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Nasdaq · USD

ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029699 · doc4.xml · derivative · entry 4

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029699 · doc4.xml · derivative · entry 3

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029699 · doc4.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029699 · doc4.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,435

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029700 · doc4.xml · derivative · entry 7

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029700 · doc4.xml · derivative · entry 6

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029700 · doc4.xml · derivative · entry 5

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029700 · doc4.xml · nonDerivative · entry 1

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029701 · doc4.xml · derivative · entry 4

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029701 · doc4.xml · derivative · entry 3

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F2 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029701 · doc4.xml · derivative · entry 2

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029701 · doc4.xml · nonDerivative · entry 1

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,820

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 6

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 5

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 4

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 990 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029702 · doc4.xml · nonDerivative · entry 1

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 990

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
CHAMPY JAMESDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029703 · doc4.xml · derivative · entry 5

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
CHAMPY JAMESDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029703 · doc4.xml · derivative · entry 4

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
CHAMPY JAMESDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029703 · doc4.xml · derivative · entry 3

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
CHAMPY JAMESDirector
Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029703 · doc4.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029704 · doc4.xml · derivative · entry 4

BEYER RICHARD M · CIK 0001224905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029704 · doc4.xml · derivative · entry 3

BEYER RICHARD M · CIK 0001224905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029704 · doc4.xml · derivative · entry 2

BEYER RICHARD M · CIK 0001224905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029704 · doc4.xml · nonDerivative · entry 1

BEYER RICHARD M · CIK 0001224905 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,780

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantRestricted Stock Unit (RSU) · Derivative 5,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029705 · doc4.xml · derivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Comm Stock-$.16-2/3 value · 5,248 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantPerformance-Based Restricted Stock Unit · Derivative 5,248 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029705 · doc4.xml · derivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,248

Underlying: Comm Stock-$.16-2/3 value · 5,248 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantNon-Qualified Stock Option (right to buy) · Derivative 20,369 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029705 · doc4.xml · derivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,369

Underlying: Comm Stock-$.16-2/3 value · 20,369 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Zinsner DavidSVP, Finance & CFO
GrantRestricted Stock Unit (RSU) · Derivative 13,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029706 · doc4.xml · derivative · entry 3

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

Underlying: Comm Stock-$.16-2/3 value · 13,119 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Zinsner DavidSVP, Finance & CFO
GrantPerformance-Based Restricted Stock Unit · Derivative 13,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029706 · doc4.xml · derivative · entry 2

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

Underlying: Comm Stock-$.16-2/3 value · 13,119 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Zinsner DavidSVP, Finance & CFO
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,922 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029706 · doc4.xml · derivative · entry 1

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,922

Underlying: Comm Stock-$.16-2/3 value · 50,922 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Wynne EileenVP, Chief Accounting Officer
GrantRestricted Stock Unit (RSU) · Derivative 1,640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029707 · doc4.xml · derivative · entry 3

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Comm Stock-$.16-2/3 value · 1,640 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Wynne EileenVP, Chief Accounting Officer
GrantPerformance-Based Restricted Stock Unit · Derivative 1,640 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029707 · doc4.xml · derivative · entry 2

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,640

Underlying: Comm Stock-$.16-2/3 value · 1,640 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Wynne EileenVP, Chief Accounting Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 6,366 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029707 · doc4.xml · derivative · entry 1

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,366

Underlying: Comm Stock-$.16-2/3 value · 6,366 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
GrantRestricted Stock Unit (RSU) · Derivative 6,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029708 · doc4.xml · derivative · entry 3

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560

Underlying: Comm Stock-$.16-2/3 value · 6,560 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
GrantPerformance-Based Restricted Stock Unit · Derivative 6,560 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029708 · doc4.xml · derivative · entry 2

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,560

Underlying: Comm Stock-$.16-2/3 value · 6,560 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
GrantNon-Qualified Stock Option (right to buy) · Derivative 25,461 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029708 · doc4.xml · derivative · entry 1

