Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ANALOG DEVICES INCADI · Entity 591 | Director | June 17, 2022 | June 21, 2022 |
| Casa Systems IncCASA · Entity 95402 | Director · 10% owner | April 30, 2018 | April 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ANALOG DEVICES INC
Report date June 17, 2022 · Filed June 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Comm Stock - $.16-2/3 valueSEC Table I · non-derivative | Indirectby Evans Capital Management LLC | 104,008 |
Reported balance
After 2022-06-17 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2022-06-17 · Purchase · Acquired 3,650 · Balance 104,008 |
| Comm Stock - $.16-2/3 valueSEC Table I · non-derivative | Direct | 1,435 |
Reported balance
Holding disclosure · report date 2022-06-17 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 1,435 |
| Comm Stock - $.16-2/3 valueSEC Table I · non-derivative | Indirectby Evans Investment Management LLC | 106 |
Reported balance
Holding disclosure · report date 2022-06-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 106 |
Casa Systems Inc
Report date April 30, 2018 · Filed April 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 34,124,480 |
Reported balance
After 2018-04-30 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-04-30 · Sale · Disposed 4,717,520 · Balance 34,124,480 F1: Consists of 2,940,250 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,765,961 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 10,037 shares of common stock sold by Summit Investors I, LLC and 1,272 shares of common stock sold by Summit Investors I (UK), L.P. F2: Of the shares sold by the entities mentioned in footnote (1), the sale of 250,000 shares is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the purchase of 250,000 shares on December 19, 2017 at $13.0 per share. The entities mentioned in footnote (1) have paid to the Issuer an aggregate of $2,721,875.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F3: Consists of 21,268,476 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 12,774,194 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 72,605 shares of common stock issued held by Summit Investors I, LLC and 9,205 shares of common stock held by Summit Investors I (UK), L.P. F4: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer. F5: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of 2,940,250 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,765,961 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 10,037 shares of common stock sold by Summit Investors I, LLC and 1,272 shares of common stock sold by Summit Investors I (UK), L.P.
F2: Of the shares sold by the entities mentioned in footnote (1), the sale of 250,000 shares is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the purchase of 250,000 shares on December 19, 2017 at $13.0 per share. The entities mentioned in footnote (1) have paid to the Issuer an aggregate of $2,721,875.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
F3: Consists of 21,268,476 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 12,774,194 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 72,605 shares of common stock issued held by Summit Investors I, LLC and 9,205 shares of common stock held by Summit Investors I (UK), L.P.
F4: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer.
F5: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 17, 2022 Filed Jun 21, 2022 21:52 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 3,650 | $144.16 | $526,184.00 |
DisclosureSEC source: 0000006281-22-000184 · wf-form4_165584833675273.xml · nonDerivative · entry 3 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Capital Management LLC Disclosed balance after: 104,008 Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 23:52 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-22-000076 · wf-form4_164704274163757.xml · derivative · entry 6 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 1,435 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 9, 2022, the date of the Company's 2022 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F3 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 9, 2022, the date of the Company's 2022 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 23:52 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 1,495 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-22-000076 · wf-form4_164704274163757.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,495 Underlying: Comm Stock - $.16-2/3 value · 1,495 shares Expires not disclosed F2 · derivative.exercise_date: This RSU vests 100% on the earlier of one year from the grant date or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company F2 · derivative.expiration_date: This RSU vests 100% on the earlier of one year from the grant date or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 23:52 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 1,435 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-22-000076 · wf-form4_164704274163757.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 31, 2021 Filed Mar 11, 2022 23:52 UTC | ANALOG DEVICES INC ADI · Entity 591 | GiftComm Stock - $.16-2/3 value | 100,358 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-22-000076 · wf-form4_164704274163757.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On December 29, 2021, 100,358 shares previously held by Reporting Person were gifted to Evans Capital Management LLC. Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 21:42 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 0.953 | $165.01 | $157.25 |
DisclosureSEC source: 0000006281-21-000265 · wf-form4_163364293457863.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,358 Read SEC document |
| October 06, 2021 Filed Oct 7, 2021 21:42 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 8,000 | $164.98 | $1,319,800.00 |
DisclosureSEC source: 0000006281-21-000265 · wf-form4_163364293457863.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,357.047 Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-21-000050 · wf-form4_161550091212858.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 2,210 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2021, the date of the Company's 2021 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F3 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2021, the date of the Company's 2021 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 1,435 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-21-000050 · wf-form4_161550091212858.xml · derivative · entry 3 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,435 Underlying: Comm Stock - $.16-2/3 value · 1,435 shares Expires not disclosed F2 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholder or March 10, 2022. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F2 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholder or March 10, 2022. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 10, 2021 Filed Mar 11, 2021 22:15 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 2,210 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-21-000050 · wf-form4_161550091212858.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,357.047 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 20:07 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 440.92 | $126.14 | $55,617.65 |
