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Nasdaq · USD

ADI

ANALOG DEVICES INC

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Tapewire entity
591
SEC CIK
0000006281
Parsed reports
1,787

Last 12 months

Inside the activity.

0 purchase rows · 206 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 2025013
Dec 2025018
Jan 2026016
Feb 2026023
Mar 2026013
Apr 202601
May 202605
Jun 2026041
Jul 2026023
Aug 2026022
Sep 2026014
Oct 2026017

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2020 Filed Mar 16, 2020 20:11 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 998 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000062 · wf-form4_158438947531767.xml · derivative · entry 3

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,994

Underlying: Comm Stock - $.16-2/3 value · 998 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 13, 2019 (the "Original Grant Date") vest in equal installments on the first, second, third and fourth anniversaries of the Original Grant Date. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:11 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Tax withholdingComm Stock - $.16-2/3 value 293 $99.79 $29,238.47
Disclosure

SEC source: 0000006281-20-000062 · wf-form4_158438947531767.xml · nonDerivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,531

F1 · kind: This disposition represents shares withheld to satisfy tax withholding obligations on the Restricted Stock Units that vested on March 13, 2020 and are reported herein.

Read SEC document
March 13, 2020 Filed Mar 16, 2020 20:11 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
Exercise / conversionComm Stock - $.16-2/3 value 998 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000062 · wf-form4_158438947531767.xml · nonDerivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,824

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:16 UTC
CHAMPY JAMESDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000029 · wf-form4_158404416261824.xml · derivative · entry 4

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:16 UTC
CHAMPY JAMESDirector
GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000029 · wf-form4_158404416261824.xml · derivative · entry 3

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:16 UTC
CHAMPY JAMESDirector
Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000029 · wf-form4_158404416261824.xml · nonDerivative · entry 1

CHAMPY JAMES · CIK 0001199360 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,570

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:18 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000030 · wf-form4_158404426861021.xml · derivative · entry 3

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:18 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000030 · wf-form4_158404426861021.xml · derivative · entry 2

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:18 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000030 · wf-form4_158404426861021.xml · nonDerivative · entry 1

Frank Edward H. · CIK 0001589827 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,315

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000031 · wf-form4_158404434591522.xml · derivative · entry 3

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:19 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000031 · wf-form4_158404434591522.xml · derivative · entry 2

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:19 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000031 · wf-form4_158404434591522.xml · nonDerivative · entry 1

SICCHITANO KENTON J · CIK 0001224105 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000032 · wf-form4_158404441363087.xml · derivative · entry 3

Little Mark M · CIK 0001343223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:20 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000032 · wf-form4_158404441363087.xml · derivative · entry 2

Little Mark M · CIK 0001343223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:20 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000032 · wf-form4_158404441363087.xml · nonDerivative · entry 1

Little Mark M · CIK 0001343223 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,840

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:21 UTC
Su Lisa TDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000033 · wf-form4_158404448155808.xml · derivative · entry 2

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:21 UTC
Su Lisa TDirector
Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000033 · wf-form4_158404448155808.xml · nonDerivative · entry 1

Su Lisa T · CIK 0001405109 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,030

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:22 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · derivative · entry 5

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:22 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · derivative · entry 4

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:22 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000034 · wf-form4_158404455575772.xml · nonDerivative · entry 1

EVANS BRUCE R · CIK 0001018062 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,075

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:24 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000035 · wf-form4_158404462762901.xml · derivative · entry 2

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:24 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000035 · wf-form4_158404462762901.xml · nonDerivative · entry 1

NOVICH NEIL S · CIK 0001006057 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:25 UTC Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000036 · wf-form4_158404468973059.xml · derivative · entry 3

Chandrakasan Anantha P. · CIK 0001763682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:25 UTC GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000036 · wf-form4_158404468973059.xml · derivative · entry 2

Chandrakasan Anantha P. · CIK 0001763682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:25 UTC Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000036 · wf-form4_158404468973059.xml · nonDerivative · entry 1

