ADAM

SEC source: 0001273685-20-000015 · wf-form4_158103034086856.xml · nonDerivative · entry 1

Nario-Eng Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,094

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) as payment of the restricted stock portion of compensation earned by Mrs. Nario-Eng pursuant to NYMT's 2019 Amended and Restated Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-20-000013 · wf-form4_158103000824887.xml · nonDerivative · entry 1

Serrano Jason T · CIK 0001763908 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 369,158

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) as payment of the restricted stock portion of compensation earned by Mr. Serrano pursuant to NYMT's 2019 Amended and Restated Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-20-000004 · wf-form4_157808821672276.xml · derivative · entry 1

Reese Nathan R · CIK 0001462291 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,752

Underlying: Common Stock, par value $0.01 per share · 26,752 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

SEC source: 0001273685-20-000002 · wf-form4_157808770199461.xml · derivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,308

Underlying: Common Stock, par value $0.01 per share · 96,308 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms and conditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares of NYMT common stock underlying the RSUs.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms and conditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares of NYMT common stock underlying the RSUs.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms and conditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares of NYMT common stock underlying the RSUs.

SEC source: 0001273685-20-000008 · wf-form4_157808881114722.xml · derivative · entry 1

Serrano Jason T · CIK 0001763908 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,257

Underlying: Common Stock, par value $0.01 per share · 80,257 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

SEC source: 0001273685-20-000006 · wf-form4_157808853550766.xml · derivative · entry 1

Nario-Eng Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,096

Underlying: Common Stock, par value $0.01 per share · 30,096 shares

Expires not disclosed

F1 · derivative.exercise_price: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.exercise_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

F1 · derivative.expiration_date: Represents restricted stock units ("RSUs") issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Equity Incentive Plan (as amended) under NYMT's 2020 Long-Term Equity Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first,second and third anniversaries of the date of grant. Pursuant to a restricted stock unit award agreement (the "RSU Award Agreement"), the RSUs represent the right to receive shares of common stock of NYMT on a one-to-one basis upon vesting, subject to the terms andconditions of the RSU Award Agreement, and are granted in tandem with a corresponding dividend equivalent right that entitles, upon vesting, the reporting person to receive payments in cash or stock of NYMT equivalent to any dividends paid by NYMT on the shares ofNYMT common stock underlying the RSUs.

SEC source: 0001273685-19-000067 · wf-form4_156210078884789.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,988

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

SEC source: 0001273685-19-000064 · wf-form4_156206738385273.xml · nonDerivative · entry 1

Norcutt Steven G · CIK 0001294794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 107,701

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-19-000062 · wf-form4_156206731004297.xml · nonDerivative · entry 1

Bock David R · CIK 0001294801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,633

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-19-000065 · wf-form4_156206740606915.xml · nonDerivative · entry 1

Clement Michael B. · CIK 0001677585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,651

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-19-000063 · wf-form4_156206736723095.xml · nonDerivative · entry 1

Pendergast Lisa A · CIK 0001735205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,966

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-19-000051 · wf-form4_156078067340603.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,296

F1 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

SEC source: 0001273685-19-000045 · wf-form4_155838742026337.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 693,776

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan.

SEC source: 0001273685-19-000013 · wf-form4_155001312839553.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,592

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan.

SEC source: 0001273685-19-000011 · wf-form4_154957576539729.xml · nonDerivative · entry 1

Reese Nathan R · CIK 0001462291 · Chief Operating Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,773

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Stock Incentive Plan as payment of the restricted stock portion of compensation earned by Mr. Reese pursuant to NYMT's 2018 Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-19-000010 · wf-form4_154957565128627.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 732,415

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Stock Incentive Plan as payment of the restricted stock portion of compensation earned by Mr. Mumma pursuant to NYMT's 2018 Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-19-000009 · wf-form4_154957553367448.xml · nonDerivative · entry 1

Nario-Eng Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,600

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's ("NYMT") 2017 Stock Incentive Plan as payment of the restricted stock portion of compensation earned by Mrs. Nario-Eng pursuant to NYMT's 2018 Annual Incentive Plan, 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-19-000005 · wf-form4_154697742513348.xml · nonDerivative · entry 1

Serrano Jason T · CIK 0001763908 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,812

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Equity Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000050 · wf-form4_152831942797143.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,296

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

SEC source: 0001273685-18-000048 · wf-form4_152831921250130.xml · nonDerivative · entry 1

Norcutt Steven G · CIK 0001294794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,346

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-18-000049 · wf-form4_152831932252521.xml · nonDerivative · entry 1

Bock David R · CIK 0001294801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,278

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-18-000047 · wf-form4_152831907741282.xml · nonDerivative · entry 1

Clement Michael B. · CIK 0001677585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,296

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-18-000046 · wf-form4_152831895565409.xml · nonDerivative · entry 1

Pendergast Lisa A · CIK 0001735205 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,611

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

SEC source: 0001273685-18-000040 · wf-form4_152667028524030.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 640,446

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan.

