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Nasdaq · USD

ADI

ANALOG DEVICES INC

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591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
August 18, 2016 Filed Aug 19, 2016 21:59 UTC GiftComm Stock - $.16-2/3 value 150 $0.00 $0.00
Disclosure

SEC source: 0000006281-16-000076 · wf-form4_147164392789356.xml · nonDerivative · entry 3

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · As custodian for grandchild, Zoe, under UTMA

Disclosed balance after: 300

F1 · kind: Consists of shares transferred equally to three different UTMA accounts for the benefit of the Reporting Person's minor grandchildren.

F3 · balance_after: The Reporting Person disclaims beneficial ownership of these shares.

Read SEC document
August 18, 2016 Filed Aug 19, 2016 21:59 UTC GiftComm Stock - $.16-2/3 value 500 $0.00 $0.00
Disclosure

SEC source: 0000006281-16-000076 · wf-form4_147164392789356.xml · nonDerivative · entry 2

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,985

F2 · kind: Consists of gifts to Reporting Person's adult children.

Read SEC document
August 18, 2016 Filed Aug 19, 2016 21:59 UTC GiftComm Stock - $.16-2/3 value 450 $0.00 $0.00
Disclosure

SEC source: 0000006281-16-000076 · wf-form4_147164392789356.xml · nonDerivative · entry 1

HODGSON JOHN C · CIK 0001168416 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,485

F1 · kind: Consists of shares transferred equally to three different UTMA accounts for the benefit of the Reporting Person's minor grandchildren.

Read SEC document
July 15, 2016 Filed Jul 15, 2016 13:00 UTC
Hess Rick DSVP, Comm & Automotive Group
SaleComm Stock - $.16-2/3 value 6,000 $60.03 $360,197.40
Disclosure

SEC source: 0000006281-16-000071 · wf-form4_146858759452743.xml · nonDerivative · entry 1

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,495

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

F2 · price: These shares were disposed of in multiple transactions on July 14, 2016 at actual sales prices ranging from $60.006 to $60.050 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
June 17, 2016 Filed Jun 20, 2016 20:02 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 18,265 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-035247 · doc4.xml · derivative · entry 3

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 18,265 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units granted to the reporting person on June 17, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on June 17, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on June 17, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
June 17, 2016 Filed Jun 20, 2016 20:02 UTC
ROCHE VINCENTDirector · President & CEO
Tax withholdingComm Stock-$.16-2/3 value 6,858 $55.99 $383,979.42
Disclosure

SEC source: 0001225208-16-035247 · doc4.xml · nonDerivative · entry 2

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,423

Read SEC document
June 17, 2016 Filed Jun 20, 2016 20:02 UTC
ROCHE VINCENTDirector · President & CEO
Exercise / conversionComm Stock-$.16-2/3 value 18,265 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-035247 · doc4.xml · nonDerivative · entry 1

ROCHE VINCENT · CIK 0001201872 · Director · President & CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,281

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 12, 2016 Filed Apr 14, 2016 20:01 UTC OtherComm Stock-$.16-2/3 value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031439 · doc4.xml · nonDerivative · entry 2

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Evans Investment Management LLC

Disclosed balance after: 64

F1 · kind: On April 12, 2016, 10,000 shares previously held indirectly through the Evans Investment Management LLC were transferred to the Reporting Person and are now directly held by the Reporting person.

Read SEC document
April 12, 2016 Filed Apr 14, 2016 20:01 UTC OtherComm Stock-$.16-2/3 value 10,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031439 · doc4.xml · nonDerivative · entry 1

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,990

F1 · kind: On April 12, 2016, 10,000 shares previously held indirectly through the Evans Investment Management LLC were transferred to the Reporting Person and are now directly held by the Reporting person.

Read SEC document
April 07, 2016 Filed Apr 8, 2016 13:02 UTC Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,000 $0.00 Strike: $33.41 $0.00
Disclosure

SEC source: 0001225208-16-031248 · doc4.xml · derivative · entry 3

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 15,000 shares

Expires 2017-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vested in equal installments on the first, second and third anniversaries the original grant date, which was January 4, 2007.

