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Nasdaq · USD

ACTG

ACACIA RESEARCH CORP

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Tapewire entity
5559
SEC CIK
0000934549
Parsed reports
264

Last 12 months

Inside the activity.

0 purchase rows · 5 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202600
Apr 202600
May 202600
Jun 202600
Jul 202600
Aug 202602
Sep 202603
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 01, 2023 Filed Mar 3, 2023 22:21 UTC Exercise / conversionSubscription Rights (right to buy) · Derivative 24,335 $0.00 Strike: $5.25 $0.00
Disclosure

SEC source: 0000921895-23-000638 · form406297282sag_03032023.xml · derivative · entry 2

Sagal Jonathan · CIK 0001794751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.001 · 24,335 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with the public rights offering commenced by the Issuer on February 15, 2023, the Reporting Person exercised subscription rights to purchase shares of the Issuer's Common Stock at an exercise price of $5.25 per share.

Read SEC document
March 01, 2023 Filed Mar 3, 2023 22:21 UTC Exercise / conversionCommon Stock, $0.001 par value 24,335 $5.25 $127,758.75
Disclosure

SEC source: 0000921895-23-000638 · form406297282sag_03032023.xml · nonDerivative · entry 1

Sagal Jonathan · CIK 0001794751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 147,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: In connection with the public rights offering commenced by the Issuer on February 15, 2023, the Reporting Person exercised subscription rights to purchase shares of the Issuer's Common Stock at an exercise price of $5.25 per share.

Read SEC document
December 19, 2022 Filed Dec 21, 2022 16:48 UTC
Booth Marc W.Chief IP Officer
Tax withholdingACTG Common Stock 5,764 $0.00 $0.00
Disclosure

SEC source: 0001750000-22-000014 · wf-form4_167164130918637.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 298,793

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 16,667 shares of restricted stock on December 19, 2022.

Read SEC document
November 14, 2022 Filed Nov 14, 2022 22:50 UTC
Hoover KirstenController
Tax withholdingACTG Common Stock 3,427 $0.00 $0.00
Disclosure

SEC source: 0001922248-22-000004 · wf-form4_166846620817382.xml · nonDerivative · entry 1

Hoover Kirsten · CIK 0001922248 · Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,573

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 10,000 shares of restricted stock on November 14, 2022.

Read SEC document
September 06, 2022 Filed Sep 8, 2022 20:09 UTC
Press CliffordDirector · Chief Executive Officer
Tax withholdingACTG Common Stock 219,626 $0.00 $0.00
Disclosure

SEC source: 0001345478-22-000003 · wf-form4_166266776103870.xml · nonDerivative · entry 1

Press Clifford · CIK 0001345478 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 268,836

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 450,000 shares of restricted stock on September 3, 2022.

Read SEC document
August 01, 2022 Filed Aug 3, 2022 22:34 UTC
Golby Lawrence WesleyChief Investment Officer
Tax withholdingACTG Common Stock 9,614 $0.00 $0.00
Disclosure

SEC source: 0001895090-22-000006 · wf-form4_165956607077879.xml · nonDerivative · entry 1

Golby Lawrence Wesley · CIK 0001895090 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,035

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 26,666 shares of restricted stock on August 1, 2022.

Read SEC document
June 18, 2022 Filed Jun 22, 2022 17:06 UTC
Booth Marc W.Chief IP Officer
Tax withholdingACTG Common Stock 5,764 $0.00 $0.00
Disclosure

SEC source: 0001750000-22-000011 · wf-form4_165591759840799.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,557

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 16,666 shares of restricted stock on June 18, 2022.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 22:17 UTC
Rosenstein Richard JayChief Financial Officer
Tax withholdingACTG Common Stock 10,395 $0.00 $0.00
Disclosure

SEC source: 0001582752-22-000006 · wf-form4_165464021287694.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,074

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,833 shares of restricted stock on June 4, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 17:55 UTC
Golby Lawrence WesleyChief Investment Officer
Tax withholdingACTG Common Stock 5,351 $0.00 $0.00
Disclosure

SEC source: 0001895090-22-000004 · wf-form4_165272371866418.xml · nonDerivative · entry 1

Golby Lawrence Wesley · CIK 0001895090 · Chief Investment Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,649

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 15,000 shares of restricted stock on May 12, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 17:54 UTC
Soncini Jason W.General Counsel
Tax withholdingACTG Common Stock 3,023 $0.00 $0.00
Disclosure

SEC source: 0001849064-22-000006 · wf-form4_165272364097398.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 113,636

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 7,500 shares of restricted stock on May 12, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 17:52 UTC
Rosenstein Richard JayChief Financial Officer
Tax withholdingACTG Common Stock 5,431 $0.00 $0.00
Disclosure

SEC source: 0001582752-22-000004 · wf-form4_165272355821967.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,469

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 15,000 shares of restricted stock on May 12, 2022.