DisclosureSEC source: 0000006281-20-000099 · wf-form4_159181962861778.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,147.047 F1 · shares: These shares were acquired as a result of the reporting person's participation in a broker's dividend reinvestment program. Read SEC document |
| March 18, 2020 Filed Mar 19, 2020 20:19 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 2,631.127 | $87.42 | $229,999.97 |
DisclosureSEC source: 0000006281-20-000063 · wf-form4_158464916950223.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,706.127 F1 · price: These shares were acquired in multiple transactions on March 18, 2020 at actual purchase prices ranging from $87.415 to $87.42 per share. The price reported reflects the weighted average purchase price for the transactions. The Reporting Person undertakes to provide upon request by the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:22 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 2,035 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:22 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 2,210 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,210 Underlying: Comm Stock - $.16-2/3 value · 2,210 shares Expires not disclosed F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 11, 2020 Filed Mar 12, 2020 20:22 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 2,035 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,075 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:10 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000047 · wf-form4_155259422013734.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 2,155 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 13, 2019, the date of the Company's 2019 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 13, 2019, the date of the Company's 2019 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:10 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 2,035 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000047 · wf-form4_155259422013734.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,035 Underlying: Comm Stock - $.16-2/3 value · 2,035 shares Expires not disclosed F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 13, 2020. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 13, 2019 Filed Mar 14, 2019 20:10 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 2,155 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000047 · wf-form4_155259422013734.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,040 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:16 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 7,640 | $0.00 Strike: $54.93 | $0.00 |
DisclosureSEC source: 0000006281-19-000027 · wf-form4_155182055470041.xml · derivative · entry 6 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 7,640 shares Expires 2026-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's Annual Meeting of Shareholders following the original grant date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:16 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 5,250 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0000006281-19-000027 · wf-form4_155182055470041.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 5,250 shares Expires 2025-07-15 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This option vested 100.00% on the earlier of the first anniversary of the original grant date, which was July 15, 2015, or the date of the Company's Annual Meeting of Shareholders following the original grant date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:16 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 7,640 | $54.93 | $419,665.20 |
DisclosureSEC source: 0000006281-19-000027 · wf-form4_155182055470041.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,885 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:16 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 5,250 | $62.92 | $330,330.00 |
DisclosureSEC source: 0000006281-19-000027 · wf-form4_155182055470041.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:06 UTC | ANALOG DEVICES INC ADI · Entity 591 | GiftComm Stock - $.16-2/3 value | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000006 · wf-form4_154896879952470.xml · nonDerivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Investment Management LLC Disclosed balance after: 64 Read SEC document |
| January 30, 2019 Filed Jan 31, 2019 21:06 UTC | ANALOG DEVICES INC ADI · Entity 591 | GiftComm Stock - $.16-2/3 value | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000006 · wf-form4_154896879952470.xml · nonDerivative · entry 3 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Family Foundation Disclosed balance after: 0 Read SEC document |
| December 20, 2018 Filed Jan 31, 2019 21:06 UTC | ANALOG DEVICES INC ADI · Entity 591 | GiftComm Stock - $.16-2/3 value | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000006 · wf-form4_154896879952470.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Family Foundation Disclosed balance after: 64 Read SEC document |
| December 20, 2018 Filed Jan 31, 2019 21:06 UTC | ANALOG DEVICES INC ADI · Entity 591 | GiftComm Stock - $.16-2/3 value | 64 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-19-000006 · wf-form4_154896879952470.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Investment Management LLC Disclosed balance after: 0 Read SEC document |
| April 30, 2018 Filed Apr 30, 2018 16:06 UTC | Casa Systems Inc CASA · Entity 95402 | SaleCommon Stock | 4,717,520 | $25.00 | $117,938,000.00 |
