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ADBE

ADOBE INC.

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2895
SEC CIK
0000796343
Parsed reports
829

Last 12 months

Inside the activity.

1 purchase rows · 19 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202601
Feb 202600
Mar 202600
Apr 202605
May 202600
Jun 202610
Jul 202601
Aug 202600
Sep 2026012
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
July 20, 2018 Filed Jul 24, 2018 20:51 UTC Exercise / conversionCommon Stock 41,750 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000140 · wf-form4_153246547365273.xml · nonDerivative · entry 1

Parasnis Abhay · CIK 0001647550 · EVP & CTO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,575

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 140 shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

Read SEC document
July 18, 2018 Filed Jul 19, 2018 22:37 UTC
Lewnes AnnEVP, Chief Marketing Officer
SaleCommon Stock 2,940 $257.86 $758,108.40
Disclosure

SEC source: 0000796343-18-000138 · wf-form4_153203982473827.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,437

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person December 21, 2017.

Read SEC document
July 02, 2018 Filed Jul 24, 2018 20:53 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionRestricted Stock Units · Derivative 2,730 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000142 · wf-form4_153246557777849.xml · derivative · entry 3

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,730 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: Vests 100% on July 2, 2018.

F3 · derivative.expiration_date: Vests 100% on July 2, 2018.

Read SEC document
July 02, 2018 Filed Jul 24, 2018 20:53 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Tax withholdingCommon Stock 1,353 $243.26 $329,130.78
Disclosure

SEC source: 0000796343-18-000142 · wf-form4_153246557777849.xml · nonDerivative · entry 2

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,311

F2 · shares: Shares surrendered to pay tax liability due at vesting of Restricted Stock Units.

Read SEC document
July 02, 2018 Filed Jul 24, 2018 20:53 UTC
Rao DanaEVP, Gen. Counsel & Secretary
Exercise / conversionCommon Stock 2,730 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000142 · wf-form4_153246557777849.xml · nonDerivative · entry 1

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,664

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Includes 241 shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

Read SEC document
June 29, 2018 Filed Dec 20, 2018 21:18 UTC
THOMPSON MATTHEWEVP WW Field Operations
OtherCommon Stock 140 $151.05 $21,146.30
Disclosure

SEC source: 0000796343-18-000211 · wf-form5_154534069249744.xml · nonDerivative · entry 1

THOMPSON MATTHEW · CIK 0001267573 · EVP WW Field Operations

10b5-1 filing: Not disclosed

Ownership: Indirect · Trust

Disclosed balance after: 50,140

F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

F2 · ownership.nature: Shares held by The Thompson Living Trust u/a dtd 08/28/1997 of which the reporting person is a trustee.

Read SEC document
June 29, 2018 Filed Dec 20, 2018 21:17 UTC
NARAYEN SHANTANUDirector · Chairman, President and CEO
OtherCommon Stock 140 $151.05 $21,146.30
Disclosure

SEC source: 0000796343-18-000209 · wf-form5_154534060560721.xml · nonDerivative · entry 1

NARAYEN SHANTANU · CIK 0001224154 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 299,654

F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

F2 · ownership.nature: Shares held by The Narayen Family Trust, dtd 11/30/00 of which reporting person is a trustee.

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June 29, 2018 Filed Dec 20, 2018 21:15 UTC OtherCommon Stock 167 $117.65 $19,647.30
Disclosure

SEC source: 0000796343-18-000207 · wf-form5_154534052451793.xml · nonDerivative · entry 1

Murphy John Francis · CIK 0001417762 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,722

F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

Read SEC document
June 29, 2018 Filed Dec 20, 2018 21:14 UTC
Morris DonnaEVP, Cust. & Emp. Experience
OtherCommon Stock 140 $151.05 $21,146.30
Disclosure

SEC source: 0000796343-18-000205 · wf-form5_154534043459774.xml · nonDerivative · entry 1

Morris Donna · CIK 0001598108 · EVP, Cust. & Emp. Experience

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 65,223

F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

F2 · ownership.nature: Shares held by The Morris Family Rev Trust.

Read SEC document
June 29, 2018 Filed Dec 20, 2018 21:12 UTC
LAMKIN BRYANEVP & GM, Digital Media
OtherCommon Stock 140 $151.05 $21,146.30
Disclosure

SEC source: 0000796343-18-000203 · wf-form5_154534031842449.xml · nonDerivative · entry 1

LAMKIN BRYAN · CIK 0001226049 · EVP & GM, Digital Media

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,294

F1 · shares: Shares acquired on June 29, 2018 pursuant to Adobe's 1997 Employee Stock Purchase Plan, as amended.

