PurchaseCommon Stock | 4,644 | $1.35 | $6,269.40 |
DisclosureSEC source: 0001213900-20-007845 · ownership.xml · nonDerivative · entry 6 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roth IRA FBO James W Newman, Jr. Disclosed balance after: 14,644 F5 · ownership.nature: James W. Newman is the beneficiary of this Roth IRA. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 13:23 UTC |
Newman James W. Jr.Director
|
PurchaseCommon Stock | 10,000 | $1.34 | $13,400.00 |
DisclosureSEC source: 0001213900-20-007845 · ownership.xml · nonDerivative · entry 2 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Roundtop Limited Partnership, LLP Disclosed balance after: 13,288 F1 · shares: James W. Newman is the general partner of Roundtop Limited Partnership, LLP. F1 · price: James W. Newman is the general partner of Roundtop Limited Partnership, LLP. F1 · ownership.nature: James W. Newman is the general partner of Roundtop Limited Partnership, LLP. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 13:23 UTC |
Newman James W. Jr.Director
|
PurchaseCommon Stock | 5,000 | $1.42 | $7,100.00 |
DisclosureSEC source: 0001213900-20-007845 · ownership.xml · nonDerivative · entry 1 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 Read SEC document |
| March 26, 2020 Filed Mar 27, 2020 06:03 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 12,652 | $1.47 | $18,598.44 |
DisclosureSEC source: 0001213900-20-007568 · ownership.xml · nonDerivative · entry 2 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 715,937 F2 · shares: The price reported in Column 4 is a weighted average price. These 12,652 shares of common stock were purchased in multiple transactions at prices ranging from $1.4350 to $1.50, inclusive. The reporting person undertakes to provide to Adial Pharmaceuticals, Inc., any security holder of Adial Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. F2 · price: The price reported in Column 4 is a weighted average price. These 12,652 shares of common stock were purchased in multiple transactions at prices ranging from $1.4350 to $1.50, inclusive. The reporting person undertakes to provide to Adial Pharmaceuticals, Inc., any security holder of Adial Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (2) to this Form 4. Read SEC document |
| March 25, 2020 Filed Mar 27, 2020 06:03 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
PurchaseCommon Stock | 12,348 | $1.13 | $13,953.24 |
DisclosureSEC source: 0001213900-20-007568 · ownership.xml · nonDerivative · entry 1 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 703,285 F1 · shares: The price reported in Column 4 is a weighted average price. These 12,348 shares of common stock were purchased in multiple transactions at prices ranging from $1.08 to $1.2708, inclusive. The reporting person undertakes to provide to Adial Pharmaceuticals, Inc., any security holder of Adial Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4 F1 · price: The price reported in Column 4 is a weighted average price. These 12,348 shares of common stock were purchased in multiple transactions at prices ranging from $1.08 to $1.2708, inclusive. The reporting person undertakes to provide to Adial Pharmaceuticals, Inc., any security holder of Adial Pharmaceuticals, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) to this Form 4 Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:18 UTC |
Goodman TonyDirector
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005539 · ownership.xml · derivative · entry 1 Goodman Tony · CIK 0001717971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 19:20 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 460,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005545 · ownership.xml · derivative · entry 2 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 460,000 Underlying: Common Stock · 460,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 19:20 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
GrantCommon stock | 54,167 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-005545 · ownership.xml · nonDerivative · entry 1 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 690,937 Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 19:19 UTC |
Truluck JosephDirector · Chief Financial Officer
|
GrantEmployee Stock Option · Derivative | 20,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005543 · ownership.xml · derivative · entry 2 Truluck Joseph · CIK 0001718091 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 200,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 5, 2020 19:19 UTC |
Truluck JosephDirector · Chief Financial Officer
|
GrantCommon stock | 27,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-20-005543 · ownership.xml · nonDerivative · entry 1 Truluck Joseph · CIK 0001718091 · Director · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 107,639 Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:22 UTC |
Gilliland Robertson H.Director
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005549 · ownership.xml · derivative · entry 1 Gilliland Robertson H. · CIK 0001718351 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-02 F1 · shares: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:21 UTC |
Schuyler KevinDirector · 10% owner
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005547 · ownership.xml · derivative · entry 1 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:19 UTC |
Newman James W. Jr.Director
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005541 · ownership.xml · derivative · entry 1 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| March 03, 2020 Filed Mar 6, 2020 00:17 UTC |
Anderson J. KermitDirector
|
GrantStock Option · Derivative | 60,000 | $0.00 Strike: $1.44 | $0.00 |
