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Hainey Alan L

Disclosed activity across 1 company

Tapewire entity
138176
SEC CIK
0001295229

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ADAMAS TRUST, INC.NYMT · Entity 5063DirectorJune 14, 2021June 16, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ADAMAS TRUST, INC.

Report date June 14, 2021 · Filed June 16, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect286,648 Reported balance After 2021-06-14 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2021-06-14 · Grant · Acquired 25,532 · Balance 286,648

F1: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2: The ending balance includes shares acquired under a dividend reinvestment plan.

Filing footnotes · ownership attribution and instrument terms

F1: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2: The ending balance includes shares acquired under a dividend reinvestment plan.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 14, 2021 Filed Jun 16, 2021 16:25 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 GrantCommon Stock, par value $0.01 per share 25,532 $0.00 $0.00
Disclosure

SEC source: 0001273685-21-000064 · wf-form4_162387510115956.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 286,648

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
July 01, 2020 Filed Jul 6, 2020 16:22 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 GrantCommon Stock, par value $0.01 per share 46,512 $0.00 $0.00
Disclosure

SEC source: 0001273685-20-000075 · wf-form4_159406693674468.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 244,504

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
June 28, 2019 Filed Jul 2, 2019 16:53 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 GrantCommon Stock, par value $0.01 per share 19,355 $0.00 $0.00
Disclosure

SEC source: 0001273685-19-000067 · wf-form4_156210078884789.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,988

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
June 14, 2019 Filed Jun 17, 2019 10:11 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 SaleCommon Stock, par value $0.01 per share 10,000 $6.27 $62,700.00
Disclosure

SEC source: 0001273685-19-000051 · wf-form4_156078067340603.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,296

F1 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
June 05, 2018 Filed Jun 6, 2018 17:10 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 GrantCommon Stock, par value $0.01 per share 14,611 $0.00 $0.00
Disclosure

SEC source: 0001273685-18-000050 · wf-form4_152831942797143.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 154,296

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Stock Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
December 12, 2017 Filed Dec 13, 2017 16:26 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 SaleCommon Stock, par value $0.01 per share 200 $6.38 $1,276.00
Disclosure

SEC source: 0001273685-17-000080 · wf-form4_151320039917081.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,371

F1 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document
May 23, 2017 Filed May 23, 2017 16:00 UTC ADAMAS TRUST, INC. NYMT · Entity 5063 GrantCommon Stock, par value $0.01 per share 14,730 $0.00 $0.00
Disclosure

SEC source: 0001273685-17-000040 · wf-form4_149556959140955.xml · nonDerivative · entry 1

Hainey Alan L · CIK 0001295229 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,425

F1 · shares: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F1 · price: Represents annual stock grant for non-employee directors. Shares of common stock were issued pursuant to the New York Mortgage Trust, Inc. 2017 Equity Incentive Plan.

F2 · balance_after: The ending balance includes shares acquired under a dividend reinvestment plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.