Read SEC document
May 12, 2022 Filed May 16, 2022 17:51 UTC
Booth Marc W.Chief IP Officer
Tax withholdingACTG Common Stock 5,114 $0.00 $0.00
Disclosure

SEC source: 0001750000-22-000009 · wf-form4_165272346590459.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,321

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 15,000 shares of restricted stock on May 12, 2022.

Read SEC document
May 09, 2022 Filed May 9, 2022 17:23 UTC
Booth Marc W.Chief IP Officer
Tax withholdingACTG Common Stock 4,249 $4.53 $19,247.97
Disclosure

SEC source: 0001750000-22-000007 · wf-form4_165211700380615.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 315,435

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 12,500 shares of restricted stock on May 9, 2022.

Read SEC document
May 09, 2022 Filed May 11, 2022 20:11 UTC GrantCommon Stock, $0.001 par value 26,201 $0.00 $0.00
Disclosure

SEC source: 0000921895-22-001580 · form406297282_05112022.xml · nonDerivative · entry 1

Sagal Jonathan · CIK 0001794751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,544

F1 · shares: Grant of restricted stock awarded on May 9, 2022, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:10 UTC GrantACTG Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001776505-22-000006 · wf-form4_165229264059615.xml · nonDerivative · entry 1

Kohlberg Isaac T. · CIK 0001776505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,619

F1 · shares: Grant of restricted stock awarded on May 9, 2022, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:08 UTC GrantACTG Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001764949-22-000004 · wf-form4_165229249336673.xml · nonDerivative · entry 1

Wolanyk Katharine · CIK 0001764949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,776

F1 · shares: Grant of restricted stock awarded on May 9, 2022, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan.

Read SEC document
May 09, 2022 Filed May 11, 2022 18:04 UTC GrantACTG Common Stock 26,201 $0.00 $0.00
Disclosure

SEC source: 0001111318-22-000004 · wf-form4_165229223750613.xml · nonDerivative · entry 1

OCONNELL MAUREEN · CIK 0001111318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,776

F1 · shares: Grant of restricted stock awarded on May 9, 2022, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan.

Read SEC document
March 16, 2022 Filed Mar 18, 2022 22:04 UTC
Soncini Jason W.General Counsel
Tax withholdingACTG Common Stock 6,841 $3.75 $25,653.75
Disclosure

SEC source: 0001849064-22-000004 · wf-form4_164764106323164.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 116,659

F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 15,000 shares of restricted stock on March 16, 2022.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 11:45 UTC
McNulty Martin D. Jr.COO & Head of M&A
GrantACTG Common Stock · Derivative 250,000 $0.00 Strike: $3.73 $0.00
Disclosure

SEC source: 0001683168-22-001663 · ownership.xml · derivative · entry 2

McNulty Martin D. Jr. · CIK 0001819558 · COO & Head of M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: ACTG Common Stock · 250,000 shares

Expires 2032-03-10

F2 · derivative.exercise_date: One third of the option shares will vest and be exercisable on the second, third and fourth anniversary of the grant date, respectively.

Read SEC document
March 10, 2022 Filed Mar 15, 2022 11:45 UTC
McNulty Martin D. Jr.COO & Head of M&A
GrantACTG Common Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001663 · ownership.xml · nonDerivative · entry 1

McNulty Martin D. Jr. · CIK 0001819558 · COO & Head of M&A

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,000

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on second, third and fourth anniversary of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:07 UTC
Booth Marc W.Chief IP Officer
GrantStock Options (Right to Buy) · Derivative 250,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001683168-22-001588 · ownership.xml · derivative · entry 2

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: Acacia Research Corporation Common Stock · 250,000 shares

Expires 2032-03-08

F2 · derivative.exercise_date: One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively

Read SEC document
March 08, 2022 Filed Mar 11, 2022 00:07 UTC
Booth Marc W.Chief IP Officer
GrantACTG Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-22-001588 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 319,684

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:39 UTC
Soncini Jason W.General Counsel
GrantACTG Common Stock · Derivative 112,500 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001849064-22-000002 · wf-form4_164695196812892.xml · derivative · entry 2

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: ACTG Common Stock · 112,500 shares

Expires 2032-03-08

F2 · derivative.exercise_date: One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:39 UTC
Soncini Jason W.General Counsel
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001849064-22-000002 · wf-form4_164695196812892.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 123,500