DisclosureSEC source: 0001213900-20-005537 · ownership.xml · derivative · entry 1 Anderson J. Kermit · CIK 0001717983 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2030-03-02 F1 · shares: The option vests pro rata on a monthly basis over 36 months. F1 · derivative.exercise_date: The option vests pro rata on a monthly basis over 36 months. Read SEC document |
| December 12, 2019 Filed Dec 13, 2019 21:00 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
SaleCommon Stock | 150,000 | $1.00 | $150,000.00 |
DisclosureSEC source: 0001213900-19-026186 · ownership.xml · nonDerivative · entry 3 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · En Fideicomiso De Mi Vida 11/23/2010 (Trust) Disclosed balance after: 698,336 F2 · ownership.nature: Dr. Johnson is the trustee of each of these trusts. Read SEC document |
| October 02, 2019 Filed Oct 4, 2019 17:01 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
GrantCommon Stock | 3,187 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-19-019766 · ownership.xml · nonDerivative · entry 1 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,055 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:57 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
PurchaseCommon Stock | 600 | $3.30 | $1,978.02 |
DisclosureSEC source: 0001213900-19-005524 · ownership.xml · nonDerivative · entry 4 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,868 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:57 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
PurchaseCommon Stock | 2,500 | $3.47 | $8,669.00 |
DisclosureSEC source: 0001213900-19-005524 · ownership.xml · nonDerivative · entry 3 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 347,268 Read SEC document |
| March 29, 2019 Filed Apr 1, 2019 16:57 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
PurchaseCommon Stock | 30,000 | $3.47 | $104,154.00 |
DisclosureSEC source: 0001213900-19-005524 · ownership.xml · nonDerivative · entry 2 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 344,768 Read SEC document |
| March 28, 2019 Filed Apr 1, 2019 16:57 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
PurchaseCommon Stock | 40,000 | $3.15 | $125,808.00 |
DisclosureSEC source: 0001213900-19-005524 · ownership.xml · nonDerivative · entry 1 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,768 Read SEC document |
| March 24, 2019 Filed Mar 26, 2019 09:15 UTC |
Johnson Bankole A.Chief Medical Officer · 10% owner
|
GrantStock Option · Derivative | 250,000 | $0.00 Strike: $3.01 | $0.00 |
DisclosureSEC source: 0001213900-19-004830 · ownership.xml · derivative · entry 1 Johnson Bankole A. · CIK 0001718158 · Chief Medical Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2029-03-23 F1 · shares: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 18:46 UTC |
Truluck JosephChief Financial Officer
|
GrantStock Option · Derivative | 180,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001213900-19-004003 · ownership.xml · derivative · entry 1 Truluck Joseph · CIK 0001718091 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,000 Underlying: Common Stock · 180,000 shares Expires 2029-03-09 F1 · shares: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| March 10, 2019 Filed Mar 12, 2019 18:45 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
GrantStock Option · Derivative | 500,000 | $0.00 Strike: $3.39 | $0.00 |
DisclosureSEC source: 0001213900-19-004001 · ownership.xml · derivative · entry 1 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,000 Underlying: Common Stock · 500,000 shares Expires 2029-03-09 F1 · shares: These options vest pro rata on a monthly basis over 36 months. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:05 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 36,800 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015548 · ownership.xml · derivative · entry 3 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,800 Underlying: Common Stock · 36,800 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. F1 · price: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:05 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 36,800 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015548 · ownership.xml · derivative · entry 2 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,800 Underlying: Common Stock · 36,800 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. F1 · price: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:05 UTC |
Stilley William B. IIIDirector · Chief Executive Officer · 10% owner
|
OtherWarrant to purchase units · Derivative | 36,800 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015548 · ownership.xml · derivative · entry 1 Stilley William B. III · CIK 0001718069 · Director · Chief Executive Officer · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 73,600 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. F1 · price: On November 12, 2018, Mr. Stilley exchanged a warrant to purchase 36,800 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 36,800 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:01 UTC |
Johnson Bankole A.Director · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 17,600 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015546 · ownership.xml · derivative · entry 3 Johnson Bankole A. · CIK 0001718158 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Underlying: Common Stock · 17,600 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. F1 · price: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:01 UTC |
Johnson Bankole A.Director · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 17,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015546 · ownership.xml · derivative · entry 2 Johnson Bankole A. · CIK 0001718158 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,600 Underlying: Common Stock · 17,600 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. F1 · price: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 18:01 UTC |