Read SEC document
April 07, 2016 Filed Apr 8, 2016 13:02 UTC SaleComm Stock-$.16-2/3 value 15,000 $58.28 $874,140.00
Disclosure

SEC source: 0001225208-16-031248 · doc4.xml · nonDerivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,935

F1 · price: These shares were disposed of in multiple transactions on April 7, 2016 at actual sales prices ranging from $58.225 to $58.345 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.

Read SEC document
April 07, 2016 Filed Apr 8, 2016 13:02 UTC Exercise / conversionComm Stock-$.16-2/3 value 15,000 $33.41 $501,150.00
Disclosure

SEC source: 0001225208-16-031248 · doc4.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2016 Filed Apr 5, 2016 20:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $46.48 $0.00
Disclosure

SEC source: 0001225208-16-031039 · doc4.xml · derivative · entry 3

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,300

Underlying: Comm Stock-$.16-2/3 value · 2,000 shares

Expires 2023-03-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option vests in equal installments on the first, second, third, fourth and fifth anniversaries of the original grant date, which was March 12, 2013.

Read SEC document
April 04, 2016 Filed Apr 5, 2016 20:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
SaleComm Stock-$.16-2/3 value 2,000 $59.00 $118,000.00
Disclosure

SEC source: 0001225208-16-031039 · doc4.xml · nonDerivative · entry 2

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,284

F1 · kind: These shares were disposed of in an open market sale pursuant to a 10b5-1 trading plan adopted by the Reporting Person in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Read SEC document
April 04, 2016 Filed Apr 5, 2016 20:01 UTC
SEIF MARGARET KSVP, CLO & Secretary
Exercise / conversionComm Stock-$.16-2/3 value 2,000 $46.48 $92,960.00
Disclosure

SEC source: 0001225208-16-031039 · doc4.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,284

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 04, 2016 Filed Apr 5, 2016 20:01 UTC
Hess Rick DSVP, Comm & Automotive Group
Tax withholdingComm Stock-$.16-2/3 value 11,612 $58.76 $682,321.12
Disclosure

SEC source: 0001225208-16-031040 · doc4.xml · nonDerivative · entry 2

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,495

Read SEC document
April 03, 2016 Filed Apr 5, 2016 20:01 UTC
Hess Rick DSVP, Comm & Automotive Group
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 27,569 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031040 · doc4.xml · derivative · entry 3

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,570

Underlying: Comm Stock-$.16-2/3 value · 27,569 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on July 25, 2014 (the "Original Grant Date") vest in equal installments on April 3, 2015, April 3, 2016 and April 3, 2017. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
April 03, 2016 Filed Apr 5, 2016 20:01 UTC
Hess Rick DSVP, Comm & Automotive Group
Exercise / conversionComm Stock-$.16-2/3 value 27,569 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-031040 · doc4.xml · nonDerivative · entry 1

Hess Rick D · CIK 0001331476 · SVP, Comm & Automotive Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,107

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Tax withholdingComm Stock-$.16-2/3 value 996 $55.67 $55,447.32
Disclosure

SEC source: 0001225208-16-029927 · doc4.xml · nonDerivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,911

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
Tax withholdingComm Stock-$.16-2/3 value 2,601 $55.67 $144,797.67
Disclosure

SEC source: 0001225208-16-029928 · doc4.xml · nonDerivative · entry 2

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,120

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
Real PeterSVP & Chief Technology Officer
Tax withholdingComm Stock-$.16-2/3 value 1,683 $55.67 $93,692.61
Disclosure

SEC source: 0001225208-16-029929 · doc4.xml · nonDerivative · entry 2

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,286

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
SEIF MARGARET KSVP, CLO & Secretary
Tax withholdingComm Stock-$.16-2/3 value 1,941 $55.67 $108,055.47
Disclosure

SEC source: 0001225208-16-029930 · doc4.xml · nonDerivative · entry 2

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,284

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
Wynne EileenVP, Chief Accounting Officer
Tax withholdingComm Stock-$.16-2/3 value 382 $55.67 $21,265.94
Disclosure

SEC source: 0001225208-16-029931 · doc4.xml · nonDerivative · entry 2

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 695

Read SEC document
March 14, 2016 Filed Mar 15, 2016 21:22 UTC
Zinsner DavidSVP, Finance & CFO
Tax withholdingComm Stock-$.16-2/3 value 5,821 $55.67 $324,055.07
Disclosure

