Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACACIA RESEARCH CORPACTG · Entity 5559 | Chief Financial Officer | June 06, 2022 | June 07, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACACIA RESEARCH CORP
Report date June 06, 2022 · Filed June 07, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| ACTG Common StockSEC Table I · non-derivative | Direct | 176,074 |
Reported balance
After 2022-06-06 transaction · row 1
1 source rowRow 1 · 2022-06-06 · Tax withholding · Disposed 10,395 · Balance 176,074 F1: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,833 shares of restricted stock on June 4, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,833 shares of restricted stock on June 4, 2022.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2022 Filed Jun 7, 2022 22:17 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingACTG Common Stock | 10,395 | $0.00 | $0.00 |
DisclosureSEC source: 0001582752-22-000006 · wf-form4_165464021287694.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,074 F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,833 shares of restricted stock on June 4, 2022. Read SEC document |
| May 12, 2022 Filed May 16, 2022 17:52 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | Tax withholdingACTG Common Stock | 5,431 | $0.00 | $0.00 |
DisclosureSEC source: 0001582752-22-000004 · wf-form4_165272355821967.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 186,469 F1 · shares: Represents the number of shares required to be withheld by the Reporting Person to satisfy tax withholding obligations related to the vesting of 15,000 shares of restricted stock on May 12, 2022. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:24 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock · Derivative | 112,500 | $0.00 Strike: $3.58 | $0.00 |
DisclosureSEC source: 0001582752-22-000002 · wf-form4_164695101569296.xml · derivative · entry 2 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: ACTG Common Stock · 112,500 shares Expires 2032-03-08 F2 · derivative.exercise_date: One third of the options shares will vest and be exercisable on the first, second and third anniversaries of the grant date, respectively. Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 22:24 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001582752-22-000002 · wf-form4_164695101569296.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,900 F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the first, second and third anniversaries of the grant date, respectively. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 20:58 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | PurchaseACTG Common tock | 25,000 | $5.10 | $127,452.50 |
DisclosureSEC source: 0001683168-21-006497 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,900 F1 · shares: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.08 to $5.10, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 17:33 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantStock Option (Right to Buy) · Derivative | 112,500 | $0.00 Strike: $5.84 | $0.00 |
DisclosureSEC source: 0001683168-21-003927 · ownership.xml · derivative · entry 2 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 112,500 Underlying: Acacia Research Corporation Common Stock · 112,500 shares Expires 2031-08-23 F2 · derivative.exercise_date: One third of the option shares will vest and be exercisable on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively. Read SEC document |
| August 23, 2021 Filed Aug 26, 2021 17:33 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-003927 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,900 F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively. Read SEC document |
| August 23, 2021 Filed Nov 10, 2021 01:31 UTC Amendment | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 45,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-005377 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,900 F1 · date: This line item is being re-reported solely to correct an error to the footnote, which previously stated in error that the award was made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan instead of the 2016 Acacia Research Corporation Stock Incentive Plan. F2 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on the date of the Company's 2022, 2023 and 2024 Annual Meeting of Stockholders, respectively. Read SEC document |
| June 07, 2021 Filed Jun 8, 2021 16:52 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | SaleACTG Common Stock | 9,600 | $5.51 | $52,896.00 |
DisclosureSEC source: 0001683168-21-002415 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,900 F1 · shares: Represents the number of shares required to be sold by the Reporting Person to satisfy tax withholding obligations related to the vesting of 28,834 shares of restricted stock on June 4, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.48 to $5.54, inclusive. The Reporting Person undertakes to provide to Acacia Research Corporation ("Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form. Read SEC document |
| June 04, 2020 Filed Jun 8, 2020 20:29 UTC | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 86,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-20-001900 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,500 F1 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on an annual basis over a three-year period. Read SEC document |
| June 04, 2020 Filed Nov 10, 2021 01:31 UTC Amendment | ACACIA RESEARCH CORP ACTG · Entity 5559 | GrantACTG Common Stock | 86,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001683168-21-005376 · ownership.xml · nonDerivative · entry 1 Rosenstein Richard Jay · CIK 0001582752 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,500 F1 · date: This line item is being re-reported solely to correct an error to the footnote, which previously stated in error that the award was made pursuant to the 2013 Acacia Research Corporation Stock Incentive Plan instead of the 2016 Acacia Research Corporation Stock Incentive Plan. F2 · shares: This award of restricted stock units ("RSUs") is made pursuant to the 2016 Acacia Research Corporation Stock Incentive Plan. Each RSU represents a contingent right to receive one share of common stock. One third of the RSUs will vest on an annual basis over a three-year period. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.