Johnson Bankole A.Director · 10% owner
|
OtherWarrant to purchase units · Derivative | 17,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015546 · ownership.xml · derivative · entry 1 Johnson Bankole A. · CIK 0001718158 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 35,200 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. F1 · price: On November 12, 2018, Bankole Johnson exchanged a warrant to purchase 17,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 17,600 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 162,200 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 6 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 162,200 Underlying: Common Stock · 162,200 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 162,200 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 5 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 162,200 Underlying: Common Stock · 162,200 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase units · Derivative | 162,200 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 4 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 0 Underlying: Units · 324,400 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: On November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 162,200 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 162,200 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 120,000 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 3 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. F1 · price: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 120,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 2 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,000 Underlying: Common Stock · 120,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. F1 · price: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:49 UTC |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase units · Derivative | 120,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015557 · ownership.xml · derivative · entry 1 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 240,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. F1 · price: On November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 120,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 120,000 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase common stock · Derivative | 92,000 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 6 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Virga Ventures LLC Disclosed balance after: 92,000 Underlying: Common Stock · 92,000 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. F2 · price: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase common stock · Derivative | 92,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 5 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Virga Ventures LLC Disclosed balance after: 92,000 Underlying: Common Stock · 92,000 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. F2 · price: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase units · Derivative | 92,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 4 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by Virga Ventures LLC Disclosed balance after: 0 Underlying: Units · 184,000 shares Expires 2023-07-31 F2 · shares: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. F2 · price: On November 12, 2018, Virga Ventures, LLC exchanged a warrant to purchase 92,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 92,000 shares of common stock. Mr. Newman is the sole member of Virga Ventures, LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase common stock · Derivative | 20,000 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 3 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ivy Cottage Group, LLC Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. F1 · price: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase common stock · Derivative | 20,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 2 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ivy Cottage Group, LLC Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. F1 · price: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. Read SEC document |
| November 12, 2018 Filed Nov 13, 2018 23:47 UTC |
Newman James W. Jr.Director
|
OtherWarrant to purchase units · Derivative | 20,000 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-18-015554 · ownership.xml · derivative · entry 1 Newman James W. Jr. · CIK 0001718364 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Ivy Cottage Group, LLC Disclosed balance after: 0 Underlying: Units · 40,000 shares Expires 2023-07-31 F1 · shares: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. F1 · price: On November 12, 2018, Ivy Cottage Group, LLC exchanged a warrant to purchase 20,000 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 20,000 shares of common stock. Mr. Newman is the general partner of Ivy Cottage Group, LLC. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 192,600 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 6 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 192,600 Underlying: Common Stock · 192,600 shares Expires 2023-07-31 F2 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 192,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 5 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 192,600 Underlying: Common Stock · 192,600 shares Expires 2023-07-31 F2 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase units · Derivative | 192,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 4 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · Owned by MVA 151 Investors LLC Disclosed balance after: 0 Underlying: Units · 385,200 shares Expires 2023-07-31 F2 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. F2 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, MVA 151 Investors LLC exchanged a warrant to purchase 192,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 192,600 shares of common stock. Mr. Schuyler has control over MVA 151 Investors LLC. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 89,600 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 3 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,600 Underlying: Common Stock · 89,600 shares Expires 2023-07-31 F1 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. F1 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase common stock · Derivative | 89,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 2 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,600 Underlying: Common Stock · 89,600 shares Expires 2023-07-31 F1 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. F1 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. Read SEC document |
| November 12, 2018 Filed Nov 25, 2020 21:51 UTC Amendment |
Schuyler KevinDirector · 10% owner
|
OtherWarrant to purchase units · Derivative | 89,600 | Not disclosed Strike: $5.00 | Not disclosed |
DisclosureSEC source: 0001213900-20-039340 · ownership.xml · derivative · entry 1 Schuyler Kevin · CIK 0001718094 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Units · 179,200 shares Expires 2023-07-31 F1 · shares: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. F1 · price: The original warrant number and shares issuable upon exercise of the warrant is being corrected to reflect that on November 12, 2018, Mr. Schuyler exchanged a warrant to purchase 89,600 units, each unit consisting of a share of common stock and a warrant to purchase a share of common stock, for two separate warrants to purchase 89,600 shares of common stock. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:06 UTC |
Goodman TonyDirector
|
PurchaseWarrant to purchase common stock · Derivative | 7,000 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-010085 · ownership.xml · derivative · entry 2 Goodman Tony · CIK 0001717971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,000 Underlying: Common Stock · 7,000 shares Expires 2023-07-31 F1 · shares: On July 31, 2018, the reporting person purchased 7,000 units (the "Units") in the initial public offering (the "IPO") of Adial Pharmaceuticals, Inc. (the "Company") at a price of $5.00 per Unit, which corresponds to a price of $4.99 per share of common stock and $0.01 per warrant). Each Unit consisted of one share of common stock and a warrant to purchase one share of common stock. The shares of common stock and warrants were immediately separable upon issuance of the Units in the IPO. F1 · price: On July 31, 2018, the reporting person purchased 7,000 units (the "Units") in the initial public offering (the "IPO") of Adial Pharmaceuticals, Inc. (the "Company") at a price of $5.00 per Unit, which corresponds to a price of $4.99 per share of common stock and $0.01 per warrant). Each Unit consisted of one share of common stock and a warrant to purchase one share of common stock. The shares of common stock and warrants were immediately separable upon issuance of the Units in the IPO. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 20:06 UTC |
Goodman TonyDirector
|
PurchaseCommon Stock | 7,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001213900-18-010085 · ownership.xml · nonDerivative · entry 1 Goodman Tony · CIK 0001717971 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,755 F1 · shares: On July 31, 2018, the reporting person purchased 7,000 units (the "Units") in the initial public offering (the "IPO") of Adial Pharmaceuticals, Inc. (the "Company") at a price of $5.00 per Unit, which corresponds to a price of $4.99 per share of common stock and $0.01 per warrant). Each Unit consisted of one share of common stock and a warrant to purchase one share of common stock. The shares of common stock and warrants were immediately separable upon issuance of the Units in the IPO. F1 · price: On July 31, 2018, the reporting person purchased 7,000 units (the "Units") in the initial public offering (the "IPO") of Adial Pharmaceuticals, Inc. (the "Company") at a price of $5.00 per Unit, which corresponds to a price of $4.99 per share of common stock and $0.01 per warrant). Each Unit consisted of one share of common stock and a warrant to purchase one share of common stock. The shares of common stock and warrants were immediately separable upon issuance of the Units in the IPO. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 16:16 UTC |
Truluck JosephChief Financial Officer
|
ConversionWarrant · Derivative | 5,927 | Not disclosed Strike: $6.25 | Not disclosed |
DisclosureSEC source: 0001213900-18-010099 · ownership.xml · derivative · entry 3 Truluck Joseph · CIK 0001718091 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,927 Underlying: Common Stock · 5,927 shares Expires 2023-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: The 5,927 shares of common stock and a warrant to purchase 5,927 shares of common stock were issued upon automatic conversion of a convertible note in the principal amount of $1,980 at a conversion price of $0.44 per share upon consummation of the initial public offering on July 31, 2018. F1 · price: The 5,927 shares of common stock and a warrant to purchase 5,927 shares of common stock were issued upon automatic conversion of a convertible note in the principal amount of $1,980 at a conversion price of $0.44 per share upon consummation of the initial public offering on July 31, 2018. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.