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:36 UTC
Golby Lawrence WesleyDirector of Research
GrantACTG Common Stock · Derivative 250,000 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001895090-22-000002 · wf-form4_164695176057580.xml · derivative · entry 2

Golby Lawrence Wesley · CIK 0001895090 · Director of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250,000

Underlying: ACTG Common Stock · 250,000 shares

Expires 2032-03-08

F2 · derivative.exercise_date: One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:36 UTC
Golby Lawrence WesleyDirector of Research
GrantACTG Common Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0001895090-22-000002 · wf-form4_164695176057580.xml · nonDerivative · entry 1

Golby Lawrence Wesley · CIK 0001895090 · Director of Research

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 245,000

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:24 UTC
Rosenstein Richard JayChief Financial Officer
GrantACTG Common Stock · Derivative 112,500 $0.00 Strike: $3.58 $0.00
Disclosure

SEC source: 0001582752-22-000002 · wf-form4_164695101569296.xml · derivative · entry 2

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: ACTG Common Stock · 112,500 shares

Expires 2032-03-08

F2 · derivative.exercise_date: One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
March 08, 2022 Filed Mar 10, 2022 22:24 UTC
Rosenstein Richard JayChief Financial Officer
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001582752-22-000002 · wf-form4_164695101569296.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,900

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively.

Read SEC document
December 20, 2021 Filed Dec 21, 2021 20:58 UTC
Booth Marc W.Chief IP Officer
SaleACTG Common Stock 6,283 $4.71 $29,599.84
Disclosure

SEC source: 0001683168-21-006498 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,684

F1 · shares: Represent the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 16,667 shares of restricted stock on December 20, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.66 to $4.77, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 20:58 UTC
Rosenstein Richard JayChief Financial Officer
PurchaseACTG Common tock 25,000 $5.10 $127,452.50
Disclosure

SEC source: 0001683168-21-006497 · ownership.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,900

F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.10, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form.

Read SEC document
December 17, 2021 Filed Dec 21, 2021 20:58 UTC
Soncini Jason W.General Counsel
PurchaseACTG Common Stock 11,000 $5.05 $55,585.20
Disclosure

SEC source: 0001683168-21-006496 · ownership.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 78,500

Read SEC document
November 08, 2021 Filed Nov 10, 2021 01:30 UTC
Booth Marc W.Chief IP Officer
SaleACTG Common Stock 4,401 $5.53 $24,334.89
Disclosure

SEC source: 0001683168-21-005373 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 225,967

F1 · shares: Represent the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 12,500 shares of restricted stock on November 8, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.52 to $5.53, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.

Read SEC document
September 30, 2021 Filed Oct 1, 2021 17:09 UTC GrantACTG Common Stock 4,418 Not disclosed Not disclosed
Disclosure

SEC source: 0001683168-21-004627 · ownership.xml · nonDerivative · entry 1

Kohlberg Isaac T. · CIK 0001776505 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,418

F1 · shares: Grant of restricted stock awarded on September 30, 2021, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan.

F1 · price: Grant of restricted stock awarded on September 30, 2021, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Soncini Jason W.General Counsel
GrantStock Option (Right to Buy) · Derivative 56,250 $0.00 Strike: $5.84 $0.00
Disclosure

SEC source: 0001683168-21-003928 · ownership.xml · derivative · entry 2

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,250

Underlying: Acacia Research Corporation Common Stock · 56,250 shares

Expires 2031-08-23

F2 · derivative.exercise_date: One third of the option shares will vest and be exercisable on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Soncini Jason W.General Counsel
GrantACTG Common Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003928 · ownership.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Rosenstein Richard JayChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $5.84 $0.00
Disclosure

SEC source: 0001683168-21-003927 · ownership.xml · derivative · entry 2

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Acacia Research Corporation Common Stock · 112,500 shares

Expires 2031-08-23

F2 · derivative.exercise_date: One third of the option shares will vest and be exercisable on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Rosenstein Richard JayChief Financial Officer
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003927 · ownership.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,900

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Booth Marc W.Chief IP Officer
GrantStock Option (Right to Buy) · Derivative 112,500 $0.00 Strike: $5.84 $0.00
Disclosure

SEC source: 0001683168-21-003926 · ownership.xml · derivative · entry 2

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,500

Underlying: Acacia Research Corporation Common Stock · 112,500 shares

Expires 2031-08-23

F2 · derivative.exercise_date: One third of the option shares will vest and be exercisable on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Aug 26, 2021 17:33 UTC
Booth Marc W.Chief IP Officer
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-003926 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,368

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

Read SEC document
August 23, 2021 Filed Nov 10, 2021 01:31 UTC Amendment
Rosenstein Richard JayChief Financial Officer
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005377 · ownership.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,900

F1 · date: This line item is being re-reported solely to correct an error to the footnote, which previously stated in error that the award was made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan instead of the 2016 Acacia Research Corporation Stock Incentive Plan.