DisclosureSEC source: 0001179110-18-005947 · edgar.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 34,124,480 F1 · shares: Consists of 2,940,250 shares of common stock sold by Summit Partners Private Equity Fund VII-A, L.P., 1,765,961 shares of common stock sold by Summit Partners Private Equity Fund VII-B, L.P., 10,037 shares of common stock sold by Summit Investors I, LLC and 1,272 shares of common stock sold by Summit Investors I (UK), L.P. F2 · shares: Of the shares sold by the entities mentioned in footnote (1), the sale of 250,000 shares is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended, with the purchase of 250,000 shares on December 19, 2017 at $13.0 per share. The entities mentioned in footnote (1) have paid to the Issuer an aggregate of $2,721,875.00, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs. F3 · balance_after: Consists of 21,268,476 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 12,774,194 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 72,605 shares of common stock issued held by Summit Investors I, LLC and 9,205 shares of common stock held by Summit Investors I (UK), L.P. F4 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer. F5 · ownership.nature: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| March 14, 2018 Filed Mar 14, 2018 20:04 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 2,155 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-18-000044 · wf-form4_152105783461027.xml · derivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,155 Underlying: Comm Stock - $.16-2/3 value · 2,155 shares Expires not disclosed F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 14, 2019. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 14, 2019. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:43 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 2,455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-18-000031 · wf-form4_152063540216960.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 2,455 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 8, 2018, the one-year anniversary of the grant date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 8, 2018, the one-year anniversary of the grant date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 22:43 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 2,455 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-18-000031 · wf-form4_152063540216960.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,995 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 16:05 UTC | Casa Systems Inc CASA · Entity 95402 | ConversionSeries C Convertible Preferred Stock · Derivative | 3,859,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001179110-17-015611 · edgar.xml · derivative · entry 3 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes. Disclosed balance after: 0 Underlying: Common Stock · 38,592,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis without payment of consideration upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date. F1 · price: The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis without payment of consideration upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date. F1 · derivative.exercise_date: The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis without payment of consideration upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date. F1 · derivative.expiration_date: The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis without payment of consideration upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date. F2 · derivative.underlying_shares: Consists of 24,052,910 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-A, L.P., 14,446,570 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-B, L.P., 82,110 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I, LLC and 10,410 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I (UK), L.P. F3 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer. F4 · ownership.nature: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 16:05 UTC | Casa Systems Inc CASA · Entity 95402 | PurchaseCommon Stock | 250,000 | $13.00 | $3,250,000.00 |
DisclosureSEC source: 0001179110-17-015611 · edgar.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,842,000 F5 · shares: Consists of 155,816 shares of common stock purchased by Summit Partners Private Equity Fund VII-A, L.P., 93,585 shares of common stock purchased by Summit Partners Private Equity Fund VII-B, L.P., 532 shares of common stock issued purchased by Summit Investors I, LLC and 67 shares of common stock purchased by Summit Investors I (UK), L.P. F6 · balance_after: Consists of 24,208,726 shares of common stock held by Summit Partners Private Equity Fund VII-A, L.P., 14,540,155 shares of common stock held by Summit Partners Private Equity Fund VII-B, L.P., 82,642 shares of common stock issued held by Summit Investors I, LLC and 10,477 shares of common stock held by Summit Investors I (UK), L.P. F3 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer. F4 · ownership.nature: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| December 19, 2017 Filed Dec 19, 2017 16:05 UTC | Casa Systems Inc CASA · Entity 95402 | ConversionCommon Stock | 38,592,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-17-015611 · edgar.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 38,592,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: The Series C Convertible Preferred Stock automatically converted into common stock of Casa Systems, Inc. (the "Issuer") on a ten-for-one basis without payment of consideration upon the closing of the Issuer's initial public offering. The Series C Convertible Preferred Stock has no expiration date. F2 · balance_after: Consists of 24,052,910 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-A, L.P., 14,446,570 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Partners Private Equity Fund VII-B, L.P., 82,110 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I, LLC and 10,410 shares of common stock issued upon the conversion of Series C Convertible Preferred Stock held by Summit Investors I (UK), L.P. F3 · ownership.nature: Summit Partners, L.P. is the managing member of Summit Partners PE VII, LLC, which is the general partner of Summit Partners PE VII, L.P., which is the general partner of each of Summit Partners Private Equity Fund VII-A, L.P. and Summit Partners Private Equity Fund VII-B, L.P. Summit Master Company, LLC is the managing member of Summit Investors Management, LLC, which is the manager of Summit Investors I, LLC, and the general partner of Summit Investors I (UK), L.P. Summit Master Company, LLC, as the managing member of Summit Investors Management, LLC, has delegated investment decisions, including voting and dispositive power, to Summit Partners, L.P. and its investment committee responsible for voting and investment decisions with respect to the Issuer. F4 · ownership.nature: Summit Partners, L.P., through a three-person investment committee responsible for voting and investment decisions with respect to the Issuer, currently comprised of Peter Y. Chung, Bruce R. Evans and Martin J. Mannion, has voting and dispositive power over the shares held by each of these entities and therefore may be deemed to beneficially own such shares. Mr. Evans is a member of Summit Master Company, LLC. Mr. Evans may be deemed to share beneficial ownership of the shares of the Issuer held of record by the Summit entities and has an indirect pecuniary interest in such shares through his membership in Summit Master Company, LLC. Mr. Evans expressly disclaims beneficial ownership of such shares except to the extent of his pecuniary interest therein. Read SEC document |