Read SEC document
June 20, 2018 Filed Jun 21, 2018 20:21 UTC
Lewnes AnnEVP, Chief Marketing Officer
SaleCommon Stock 2,945 $253.50 $746,557.50
Disclosure

SEC source: 0000796343-18-000131 · wf-form4_152961249131453.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,377

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person December 21, 2017.

Read SEC document
June 18, 2018 Filed Jun 19, 2018 20:38 UTC SaleCommon Stock 6,000 $255.19 $1,531,155.00
Disclosure

SEC source: 0000796343-18-000125 · wf-form4_152944071944429.xml · nonDerivative · entry 1

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 152,059

F1 · price: This transaction was executed in multiple trades at prices ranging from $255.08 to $255.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Geschke Family Trust.

Read SEC document
June 18, 2018 Filed Jun 20, 2018 20:14 UTC
Rao DanaEVP, Gen. Counsel & Secretary
GrantRestricted Stock Units · Derivative 16,850 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000129 · wf-form4_152952566124550.xml · derivative · entry 2

Rao Dana · CIK 0001744048 · EVP, Gen. Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,850

Underlying: Common Stock · 16,850 shares

Expires not disclosed

F1 · derivative.exercise_date: Vests at a rate of 1/3 annually of the first, second and third anniversaries of the June 18, 2018 vesting commencement date.

F1 · derivative.expiration_date: Vests at a rate of 1/3 annually of the first, second and third anniversaries of the June 18, 2018 vesting commencement date.

Read SEC document
May 16, 2018 Filed May 16, 2018 22:32 UTC
Lewnes AnnEVP, Chief Marketing Officer
SaleCommon Stock 2,942 $236.59 $696,047.78
Disclosure

SEC source: 0000796343-18-000116 · wf-form4_152650995883853.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,322

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person December 21, 2017.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:32 UTC SaleCommon Stock 6,000 $225.08 $1,350,506.40
Disclosure

SEC source: 0000796343-18-000114 · wf-form4_152425991922891.xml · nonDerivative · entry 2

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 158,059

F3 · price: This transaction was executed in multiple trades at prices ranging from $225.00 to $225.24. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Geschke Family Trust.

Read SEC document
April 20, 2018 Filed Apr 20, 2018 21:32 UTC SaleCommon Stock 10,000 $223.91 $2,239,118.00
Disclosure

SEC source: 0000796343-18-000114 · wf-form4_152425991922891.xml · nonDerivative · entry 1

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 164,059

F1 · price: This transaction was executed in multiple trades at prices ranging from $223.49 to $224.18. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F2 · ownership.nature: Shares held by The Geschke Family Trust.

Read SEC document
April 18, 2018 Filed Apr 19, 2018 20:44 UTC
Lewnes AnnEVP, Chief Marketing Officer
SaleCommon Stock 2,937 $231.70 $680,502.90
Disclosure

SEC source: 0000796343-18-000112 · wf-form4_152417064464603.xml · nonDerivative · entry 1

Lewnes Ann · CIK 0001597445 · EVP, Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,264

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person December 21, 2017.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:39 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000110 · wf-form4_152365195318236.xml · derivative · entry 4

ROSENSWEIG DANIEL · CIK 0001234658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:38 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000108 · wf-form4_152365186838735.xml · derivative · entry 1

Ricks David A · CIK 0001538604 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F1 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F1 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:35 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000106 · wf-form4_152365173539844.xml · derivative · entry 5

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F4 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F4 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:33 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000104 · wf-form4_152365159494463.xml · derivative · entry 3

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:30 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000102 · wf-form4_152365138993835.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:28 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000100 · wf-form4_152365128785392.xml · derivative · entry 3

DALEY JAMES E · CIK 0001120656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:26 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:24 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000096 · wf-form4_152365108235692.xml · derivative · entry 4

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:23 UTC GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · derivative · entry 4

BARNHOLT EDWARD W · CIK 0001142615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F3 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F3 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 13, 2018 20:21 UTC
Banse AmyDirector
GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000092 · wf-form4_152365089787776.xml · derivative · entry 3

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 19, 2024 20:16 UTC Amendment GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000089 · wk-form4a_1713557789.xml · derivative · entry 3