SEC source: 0001273685-18-000009 · wf-form4_151881787404216.xml · nonDerivative · entry 1

Reese Nathan R · CIK 0001462291 · Managing Director / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,757

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000008 · wf-form4_151881781832265.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,526

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000007 · wf-form4_151881775655361.xml · nonDerivative · entry 1

Nario Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,608

F1 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000013 · wf-form4a_151913620594362.xml · nonDerivative · entry 1

Reese Nathan R · CIK 0001462291 · Managing Director / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,757

F1 · date: The reporting person is amending the previously filed Form 4 of 02/16/2018 to correct the date of earliest transaction and transaction date, which were incorrectly reported in the original Form 4 as 02/16/2018

F2 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000011 · wf-form4a_151913606214499.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 656,526

F1 · date: The reporting person is amending the previously filed Form 4 of 02/16/2018 to correct the date of earliest transaction and transaction date, which were incorrectly reported in the original Form 4 as 02/16/2018.

F2 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-18-000012 · wf-form4a_151913614443138.xml · nonDerivative · entry 1

Nario Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,608

F1 · date: The reporting person is amending the previously filed Form 4 of 02/16/2018 to correct the date of earliest transaction and transaction date, which were incorrectly reported in the original Form 4 as 02/16/2018

F2 · shares: Represents shares of restricted stock issued pursuant to New York Mortgage Trust's 2017 Stock Incentive Plan., 1/3 of which will become fully vested and non-forfeitable on each of the first, second and third anniversaries of the date of grant.

SEC source: 0001273685-17-000080 · wf-form4_151320039917081.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,371

F1 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

SEC source: 0001273685-17-000040 · wf-form4_149556959140955.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,425

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

SEC source: 0001273685-17-000038 · wf-form4_149556945816502.xml · nonDerivative · entry 1

Norcutt Steven G · CIK 0001294794 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,735

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

SEC source: 0001273685-17-000044 · wf-form4_149556989107675.xml · nonDerivative · entry 1

Bock David R · CIK 0001294801 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 61,667

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

SEC source: 0001273685-17-000042 · wf-form4_149556979678266.xml · nonDerivative · entry 1

Clement Michael B. · CIK 0001677585 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,685

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

SEC source: 0001273685-17-000046 · wf-form4_149557590533296.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 581,484

F1 · shares: Represents the balance of the restricted shares earned by Steven R. Mumma in 2016 under the New York Mortgage Trust, Inc. (the "Company") 2013 Incentive Compensation Plan (as amended), which are being issued pursuant to a letter agreement between Mr. Mumma and the Company. The shares issuable pursuant to the letter agreement were subject to the Company's stockholders approving the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan (the "2017 Plan") and the Company's filing of a registration statement on Form S-8 with respect to the 2017 Plan. The Company's stockholders approved the 2017 Plan on May 11, 2017 and the Company filed a registration statement on Form S-8 with respect to the 2017 Plan on May 22, 2017. The restricted shares have been issued under the 2017 Plan and will become fully vested and non-forfeitable ratably on each of February 8, 2018, February 8, 2019 and February 8, 2020.

F1 · price: Represents the balance of the restricted shares earned by Steven R. Mumma in 2016 under the New York Mortgage Trust, Inc. (the "Company") 2013 Incentive Compensation Plan (as amended), which are being issued pursuant to a letter agreement between Mr. Mumma and the Company. The shares issuable pursuant to the letter agreement were subject to the Company's stockholders approving the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan (the "2017 Plan") and the Company's filing of a registration statement on Form S-8 with respect to the 2017 Plan. The Company's stockholders approved the 2017 Plan on May 11, 2017 and the Company filed a registration statement on Form S-8 with respect to the 2017 Plan on May 22, 2017. The restricted shares have been issued under the 2017 Plan and will become fully vested and non-forfeitable ratably on each of February 8, 2018, February 8, 2019 and February 8, 2020.

SEC source: 0001273685-17-000034 · wf-form4_149505522714922.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575,226

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan

SEC source: 0001273685-17-000017 · wf-form4_148823590400284.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,510

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan

SEC source: 0001273685-17-000016 · wf-form4_148797457940519.xml · nonDerivative · entry 2

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,423

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan

SEC source: 0001273685-17-000016 · wf-form4_148797457940519.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 622,865

F1 · shares: Surrendered to satisfy the tax liability incident to the vesting of shares of restricted stock issued pursuant to New York Mortgage Trust's 2010 Stock Incentive Plan

SEC source: 0001273685-17-000006 · wf-form4_148676175072181.xml · nonDerivative · entry 1

Reese Nathan R · CIK 0001462291 · Managing Director / Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,511

SEC source: 0001273685-17-000008 · wf-form4_148676185138644.xml · nonDerivative · entry 1

Mumma Steven R · CIK 0001294797 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 638,195

SEC source: 0001273685-17-000012 · wf-form4_148676254244506.xml · nonDerivative · entry 1

Donlon Kevin M. · CIK 0001646621 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 597,842

SEC source: 0001273685-17-000009 · wf-form4_148676194456205.xml · nonDerivative · entry 1

Nario Kristine Rimando · CIK 0001608612 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,506