Chandrakasan Anantha P. · CIK 0001763682 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:27 UTC
STATA RAYDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000037 · wf-form4_158404481088309.xml · derivative · entry 4

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:27 UTC
STATA RAYDirector
GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000037 · wf-form4_158404481088309.xml · derivative · entry 3

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:27 UTC
STATA RAYDirector
Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000037 · wf-form4_158404481088309.xml · nonDerivative · entry 1

STATA RAY · CIK 0000900729 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 156,126

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:28 UTC
Golz KarenDirector
Exercise / conversionRestricted Stock Unit (RSU) · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000038 · wf-form4_158404488982553.xml · derivative · entry 3

Golz Karen · CIK 0001744712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Comm Stock - $.16-2/3 value · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: In accordance with the terms of the grant, this RSU vested 100% on March 11, 2020, the date of the Company's 2020 Annual Meeting of Shareholders. Upon the vesting date, each vested RSU automatically converted into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 12, 2020 20:28 UTC
Golz KarenDirector
GrantRestricted Stock Unit (RSU) · Derivative 2,210 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000038 · wf-form4_158404488982553.xml · derivative · entry 2

Golz Karen · CIK 0001744712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

Underlying: Comm Stock - $.16-2/3 value · 2,210 shares

Expires not disclosed

F1 · derivative.exercise_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: This RSU vests 100.00% on the earlier of the date of the Company's next Annual Meeting of Shareholders, or March 11, 2021. Upon the vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

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March 11, 2020 Filed Mar 12, 2020 20:28 UTC
Golz KarenDirector
Exercise / conversionComm Stock - $.16-2/3 value 2,035 $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000038 · wf-form4_158404488982553.xml · nonDerivative · entry 1

Golz Karen · CIK 0001744712 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,539

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 11, 2020 Filed Mar 13, 2020 20:23 UTC
Sondel MichaelCAO (principal acct. officer)
GrantPerformance-Based Restricted Stock Unit · Derivative 1,084 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000046 · wf-form4_158413101692136.xml · derivative · entry 2

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,084

Underlying: Comm Stock - $.16-2/3 value · 1,084 shares

Expires not disclosed

F2 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F3 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F3 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:23 UTC
Sondel MichaelCAO (principal acct. officer)
GrantRestricted Stock Unit (RSU) · Derivative 2,529 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000046 · wf-form4_158413101692136.xml · derivative · entry 1

Sondel Michael · CIK 0001768266 · CAO (principal acct. officer)

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,529

Underlying: Comm Stock - $.16-2/3 value · 2,529 shares

Expires not disclosed

F1 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F1 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:27 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
GrantPerformance-Based Restricted Stock Unit · Derivative 7,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000048 · wf-form4_158413124387926.xml · derivative · entry 4

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

Underlying: Comm Stock - $.16-2/3 value · 7,116 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:27 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
GrantPerformance-Based Restricted Stock Unit · Derivative 7,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000048 · wf-form4_158413124387926.xml · derivative · entry 3

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

Underlying: Comm Stock - $.16-2/3 value · 7,116 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:27 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
GrantRestricted Stock Unit (RSU) · Derivative 7,116 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000048 · wf-form4_158413124387926.xml · derivative · entry 2

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,116

Underlying: Comm Stock - $.16-2/3 value · 7,116 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:27 UTC
Mahendra-Rajah PrashanthSVP, Finance & CFO
GrantNon-Qualified Stock Option (right to buy) · Derivative 35,001 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000048 · wf-form4_158413124387926.xml · derivative · entry 1

Mahendra-Rajah Prashanth · CIK 0001609983 · SVP, Finance & CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,001

Underlying: Comm Stock - $.16-2/3 value · 35,001 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:29 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000049 · wf-form4_158413132832159.xml · derivative · entry 4

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:29 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000049 · wf-form4_158413132832159.xml · derivative · entry 3

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:29 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
GrantRestricted Stock Unit (RSU) · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000049 · wf-form4_158413132832159.xml · derivative · entry 2

