Last 12 months
Inside the activity.
0 purchase rows · 1 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 1 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
GOWEN MAXINEDirector
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016195 · form4-06102024_040609.xml · derivative · entry 2 GOWEN MAXINE · CIK 0001280044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
GOWEN MAXINEDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016195 · form4-06102024_040609.xml · derivative · entry 1 GOWEN MAXINE · CIK 0001280044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
MILANO VINCENTDirector
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016196 · form4-06102024_040611.xml · derivative · entry 2 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
MILANO VINCENTDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016196 · form4-06102024_040611.xml · derivative · entry 1 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Molineaux Christopher P.Director
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016194 · form4-06102024_040607.xml · derivative · entry 2 Molineaux Christopher P. · CIK 0001654773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Molineaux Christopher P.Director
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016194 · form4-06102024_040607.xml · derivative · entry 1 Molineaux Christopher P. · CIK 0001654773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Mehra AnandDirector
|
GrantRestricted Stock Units · Derivative | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-016192 · form4-06102024_040602.xml · derivative · entry 2 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,793 Underlying: Common Stock · 4,793 shares Expires not disclosed F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units will vest on June 6, 2025, subject to the Reporting Person's continuous service through such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 06, 2024 Filed Jun 10, 2024 20:15 UTC |
Mehra AnandDirector
|
GrantStock Option (Right to Buy) · Derivative | 15,750 | $0.00 Strike: $1.03 | $0.00 |
DisclosureSEC source: 0001415889-24-016192 · form4-06102024_040602.xml · derivative · entry 1 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,750 Underlying: Common Stock · 15,750 shares Expires 2034-06-05 F1 · derivative.exercise_date: The shares subject to this option will vest in twelve equal monthly installments commencing July 6, 2024, subject to Reporting Person's continuous service through each such date. F2 · balance_after: This grant was made pursuant to the issuer's ninth amended and restated non-employee director compensation policy. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
SCHIFF ANDREW NDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015360 · form4-06042024_040604.xml · derivative · entry 3 SCHIFF ANDREW N · CIK 0001172252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F3 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
SCHIFF ANDREW NDirector
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015360 · form4-06042024_040604.xml · nonDerivative · entry 1 SCHIFF ANDREW N · CIK 0001172252 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Humphries William D.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015364 · form4-06042024_040610.xml · derivative · entry 2 Humphries William D. · CIK 0001674278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Humphries William D.Director
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015364 · form4-06042024_040610.xml · nonDerivative · entry 1 Humphries William D. · CIK 0001674278 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
GOWEN MAXINEDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015363 · form4-06042024_040608.xml · derivative · entry 2 GOWEN MAXINE · CIK 0001280044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
GOWEN MAXINEDirector
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015363 · form4-06042024_040608.xml · nonDerivative · entry 1 GOWEN MAXINE · CIK 0001280044 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
MILANO VINCENTDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015365 · form4-06042024_040612.xml · derivative · entry 2 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
MILANO VINCENTDirector
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015365 · form4-06042024_040612.xml · nonDerivative · entry 1 MILANO VINCENT · CIK 0001187159 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
Powell Andrew Kenneth WilliamDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015368 · form4-06042024_040616.xml · derivative · entry 2 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
Powell Andrew Kenneth WilliamDirector
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015368 · form4-06042024_040616.xml · nonDerivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,523 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
Reasons Bryan M.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015369 · form4-06042024_040618.xml · derivative · entry 2 Reasons Bryan M. · CIK 0001553489 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 16:30 UTC |
Reasons Bryan M.Director
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015369 · form4-06042024_040618.xml · nonDerivative · entry 1 Reasons Bryan M. · CIK 0001553489 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,732 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015371 · form4-06042024_040622.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 104,134 Underlying: Common Stock · 9,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,722 | $1.03 | $2,803.66 |
DisclosureSEC source: 0001415889-24-015371 · form4-06042024_040622.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,299,115 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015371 · form4-06042024_040622.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,301,837 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Molineaux Christopher P.Director
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015366 · form4-06042024_040614.xml · derivative · entry 2 Molineaux Christopher P. · CIK 0001654773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Molineaux Christopher P.Director
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015366 · form4-06042024_040614.xml · nonDerivative · entry 1 Molineaux Christopher P. · CIK 0001654773 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,163 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Mehra AnandDirector
|
Exercise / conversionRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-015362 · form4-06042024_040606.xml · derivative · entry 2 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F2 · derivative.exercise_date: The shares underlying these restricted stock units vested on June 1, 2024. F2 · derivative.expiration_date: The shares underlying these restricted stock units vested on June 1, 2024. Read SEC document |
| June 01, 2024 Filed Jun 4, 2024 20:30 UTC |
Mehra AnandDirector
|
Exercise / conversionCommon Stock | 4,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-015362 · form4-06042024_040606.xml · nonDerivative · entry 1 Mehra Anand · CIK 0001590102 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,364 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-012167 · form4-05032024_040502.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,600 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 2,784 | $1.26 | $3,507.84 |
DisclosureSEC source: 0001415889-24-012167 · form4-05032024_040502.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,292,371 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| May 01, 2024 Filed May 3, 2024 20:20 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-012167 · form4-05032024_040502.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,295,155 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,467 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-010060 · form4-04032024_090431.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 123,067 Underlying: Common Stock · 9,467 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Tax withholdingCommon Stock | 3,224 | $1.26 | $4,062.24 |