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 19, 2024 20:15 UTC Amendment GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000088 · wk-form4a_1713557744.xml · derivative · entry 3

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 13, 2018 Filed Apr 19, 2024 20:14 UTC Amendment
Banse AmyDirector
GrantRestricted Stock Units · Derivative 1,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000087 · wk-form4a_1713557670.xml · derivative · entry 3

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,177

Underlying: Common Stock · 1,177 shares

Expires not disclosed

F2 · derivative.exercise_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

F2 · derivative.expiration_date: Vests 100% on the day preceding the Issuer's next annual meeting of stockholders.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:39 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000110 · wf-form4_152365195318236.xml · derivative · entry 3

ROSENSWEIG DANIEL · CIK 0001234658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:39 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000110 · wf-form4_152365195318236.xml · nonDerivative · entry 1

ROSENSWEIG DANIEL · CIK 0001234658 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,836

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:35 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000106 · wf-form4_152365173539844.xml · derivative · entry 4

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F3 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:35 UTC SaleCommon Stock 3,000 $223.77 $671,316.30
Disclosure

SEC source: 0000796343-18-000106 · wf-form4_152365173539844.xml · nonDerivative · entry 2

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 454,256

F2 · price: This transaction was executed in multiple trades at prices ranging from $223.77 to $223.78. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price within the range.

F1 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:35 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000106 · wf-form4_152365173539844.xml · nonDerivative · entry 1

WARNOCK JOHN E · CIK 0001032856 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 457,256

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Warnock Family Trust uad 08/27/12 of which the reporting person is a trustee.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:33 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000104 · wf-form4_152365159494463.xml · derivative · entry 2

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:33 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000104 · wf-form4_152365159494463.xml · nonDerivative · entry 1

GESCHKE CHARLES M · CIK 0001032839 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Family Trust

Disclosed balance after: 174,059

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Shares held by The Geschke Family Trust.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:30 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000102 · wf-form4_152365138993835.xml · derivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

Read SEC document
April 11, 2018 Filed Apr 13, 2018 20:30 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000102 · wf-form4_152365138993835.xml · nonDerivative · entry 1

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2018 Filed Apr 13, 2018 20:28 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000100 · wf-form4_152365128785392.xml · derivative · entry 2

DALEY JAMES E · CIK 0001120656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:28 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000100 · wf-form4_152365128785392.xml · nonDerivative · entry 1

DALEY JAMES E · CIK 0001120656 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,922

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2018 Filed Apr 13, 2018 20:26 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · derivative · entry 2

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:26 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000098 · wf-form4_152365115603013.xml · nonDerivative · entry 1

CALDERONI FRANK · CIK 0001249051 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,887

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2018 Filed Apr 13, 2018 20:24 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000096 · wf-form4_152365108235692.xml · derivative · entry 3

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:24 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000096 · wf-form4_152365108235692.xml · nonDerivative · entry 1

BURGESS ROBERT K · CIK 0001198782 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by trust

Disclosed balance after: 3,655

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Includes 2,035 shares held by The Burgess Family Trust, dtd 07/23/98 of which reporting person is a trustee, and 1,620 shares in trust for the benefit of Mr. Burgess' children.

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April 11, 2018 Filed Apr 13, 2018 20:23 UTC Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · derivative · entry 3

BARNHOLT EDWARD W · CIK 0001142615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F2 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:23 UTC Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000094 · wf-form4_152365098104454.xml · nonDerivative · entry 1

BARNHOLT EDWARD W · CIK 0001142615 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,960

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2018 Filed Apr 13, 2018 20:21 UTC
Banse AmyDirector
Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000092 · wf-form4_152365089787776.xml · derivative · entry 2

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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April 11, 2018 Filed Apr 13, 2018 20:21 UTC
Banse AmyDirector
Exercise / conversionCommon Stock 2,035 $0.00 $0.00
Disclosure

SEC source: 0000796343-18-000092 · wf-form4_152365089787776.xml · nonDerivative · entry 1

Banse Amy · CIK 0001550029 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,488

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 11, 2018 Filed Apr 19, 2024 20:16 UTC Amendment Exercise / conversionRestricted Stock Units · Derivative 2,035 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0000796343-24-000089 · wk-form4a_1713557789.xml · derivative · entry 2

Desmond Laura · CIK 0001550028 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,035 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This restricted stock unit award vested in full on April 11, 2018.

F1 · derivative.expiration_date: This restricted stock unit award vested in full on April 11, 2018.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.