F2 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

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August 23, 2021 Filed Nov 10, 2021 01:30 UTC Amendment
Booth Marc W.Chief IP Officer
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005374 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 230,368

F1 · date: This line item is being re-reported solely to correct an error to the footnote, which previously stated in error that the award was made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan instead of the 2016 Acacia Research Corporation Stock Incentive Plan.

F2 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

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August 23, 2021 Filed Nov 10, 2021 01:29 UTC Amendment
Soncini Jason W.General Counsel
GrantACTG Common Stock 22,500 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-005372 · ownership.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,500

F1 · date: This line item is being re-reported solely to correct an error to the footnote, which previously stated in error that the award was made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan instead of the 2016 Acacia Research Corporation Stock Incentive Plan.

F2 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively.

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June 18, 2021 Filed Jun 21, 2021 16:54 UTC
Booth Marc W.Chief IP Officer
SaleACTG Common Stock 5,909 $6.10 $36,059.67
Disclosure

SEC source: 0001683168-21-002620 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,368

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 16,667 shares of restricted stock on June 18, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.00 to $6.25, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.

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June 07, 2021 Filed Jun 8, 2021 16:52 UTC
Rosenstein Richard JayChief Financial Officer
SaleACTG Common Stock 9,600 $5.51 $52,896.00
Disclosure

SEC source: 0001683168-21-002415 · ownership.xml · nonDerivative · entry 1

Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,900

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,834 shares of restricted stock on June 4, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.54, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.

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May 10, 2021 Filed May 12, 2021 20:10 UTC GrantCommon Stock, $0.001 par value 21,661 $0.00 $0.00
Disclosure

SEC source: 0000921895-21-001273 · form406297282_05122021.xml · nonDerivative · entry 1

Sagal Jonathan · CIK 0001794751 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,343

F1 · shares: Grant of restricted stock awarded on May 10, 2021, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan.

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May 10, 2021 Filed May 12, 2021 13:35 UTC GrantACTG Common Stock 21,661 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001909 · ownership.xml · nonDerivative · entry 1

Wolanyk Katharine · CIK 0001764949 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,575

F1 · shares: Grant of restricted stock awarded on May 10, 2021, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan.

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May 10, 2021 Filed May 12, 2021 13:34 UTC GrantACTG Common Stock 21,661 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001908 · ownership.xml · nonDerivative · entry 1

OCONNELL MAUREEN · CIK 0001111318 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,575

F1 · shares: Grant of restricted stock awarded on May 10, 2021, as part of the Company's annual grant of equity awards to non-employee directors, pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan.

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May 10, 2021 Filed May 12, 2021 13:33 UTC
Booth Marc W.Chief IP Officer
SaleACTG Common Stock 4,573 $5.72 $26,136.52
Disclosure

SEC source: 0001683168-21-001907 · ownership.xml · nonDerivative · entry 1

Booth Marc W. · CIK 0001750000 · Chief IP Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,277

F1 · shares: Represents the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 12,500 shares of restricted stock on May 8, 2021.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.58 to $5.84, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form.

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March 16, 2021 Filed Mar 18, 2021 19:58 UTC
Soncini Jason W.General Counsel
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-000992 · ownership.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on an annual basis over a three-year period, provided, that in the event Mr. Soncini is terminated without Cause or resigns for Good Reason within the first twelve months of his employment with the Company, an additional number of RSUs shall immediately vest such that an aggregate of 20,000 RSUs shall be vested as of such termination date.

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March 16, 2021 Filed Mar 19, 2021 16:24 UTC Amendment
Soncini Jason W.General Counsel
GrantACTG Common Stock 45,000 $0.00 $0.00
Disclosure

SEC source: 0001683168-21-001004 · ownership.xml · nonDerivative · entry 1

Soncini Jason W. · CIK 0001849064 · General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on an annual basis over a three-year period, provided, that in the event Mr. Soncini is terminated without Cause or resigns for Good Reason within the first twelve months of his employment with the Company, an additional number of RSUs shall immediately vest such that an aggregate of 20,000 RSUs shall be vested as of such termination date.

F2 · acquired: Due to an administrative error the share amount listed in column 4 was marked as disposed of ("D") and should have been marked as Acquired ("A").

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.