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,461

Underlying: Comm Stock-$.16-2/3 value · 25,461 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Real PeterSVP & Chief Technology Officer
GrantRestricted Stock Unit (RSU) · Derivative 7,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029709 · doc4.xml · derivative · entry 3

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,216

Underlying: Comm Stock-$.16-2/3 value · 7,216 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Real PeterSVP & Chief Technology Officer
GrantPerformance-Based Restricted Stock Unit · Derivative 7,216 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029709 · doc4.xml · derivative · entry 2

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,216

Underlying: Comm Stock-$.16-2/3 value · 7,216 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Real PeterSVP & Chief Technology Officer
GrantNon-Qualified Stock Option (right to buy) · Derivative 28,007 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029709 · doc4.xml · derivative · entry 1

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,007

Underlying: Comm Stock-$.16-2/3 value · 28,007 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
GrantRestricted Stock Unit (RSU) · Derivative 11,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029710 · doc4.xml · derivative · entry 3

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,479

Underlying: Comm Stock-$.16-2/3 value · 11,479 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
GrantPerformance-Based Restricted Stock Unit · Derivative 11,479 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029710 · doc4.xml · derivative · entry 2

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,479

Underlying: Comm Stock-$.16-2/3 value · 11,479 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
GrantNon-Qualified Stock Option (right to buy) · Derivative 44,557 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029710 · doc4.xml · derivative · entry 1

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,557

Underlying: Comm Stock-$.16-2/3 value · 44,557 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Hess Rick DSVP, Comm & Automotive Group
GrantRestricted Stock Unit (RSU) · Derivative 13,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 3

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

Underlying: Comm Stock-$.16-2/3 value · 13,119 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Hess Rick DSVP, Comm & Automotive Group
GrantPerformance-Based Restricted Stock Unit · Derivative 13,119 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 2

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

Underlying: Comm Stock-$.16-2/3 value · 13,119 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:01 UTC
Hess Rick DSVP, Comm & Automotive Group
GrantNon-Qualified Stock Option (right to buy) · Derivative 50,922 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029711 · doc4.xml · derivative · entry 1

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,922

Underlying: Comm Stock-$.16-2/3 value · 50,922 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 09, 2016 Filed Mar 15, 2016 21:22 UTC
ROCHE VINCENTDirector · President & CEO
GrantRestricted Stock Unit (RSU) · Derivative 32,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029926 · doc4.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,796

Underlying: Comm Stock-$.16-2/3 value · 32,796 shares

Expires not disclosed

F4 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F4 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 9, 2016 (the "Original Grant Date") vest 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 15, 2016 21:22 UTC
ROCHE VINCENTDirector · President & CEO
GrantPerformance-Based Restricted Stock Unit · Derivative 32,796 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029926 · doc4.xml · derivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,796

Underlying: Comm Stock-$.16-2/3 value · 32,796 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 09, 2016 Filed Mar 15, 2016 21:22 UTC
ROCHE VINCENTDirector · President & CEO
GrantNon-Qualified Stock Option (right to buy) · Derivative 127,305 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029926 · doc4.xml · derivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,305

Underlying: Comm Stock-$.16-2/3 value · 127,305 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 9, 2016.

Read SEC document
March 03, 2016 Filed Mar 4, 2016 21:15 UTC
Hess Rick DSVP, Comm & Automotive Group
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 4,469 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029215 · doc4.xml · derivative · entry 5

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,940

Underlying: Comm Stock-$.16-2/3 value · 4,469 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.

Read SEC document
March 03, 2016 Filed Mar 4, 2016 21:15 UTC
Hess Rick DSVP, Comm & Automotive Group
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,352 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029215 · doc4.xml · derivative · entry 4

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,705

Underlying: Comm Stock-$.16-2/3 value · 3,352 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 vest in equal installments on March 3, 2015, March 3, 2016, March 3, 2017 and March 3, 2018. Upon the vesting date, each vested RSU automatically converts into one (1) share of common stock of the Company.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.