DisclosureSEC source: 0001415889-24-010060 · form4-04032024_090431.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,285,688 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| April 01, 2024 Filed Apr 3, 2024 21:00 UTC |
Walker NealDirector · INTERIM PRESIDENT AND CEO
|
Exercise / conversionCommon Stock | 9,467 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001415889-24-010060 · form4-04032024_090431.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · INTERIM PRESIDENT AND CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,288,912 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| March 04, 2024 Filed Mar 5, 2024 16:58 UTC |
Powell Andrew Kenneth WilliamDirector
|
PurchaseCommon Stock | 6,000 | $1.25 | $7,500.00 |
DisclosureSEC source: 0001209191-24-004385 · doc4.xml · nonDerivative · entry 2 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,863 F2 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.230 to $1.269, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · derivative · entry 10 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F5 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 2, 2021, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. F5 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 2, 2021, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Tax withholdingCommon Stock | 3,531 | $1.24 | $4,378.44 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 6 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 186,783 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionCommon Stock | 12,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 5 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 190,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:02 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004397 · doc4.xml · derivative · entry 9 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,500 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F5 · derivative.exercise_date: The shares underlying these restricted stock units vest over a period of two years, with one-half of the shares vesting on each of March 2, 2023 and March 2, 2024, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. F5 · derivative.expiration_date: The shares underlying these restricted stock units vest over a period of two years, with one-half of the shares vesting on each of March 2, 2023 and March 2, 2024, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:02 UTC |
Balthaser KevinChief Financial Officer
|
Tax withholdingCommon Stock | 427 | $1.24 | $529.48 |
DisclosureSEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 6 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,983 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| March 02, 2024 Filed Mar 5, 2024 22:02 UTC |
Balthaser KevinChief Financial Officer
|
Exercise / conversionCommon Stock | 1,500 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-004397 · doc4.xml · nonDerivative · entry 5 Balthaser Kevin · CIK 0001957554 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,410 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 10,925 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · derivative · entry 9 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,850 Underlying: Common Stock · 10,925 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F4 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. F4 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2023, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · derivative · entry 8 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2022, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. F3 · derivative.expiration_date: The shares underlying these restricted stock units vest in four equal annual installments beginning on March 1, 2022, subject to the Continuous Service of the Reporting Person (as defined in the Plan) as of each such date. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Tax withholdingCommon Stock | 3,183 | $1.24 | $3,946.92 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 4 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 177,814 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionCommon Stock | 10,925 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 3 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 180,997 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Tax withholdingCommon Stock | 14,569 | $1.24 | $18,065.56 |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 2 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 170,072 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 17:04 UTC |
Monahan JosephChief Scientific Officer
|
Exercise / conversionCommon Stock | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-004402 · doc4.xml · nonDerivative · entry 1 Monahan Joseph · CIK 0001861790 · Chief Scientific Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 184,641 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 16:58 UTC |
Powell Andrew Kenneth WilliamDirector
|
PurchaseCommon Stock | 8,500 | $1.23 | $10,455.00 |
DisclosureSEC source: 0001209191-24-004385 · doc4.xml · nonDerivative · entry 1 Powell Andrew Kenneth William · CIK 0001304113 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,863 F1 · price: The price reported is a weighted average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.230 to $1.2393, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:08 UTC |
Walker NealDirector · Interim President and CEO
|
Exercise / conversionRestricted Stock Units · Derivative | 9,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-24-004407 · doc4.xml · derivative · entry 3 Walker Neal · CIK 0001604457 · Director · Interim President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 132,534 Underlying: Common Stock · 9,466 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. F3 · derivative.exercise_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. F3 · derivative.expiration_date: The shares vest in equal monthly installments over 15 months beginning February 1, 2024, subject to the Continuous Service (as defined in the Plan) of the Reporting Person as the Interim CEO to the Company as of each such vesting date, provided that in the event he ceases to be Interim CEO but continues to provide Continuous Service in any capacity, such awards will continue to vest in the event that the Issuer's Board of Directors determines in its sole discretion that he achieved the Performance Goals (as defined in his letter agreement of employment as Interim CEO) prior to the cessation of his employment as Interim CEO. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:08 UTC |
Walker NealDirector · Interim President and CEO
|
Tax withholdingCommon Stock | 3,223 | $1.24 | $3,996.52 |
DisclosureSEC source: 0001209191-24-004407 · doc4.xml · nonDerivative · entry 2 Walker Neal · CIK 0001604457 · Director · Interim President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,279,445 F2 · kind: The transaction reported represents the withholding of shares by the issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units described in this Form 4. Read SEC document |
| March 01, 2024 Filed Mar 5, 2024 22:08 UTC |
Walker NealDirector · Interim President and CEO
|
Exercise / conversionCommon Stock | 9,466 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-004407 · doc4.xml · nonDerivative · entry 1 Walker Neal · CIK 0001604457 · Director · Interim President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,282,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.