SEC source: 0001225208-16-029932 · doc4.xml · nonDerivative · entry 2

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,897

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029927 · doc4.xml · derivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 2,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
Exercise / conversionComm Stock-$.16-2/3 value 2,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029927 · doc4.xml · nonDerivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,975 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029928 · doc4.xml · derivative · entry 3

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 2,975 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Meaney RichardSVP, Indus & Hlthcr Bus Grp
Exercise / conversionComm Stock-$.16-2/3 value 2,975 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029928 · doc4.xml · nonDerivative · entry 1

Meaney Richard · CIK 0001561701 · SVP, Indus & Hlthcr Bus Grp

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,721

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Real PeterSVP & Chief Technology Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 3,235 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029929 · doc4.xml · derivative · entry 3

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 3,235 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Real PeterSVP & Chief Technology Officer
Exercise / conversionComm Stock-$.16-2/3 value 3,235 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029929 · doc4.xml · nonDerivative · entry 1

Real Peter · CIK 0001624243 · SVP & Chief Technology Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
SEIF MARGARET KSVP, CLO & Secretary
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 5,950 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029930 · doc4.xml · derivative · entry 3

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 5,950 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
SEIF MARGARET KSVP, CLO & Secretary
Exercise / conversionComm Stock-$.16-2/3 value 5,950 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029930 · doc4.xml · nonDerivative · entry 1

SEIF MARGARET K · CIK 0001206591 · SVP, CLO & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,225

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Wynne EileenVP, Chief Accounting Officer
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,010 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029931 · doc4.xml · derivative · entry 3

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,010 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Wynne EileenVP, Chief Accounting Officer
Exercise / conversionComm Stock-$.16-2/3 value 1,010 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029931 · doc4.xml · nonDerivative · entry 1

Wynne Eileen · CIK 0001575706 · VP, Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,077

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Zinsner DavidSVP, Finance & CFO
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 17,855 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029932 · doc4.xml · derivative · entry 3

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 17,855 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the reporting person on March 12, 2013 (the "Original Grant Date") vested 100% on the third anniversary of the Original Grant Date. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 12, 2016 Filed Mar 15, 2016 21:22 UTC
Zinsner DavidSVP, Finance & CFO
Exercise / conversionComm Stock-$.16-2/3 value 17,855 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029932 · doc4.xml · nonDerivative · entry 1

Zinsner David · CIK 0001330891 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,718

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029695 · doc4.xml · derivative · entry 2

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029695 · doc4.xml · nonDerivative · entry 1

ISTEL YVES ANDRE · CIK 0001204133 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,765

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Su Lisa TDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029696 · doc4.xml · derivative · entry 4

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Su Lisa TDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029696 · doc4.xml · derivative · entry 3

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Su Lisa TDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029696 · doc4.xml · derivative · entry 2

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
Su Lisa TDirector
Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029696 · doc4.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,535

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
STATA RAYDirector
GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029697 · doc4.xml · derivative · entry 6

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
STATA RAYDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029697 · doc4.xml · derivative · entry 5

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
STATA RAYDirector
GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029697 · doc4.xml · derivative · entry 4

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC
STATA RAYDirector
Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029697 · doc4.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantRestricted Stock Unit (RSU) · Derivative 1,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029698 · doc4.xml · derivative · entry 4

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,850

Underlying: Comm Stock-$.16-2/3 value · 1,850 shares

Expires not disclosed

F3 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F3 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 1,540 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029698 · doc4.xml · derivative · entry 3

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock-$.16-2/3 value · 1,540 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100.00% on March 9, 2016, the date of the Company's 2016 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC GrantNon-Qualified Stock Option (right to buy) · Derivative 7,640 $0.00 Strike: $54.93 $0.00
Disclosure

SEC source: 0001225208-16-029698 · doc4.xml · derivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,640

Underlying: Comm Stock-$.16-2/3 value · 7,640 shares

Expires 2026-03-09

F1 · derivative.exercise_date: This option vests 100.00% on the earlier of the first anniversary of the original grant date, which was March 9, 2016, or the date of the Company's next Annual Meeting of Shareholders.

Read SEC document
March 09, 2016 Filed Mar 11, 2016 21:00 UTC Exercise / conversionComm Stock-$.16-2/3 value 1,540 $0.00 $0.00
Disclosure

SEC source: 0001225208-16-029698 · doc4.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,935

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.