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:29 UTC
Henderson Gregory N.SVP, Atmtve, Comm, ArSpc & Def
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,232 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000049 · wf-form4_158413132832159.xml · derivative · entry 1

Henderson Gregory N. · CIK 0001590599 · SVP, Atmtve, Comm, ArSpc & Def

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232

Underlying: Comm Stock - $.16-2/3 value · 24,232 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:30 UTC
Pietkiewicz SteveSVP, Power Products
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000050 · wf-form4_158413142583752.xml · derivative · entry 4

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:30 UTC
Pietkiewicz SteveSVP, Power Products
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000050 · wf-form4_158413142583752.xml · derivative · entry 3

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:30 UTC
Pietkiewicz SteveSVP, Power Products
GrantRestricted Stock Unit (RSU) · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000050 · wf-form4_158413142583752.xml · derivative · entry 2

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:30 UTC
Pietkiewicz SteveSVP, Power Products
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,232 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000050 · wf-form4_158413142583752.xml · derivative · entry 1

Pietkiewicz Steve · CIK 0001408190 · SVP, Power Products

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232

Underlying: Comm Stock - $.16-2/3 value · 24,232 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:31 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000051 · wf-form4_158413150267321.xml · derivative · entry 4

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:31 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000051 · wf-form4_158413150267321.xml · derivative · entry 3

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F3 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit (RSU) represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's relative total shareholder return (TSR) performance against the median TSR of a defined comparator group of companies, as approved by the Company's Compensation Committee, over a three-year performance period beginning on the grant date and ending on the third anniversary of the grant date.

F4 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

F4 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company three years and 14 days after the grant date.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:31 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantRestricted Stock Unit (RSU) · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000051 · wf-form4_158413150267321.xml · derivative · entry 2

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F2 · derivative.exercise_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

F2 · derivative.expiration_date: The Restricted Stock Units granted to the Reporting Person on March 11, 2020 vest in equal installments on the first, second, third and fourth anniversaries of March 15, 2020. Upon each vesting date, each vested RSU shall automatically convert into one (1) share of common stock of the Company.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:31 UTC
Hassett Joseph JohnSVP, Global Operations & Tech
GrantNon-Qualified Stock Option (right to buy) · Derivative 24,232 $0.00 Strike: $94.41 $0.00
Disclosure

SEC source: 0000006281-20-000051 · wf-form4_158413150267321.xml · derivative · entry 1

Hassett Joseph · CIK 0001641388 · SVP, Global Operations & Tech

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,232

Underlying: Comm Stock - $.16-2/3 value · 24,232 shares

Expires 2030-03-11

F1 · derivative.exercise_date: This option vests in equal installments on the first, second, third and fourth anniversaries of March 15, 2020.

Read SEC document
March 11, 2020 Filed Mar 13, 2020 20:33 UTC
Cotter MartinSVP, WW Sales & Dig MKTG
GrantPerformance-Based Restricted Stock Unit · Derivative 4,927 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000006281-20-000052 · wf-form4_158413158011022.xml · derivative · entry 4

Cotter Martin · CIK 0001685760 · SVP, WW Sales & Dig MKTG

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,927

Underlying: Comm Stock - $.16-2/3 value · 4,927 shares

Expires not disclosed

F5 · derivative.exercise_price: Each Performance-Based RSU represents the right to receive, following vesting, up to 200% of one share of common stock of the Company. The resulting number of shares of common stock of the Company acquired upon vesting of the Performance-Based RSUs is contingent upon the achievement of pre-established performance parameters relating to the Company's financial performance, as approved by the Company's Compensation Committee, over a one-year performance period, two-year cumulative performance period and three-year cumulative performance period, and vesting on the third anniversary of March 15, 2020.

F6 · derivative.exercise_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

F6 · derivative.expiration_date: Unless earlier forfeited under the terms of the Performance-Based RSU, each Performance-Based RSU vests and converts into no more than 200% of one share of common stock of the Company on the third anniversary of March 15, 2020.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.