| July 07, 2017 Filed Jul 10, 2017 21:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 14,000 | $78.28 | $1,095,850.00 |
DisclosureSEC source: 0000006281-17-000102 · wf-form4_149972038805727.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,540 F1 · price: These shares were acquired in multiple transactions on July 7, 2017 at actual purchase prices ranging from $78.105 to $78.605 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| March 17, 2017 Filed Mar 20, 2017 20:05 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 25,000 | $83.12 | $2,078,000.00 |
DisclosureSEC source: 0000006281-17-000064 · wf-form4_149004032742886.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,540 F1 · price: These shares were acquired in multiple transactions on March 17, 2017 at actual purchase prices ranging from $82.975 to $83.250 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 2,455 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000031 · wf-form4_148909693071690.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,455 Underlying: Comm Stock - $.16-2/3 value · 2,455 shares Expires not disclosed F2 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 8, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F2 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 8, 2018. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 1,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000031 · wf-form4_148909693071690.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock - $.16-2/3 value · 1,850 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 8, 2017, the date of the Company's 2017 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 8, 2017, the date of the Company's 2017 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 08, 2017 Filed Mar 9, 2017 22:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock - $.16-2/3 value | 1,850 | $0.00 | $0.00 |
DisclosureSEC source: 0000006281-17-000031 · wf-form4_148909693071690.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:12 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 700 | $71.34 | $49,938.00 |
DisclosureSEC source: 0000006281-16-000102 · wf-form4_148071314447450.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,690 Read SEC document |
| December 01, 2016 Filed Dec 2, 2016 21:12 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock - $.16-2/3 value | 15,000 | $73.73 | $1,106,010.00 |
DisclosureSEC source: 0000006281-16-000102 · wf-form4_148071314447450.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,990 F1 · price: These shares were acquired in multiple transactions on December 1, 2016 at actual purchase prices ranging from $73.620 to $73.840 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Read SEC document |
| April 12, 2016 Filed Apr 14, 2016 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | OtherComm Stock-$.16-2/3 value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-031439 · doc4.xml · nonDerivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Investment Management LLC Disclosed balance after: 64 F1 · kind: On April 12, 2016, 10,000 shares previously held indirectly through the Evans Investment Management LLC were transferred to the Reporting Person and are now directly held by the Reporting person. Read SEC document |
| April 12, 2016 Filed Apr 14, 2016 20:01 UTC | ANALOG DEVICES INC ADI · Entity 591 | OtherComm Stock-$.16-2/3 value | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-031439 · doc4.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,990 F1 · kind: On April 12, 2016, 10,000 shares previously held indirectly through the Evans Investment Management LLC were transferred to the Reporting Person and are now directly held by the Reporting person. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 1,850 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 6 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,850 Underlying: Comm Stock-$.16-2/3 value · 1,850 shares Expires not disclosed F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionRestricted Stock Unit (RSU) · Derivative | 990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 5 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Comm Stock-$.16-2/3 value · 990 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 7,640 | $0.00 Strike: $54.93 | $0.00 |
DisclosureSEC source: 0001225208-16-029702 · doc4.xml · derivative · entry 4 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,640 Underlying: Comm Stock-$.16-2/3 value · 7,640 shares Expires 2026-03-09 F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Read SEC document |
| March 09, 2016 Filed Mar 11, 2016 21:00 UTC | ANALOG DEVICES INC ADI · Entity 591 | Exercise / conversionComm Stock-$.16-2/3 value | 990 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-16-029702 · doc4.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 25, 2015 Filed Nov 30, 2015 21:02 UTC | ANALOG DEVICES INC ADI · Entity 591 | PurchaseComm Stock-$.16-2/3 value | 10,000 | $60.60 | $605,990.00 |
DisclosureSEC source: 0001225208-15-021499 · doc4.xml · nonDerivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Evans Investment Management LLC Disclosed balance after: 10,064 F1 · price: These shares were acquired in multiple transactions on November 25, 2015 at actual purchase prices ranging from $60.590 to $60.640 per share. The price reported reflects the weighted average purchase price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares acquired at each separate price. Read SEC document |
| July 15, 2015 Filed Jul 17, 2015 01:27 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantRestricted Stock Unit (RSU) · Derivative | 990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001225208-15-015571 · doc4.xml · derivative · entry 2 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 990 Underlying: Comm Stock-$.16-2/3 value · 990 shares Expires not disclosed F2 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders or March 11, 2016. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. F2 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders or March 11, 2016. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company. Read SEC document |
| July 15, 2015 Filed Jul 17, 2015 01:27 UTC | ANALOG DEVICES INC ADI · Entity 591 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 5,250 | $0.00 Strike: $62.92 | $0.00 |
DisclosureSEC source: 0001225208-15-015571 · doc4.xml · derivative · entry 1 EVANS BRUCE R · CIK 0001018062 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,250 Underlying: Comm Stock-$.16-2/3 value · 5,250 shares Expires 2025-07-15 F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders or March 11, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.